Helios: Evolution of Distribution Functions 0.3–1 AU

The radial evolution of the velocity distribution functions of the protons, electrons and ions, as they were measured during the Helios mission in the solar wind between 0.3 and 1.0 AU, is discussed and analysed. Emphasis is placed on the detailed plasma measurements, and on the non-thermal features of the particles and the kinetic processes they undergo in the expanding solar wind. As the plasma is multi-component and nonuniform, complexity prevails and the observed distributions exhibit, owing to their low number densities, significant deviations from local thermal equilibrium, and reveal such suprathermal particles as the strahl electrons, as well as ion beams and temperature anisotropies. The distribution functions still carry imprints of their solar boundaries that are reflected locally, but also have ample free energy driving in situ plasma instabilities which are triggered and modulated by wave-particle interactions. The ion temperatures and their anisotropies and the non-adiabatic radial evolution of the solar wind internal energy are discussed in detail.     

Self-Consistent Models of the Solar Wind

The origins of the hot solar corona and the supersonically expanding solar wind are still the subject of much debate. This paper summarizes some of the essential ingredients of realistic and self-consistent models of solar wind acceleration. It also outlines the major issues in the recent debate over what physical processes dominate the mass, momentum, and energy balance in the accelerating wind. A key obstacle in the way of producing realistic simulations of the Sun-heliosphere system is the lack of a physically motivated way of specifying the coronal heating rate. Recent models that assume the energy comes from Alfvén waves that are partially reflected, and then dissipated by magnetohydrodynamic turbulence, have been found to reproduce many of the observed features of the solar wind. This paper discusses results from these models, including detailed comparisons with measured plasma properties as a function of solar wind speed. Some suggestions are also given for future work that could answer the many remaining questions about coronal heating and solar wind acceleration.     

Kinetic Models for Whistler Wave Scattering of Electrons in the Solar Corona and Wind

Kinetic models are necessary to describe the physical processes associated with non-Maxwellian velocity distribution functions (VDFs) of electrons or ions in the solar corona and wind. It is shown that pitch-angle scattering of electrons in the solar wind needs to be considered in kinetic solar wind models. Coulomb collisions are not efficient enough to provide this scattering, but resonant interaction with whistler waves is. A solar wind model for undisturbed fast wind is presented, and the influence of scattering on flare electron propagation is investigated. Furthermore, it is found that resonant interaction of electrons with whistler waves is capable of producing suprathermal tails of electron distributions even under quiet conditions without flare activity.     

Planetary Magnetic Fields and Solar Forcing: Implications for Atmospheric Evolution

The solar wind and the solar XUV/EUV radiation constitute a permanent forcing of the upper atmosphere of the planets in our solar system, thereby affecting the habitability and chances for life to emerge on a planet. The forcing is essentially inversely proportional to the square of the distance to the Sun and, therefore, is most important for the innermost planets in our solar system—the Earth-like planets. The effect of these two forcing terms is to ionize, heat, chemically modify, and slowly erode the upper atmosphere throughout the lifetime of a planet. The closer to the Sun, the more efficient are these process. Atmospheric erosion is due to thermal and non-thermal escape. Gravity constitutes the major protection mechanism for thermal escape, while the non-thermal escape caused by the ionizing X-rays and EUV radiation and the solar wind require other means of protection. Ionospheric plasma energization and ion pickup represent two categories of non-thermal escape processes that may bring matter up to high velocities, well beyond escape velocity. These energization processes have now been studied by a number of plasma instruments orbiting Earth, Mars, and Venus for decades. Plasma measurement results therefore constitute the most useful empirical data basis for the subject under discussion. This does not imply that ionospheric plasma energization and ion pickup are the main processes for the atmospheric escape, but they remain processes that can be most easily tested against empirical data. Shielding the upper atmosphere of a planet against solar XUV, EUV, and solar wind forcing requires strong gravity and a strong intrinsic dipole magnetic field. For instance, the strong dipole magnetic field of the Earth provides a “magnetic umbrella”, fending of the solar wind at a distance of 10 Earth radii. Conversely, the lack of a strong intrinsic magnetic field at Mars and Venus means that the solar wind has more direct access to their topside atmosphere, the reason that Mars and Venus, planets lacking strong intrinsic magnetic fields, have so much less water than the Earth? Climatologic and atmospheric loss process over evolutionary timescales of planetary atmospheres can only be understood if one considers the fact that the radiation and plasma environment of the Sun has changed substantially with time. Standard stellar evolutionary models indicate that the Sun after its arrival at the Zero-Age Main Sequence (ZAMS) 4.5 Gyr ago had a total luminosity of ≈70% of the present Sun. This should have led to a much cooler Earth in the past, while geological and fossil evidence indicate otherwise. In addition, observations by various satellites and studies of solar proxies (Sun-like stars with different age) indicate that the young Sun was rotating more than 10 times its present rate and had correspondingly strong dynamo-driven high-energy emissions which resulted in strong X-ray and extreme ultraviolet (XUV) emissions, up to several 100 times stronger than the present Sun. Further, evidence of a much denser early solar wind and the mass loss rate of the young Sun can be determined from collision of ionized stellar winds of the solar proxies, with the partially ionized gas in the interstellar medium. Empirical correlations of stellar mass loss rates with X-ray surface flux values allows one to estimate the solar wind mass flux at earlier times, when the solar wind may have been more than 1000 times more massive. The main conclusions drawn on basis of the Sun-in-time-, and a time-dependent model of plasma energization/escape is that:

1. Solar forcing is effective in removing volatiles, primarily water, from planets,
2. planets orbiting close to the early Sun were subject to a heavy loss of water, the effect being most profound for Venus and Mars, and
3. a persistent planetary magnetic field, like the Earth’s dipole field, provides a shield against solar wind scavenging.

     

Preliminary results from the solar wind experiment on the ISEE-2 satellite

The EGD plasma experiment, launched on board of the ISEE-2 spacecraft, is briefly described. Preliminary results concerning three bow shock crossings occurred in November 1977 are discussed. Our attention is focused on some non-thermal features of the distribution function of proton velocities: in particular, we discuss double peaked structures of solar wind spectra and flows of particles backstreaming from the bow shock.     

Physics of the Solar Wind–Local Interstellar Medium Interaction: Role of Magnetic Fields

The interaction of the solar wind with the local interstellar medium is characterized by the self-consistent coupling of solar wind plasma, both upstream and downstream of the heliospheric termination shock, the interstellar plasma, and the neutral atom component of interstellar and solar wind origin. The complex coupling results in the creation of new plasma components (pickup ions), turbulence, and anomalous cosmic rays, and new populations of neutral atoms and their coupling can lead to energetic neutral atoms that can be detected at 1 AU. In this review, we discuss the interaction and coupling of global sized structures (the heliospheric boundary regions) and kinetic physics (the distributions that are responsible for the creation of energetic neutral atoms) based on models that have been developed by the University of Alabama in Huntsville group.     

Wind in the Solar Corona: Dynamics and Composition

The dynamics of the solar corona as observed during solar minimum with the Ultraviolet Coronagraph Spectrometer, UVCS, on SOHO is discussed. The large quiescent coronal streamers existing during this phase of the solar cycle are very likely composed by sub-streamers, formed by closed loops and separated by open field lines that are channelling a slow plasma that flows close to the heliospheric current sheet. The polar coronal holes, with magnetic topology significantly varying from their core to their edges, emit fast wind in their central region and slow wind close to the streamer boundary. The transition from fast to slow wind then appears to be gradual in the corona, in contrast with the sharp transition between the two wind regimes observed in the heliosphere. It is suggested that speed, abundance and kinetic energy of the wind are modulated by the topology of the coronal magnetic field. Energy deposition occurs both in the slow and fast wind but its effect on the kinetic temperature and expansion rate is different for the slow and fast wind.     

The streaming of solar flare particles and plasma in interplanetary space

A review is given of the features of solar particle emissions which cause various terrestrial disturbances. Three types of corpuscular emissions, namely, solar cosmic rays, energetic storm protons and plasma clouds, are associated with intense solar flares. Outward streaming of the solar wind and of beams of enhanced activity originate from the quiescent solar corona. It is shown that these solar particles propagate through interplanetary space, being modulated in a systematic way by existing magnetic fields. Time variations of solar flare particle flux, and their energy spectrum, are discussed.     

Signature of coronal holes and streamers in the interplanetary space

The properties of different solar wind streams depend on the large scale structure of the coronal magnetic field. We present average values and distributions of bulk parameters (density, velocity, temperature, mass flux, momentum, and kinetic and thermal energy, ratio of thermal and magnetic pressure, as well as the helium abundance) as observed on board the Prognoz 7 satellite in different types of the solar wind streams. Maximum mass flux is recorded in the streams emanating from the coronal streamers while maximum thermal and kinetic energy fluxes are observed in the streams from the coronal holes. The momentum fluxes are equal in both types of streams. The maximum ratio of thermal and magnetic pressure is observed in heliospheric current sheet. The helium abundance in streams from coronal holes is higher than in streams from streamers, and its dependences on density and mass flux are different in different types of the streams. Also, the dynamics of -particle velocity and temperature relative to protons in streams from coronal holes and streamers is discussed.     

A Comparative Study of the Influence of the Active Young Sun on the Early Atmospheres of Earth, Venus, and Mars

Because the solar radiation and particle environment plays a major role in all atmospheric processes such as ionization, dissociation, heating of the upper atmospheres, and thermal and non-thermal atmospheric loss processes, the long-time evolution of planetary atmospheres and their water inventories can only be understood within the context of the evolving Sun. We compare the effect of solar induced X-ray and EUV (XUV) heating on the upper atmospheres of Earth, Venus and Mars since the time when the Sun arrived at the Zero-Age-Main-Sequence (ZAMS) about 4.6 Gyr ago. We apply a diffusive-gravitational equilibrium and thermal balance model for studying heating of the early thermospheres by photodissociation and ionization processes, due to exothermic chemical reactions and cooling by IR-radiating molecules like CO₂, NO, OH, etc. Our model simulations result in extended thermospheres for early Earth, Venus and Mars. The exospheric temperatures obtained for all the three planets during this time period lead to diffusion-limited hydrodynamic escape of atomic hydrogen and high Jeans’ escape rates for heavier species like H₂, He, C, N, O, etc. The duration of this blow-off phase for atomic hydrogen depends essentially on the mixing ratios of CO₂, N₂ and H₂O in the atmospheres and could last from ∼100 to several hundred million years. Furthermore, we study the efficiency of various non-thermal atmospheric loss processes on Venus and Mars and investigate the possible protecting effect of the early martian magnetosphere against solar wind induced ion pick up erosion. We find that the early martian magnetic field could decrease the ion-related non-thermal escape rates by a great amount. It is possible that non-magnetized early Mars could have lost its whole atmosphere due to the combined effect of its extended upper atmosphere and a dense solar wind plasma flow of the young Sun during about 200 Myr after the Sun arrived at the ZAMS. Depending on the solar wind parameters, our model simulations for early Venus show that ion pick up by strong solar wind from a non-magnetized planet could erode up to an equivalent amount of ∼250 bar of O⁺ ions during the first several hundred million years. This accumulated loss corresponds to an equivalent mass of ∼1 terrestrial ocean (TO (1 TO ∼1.39×10²⁴ g or expressed as partial pressure, about 265 bar, which corresponds to ∼2900 m average depth)). Finally, we discuss and compare our findings with the results of preceding studies.     

Magnetic energy release near accreting black holes

The observed non-thermal emission from accreting compact objects is often understood in terms of the expected magnetic activity of accretion disks. This review discusses the constraints on this view point that can be obtained from, principally, the X-ray spectra and the X-ray variability of black hole candidates.Furthermore, the traditional view of an accretion disk corona, put forward as the source of the non-thermal emission, analogous to the solar corona is shown to be wrong on a few important points. Firstly, the density in the equilibrium accretion disk corona is extremely low. A reasonable plasma density is retained by pair production processes similar to those existing in the pulsar magnetosphere. Secondly, the dominant resistivity in the accretion the disk on the current carrying electrons.     

Laboratory and Numerical Simulations of the Impulsive Penetration Mechanism

Plasma interaction at the interface between the magnetosheath and magnetosphere has been extensively studied during recent years. As a consequence various theoretical models have emerged. The impulsive penetration mechanism initially proposed by Lemaire and Roth as an alternative approach to the steady state reconnection, is a non-stationary model describing the processes which take place when a 3-D solar wind plasma irregularity interacts with the outer regions of the Earth's magnetosphere. In this paper we are reviewing the main features of the impulsive penetration mechanism and the role of the electric field in driving impulsive events. An alternative point of view and the controversy it has raised are discussed. We also review the numerical codes developed to simulate the impulsive transport of plasma across the magnetopause. They have illustrated the relationship between the magnetic field distribution and the convection of solar-wind plasma inside the magnetosphere and brought into perspective non-stationary phenomena (like instabilities and waves) which were not explicitly integrated in the early models of impulsive penetration. Numerical simulations devoted to these processes cover a broad range of approximations, from ideal MHD to hybrid and kinetic codes. The results show the limitation of these theories in describing the full range of phenomena observed at the magnetopause and magnetospheric boundary layers.     

Kinetic Excitation Mechanisms for ION-Cyclotron Kinetic Alfvén Waves in Sun-Earth ConnectionI

We study kinetic excitation mechanisms for high-frequency dispersive Alfvén waves in the solar corona, solar wind, and Earth's magnetosphere. The ion-cyclotron and Cherenkov kinetic effects are important for these waves which we call the ion-cyclotron kinetic Alfvén waves (ICKAWs). Ion beams, anisotropic particles distributions and currents provide free energy for the excitation of ICKAWs in space plasmas. As particular examples we consider ICKAW instabilities in the coronal magnetic reconnection events, in the fast solar wind, and in the Earth's magnetopause. Energy conversion and transport initiated by ICKAW instabilities is significant for the whole dynamics of Sun-Earth connection chain, and observations of ICKAW activity could provide a diagnostic/predictive tool in the space environment research. This revised version was published online in August 2006 with corrections to the Cover Date.     

WAVES: The radio and plasma wave investigation on the wind spacecraft

The WAVES investigation on the WIND spacecraft will provide comprehensive measurements of the radio and plasma wave phenomena which occur in Geospace. Analyses of these measurements, in coordination with the other onboard plasma, energetic particles, and field measurements will help us understand the kinetic processes that are important in the solar wind and in key boundary regions of the Geospace. These processes are then to be interpreted in conjunction with results from the other ISTP spacecraft in order to discern the measurements and parameters for mass, momentum, and energy flow throughout geospace. This investigation will also contribute to observations of radio waves emitted in regions where the solar wind is accelerated. The WAVES investigation comprises several innovations in this kind of instrumentation: among which the first use, to our knowledge, of neural networks in real-time on board a scientific spacecraft to analyze data and command observation modes, and the first use of a wavelet transform-like analysis in real time to perform a spectral analysis of a broad band signal.     

Nonclassical Transport and Particle-Field Coupling: from Laboratory Plasmas to the Solar Wind

Understanding transport of thermal and suprathermal particles is a fundamental issue in laboratory, solar-terrestrial, and astrophysical plasmas. For laboratory fusion experiments, confinement of particles and energy is essential for sustaining the plasma long enough to reach burning conditions. For solar wind and magnetospheric plasmas, transport properties determine the spatial and temporal distribution of energetic particles, which can be harmful for spacecraft functioning, as well as the entry of solar wind plasma into the magnetosphere. For astrophysical plasmas, transport properties determine the efficiency of particle acceleration processes and affect observable radiative signatures. In all cases, transport depends on the interaction of thermal and suprathermal particles with the electric and magnetic fluctuations in the plasma. Understanding transport therefore requires us to understand these interactions, which encompass a wide range of scales, from magnetohydrodynamic to kinetic scales, with larger scale structures also having a role. The wealth of transport studies during recent decades has shown the existence of a variety of regimes that differ from the classical quasilinear regime. In this paper we give an overview of nonclassical plasma transport regimes, discussing theoretical approaches to superdiffusive and subdiffusive transport, wave–particle interactions at microscopic kinetic scales, the influence of coherent structures and of avalanching transport, and the results of numerical simulations and experimental data analyses. Applications to laboratory plasmas and space plasmas are discussed.