Solar Energetic Particle Charge States: An Overview

The ionic charge distributions of solar energetic particles (SEP) as observed in interplanetary space provide fundamental information about the origin of these particles, and the acceleration and propagation processes at the Sun and in interplanetary space. In this paper we review the measurements of ionic charge states of energetic particles in interplanetary space and discuss their implication for our understanding of SEP sources, and acceleration and propagation processes.     

Non-relativistic solar electrons

This review summarizes both the direct spacecraft observations of non-relativistic solar electrons, and observations of the X-ray and radio emission generated by these particles at the Sun and in the interplanetary medium. These observations bear on three physical processes basic to energetic particle phenomena: (1) the acceleration of particles in tenuous plasmas; (2) the propagation of energetic charged particles in a disordered magnetic field, and (3) the interaction of energetic charged particles with tenuous plasmas to produce electromagnetic radiation. Because these electrons are frequently accelerated and emitted by the Sun, mostly in small and relatively simple flares, it is possible to define a detailed physical picture of these processes.In many small solar flares non-relativistic electrons accelerated during flash phase constitute the bulk of the total flare energy. Thus the basic flare mechanism in these flares essentially converts the available flare energy into fast electrons. Non-relativistic electrons exhibit a wide variety of propagation modes in the interplanetary medium, ranging from diffusive to essentially scatter-free. This variability in the propagation may be explained in terms of the distribution of interplanetary magnetic field fluctuations. Type III solar radio burst emission is generated by these electrons as they travel out to 1 AU and beyond. Recent in situ observations of these electrons at 1 AU, accompanied by simultaneous observations of the low frequency radio emission generated by them at 1 AU provide quantitative information on the plasma processes involved in the generation of type III bursts.     

Ionic Charge States of Solar Energetic Particles: A Clue to the Source

The ionic charge of solar energetic particles (SEP) as observed in interplanetary space is an important parameter for the diagnostic of the plasma conditions at the source region and provides fundamental information about the acceleration and propagation processes at the Sun and in interplanetary space. In this paper we review the new measurements of ionic charge states with advanced instrumentation onboard the SAMPEX, SOHO, and ACE spacecraft that provide for the first time ionic charge measurements over the wide energy range of ∼0.01 to 70 MeV/nuc (for Fe), and for many individual SEP events. These new measurements show a strong energy dependence of the mean ionic charge of heavy ions, most pronounced for iron, indicating that the previous interpretation of the mean ionic charge being solely related to the ambient plasma temperature was too simplistic. This energy dependence, in combination with models on acceleration, charge stripping, and solar and interplanetary propagation, provides constraints for the temperature, density, and acceleration time scales in the acceleration region. The comparison of the measurements with model calculations shows that for impulsive events with a large increase of Q _Fe(E) at energies ≤1 MeV/nuc the acceleration occurs low in the corona, typically at altitudes ≤0.2 R _S .     

Isotopic Fractionation by Plasma Processes

The Sun is the largest reservoir of matter in the solar system, which formed 4.6 Gy ago from the protosolar nebula. The solar wind carries a nearly unfractionated sample of heavy isotopes at energies of about 1 keV/amu from the Sun into interplanetary space. Data from space missions and theoretical models indicate that the isotopes of the volatile elements N, O, Ne, and Ar are fractionated by at most a few percent per atomic mass unit in different solar wind regimes. In contrast, isotopic abundances of solar and heliospheric energetic particles at energies larger than about 100 keV/amu are observed to strongly vary relative to solar abundances. Processes such as resonant acceleration or pre-acceleration by plasma waves, first-order Fermi acceleration, or propagation in the interplanetary plasma are discussed as causes for charge-to-mass dependent fractionation. This revised version was published online in August 2006 with corrections to the Cover Date.     

Relativistic electron events in interplanetary space

This review is concerned with relativistic electron events observed in interplanetary space. The different types of event are identified and illustrated. The relationships between solar X-ray and radio emissions and relativistic electrons are examined, and the relevance of the observations to solar flare acceleration models is discussed. A statistical analysis of electron spectra, the electron/proton ratio and propagation from the flare site to the Earth is presented. A model is outlined which can account for the release of electrons from the Sun in a manner consistent with observations of energetic solar particles and electromagnetic solar radiation.The literature survey for this review was concluded in May 1973.     

Integration of Neutron Monitor Data with Spacecraft Observations: a Historical Perspective

Beginning in the early 1950s, data from neutron monitors placed the taxonomy of cosmic ray temporal variations on a firm footing, extended the observations of the Sun as a transient source of high energy particles and laid the foundation of our early concepts of a heliosphere. The first major impact of the arrival of the Space Age in 1957 on our understanding of cosmic rays came from spacecraft operating beyond the confines of our magnetosphere. These new observations showed that Forbush decreases were caused by interplanetary disturbances and not by changes in the geomagnetic field; the existence of both the predicted solar wind and interplanetary magnetic field was confirmed; the Sun was revealed as a frequent source of energetic ions and electrons in the 10–100 MeV range; and a number of new, low-energy particle populations was discovered. Neutron monitor data were of great value in interpreting many of these new results. With the launch of IMP 6 in 1971, followed by a number of other spacecraft, long-term monitoring of low and medium energy galactic and anomalous cosmic rays and solar and interplanetary energetic particles, and the interplanetary medium were available on a continuous basis. Many synoptic studies have been carried out using both neutron monitor and space observations. The data from the Pioneer 10/11 and Voyagers 1/2 deep space missions and the journey of Ulysses over the region of the solar poles have significantly extended our knowledge of the heliosphere and have provided enhanced understanding of many effects that were first identified in the neutron monitor data. Solar observations are a special area of space studies that has had great impact on interpreting results from neutron monitors, in particular the identification of coronal holes as the source of high-speed solar wind streams and the recognition of the importance of coronal mass ejections in producing interplanetary disturbances and accelerating solar energetic particles. In the future, with the new emphasis on carefully intercalibrated networks of neutron monitors and the improved instrumentation for space studies, these symbionic relations should prove to be even more productive in extending our understanding of the acceleration and transport of energetic particles in our heliosphere. This revised version was published online in August 2006 with corrections to the Cover Date.     

Relativistic solar proton events

Energetic solar flare particles contain rich information concerning mechanisms of particle acceleration on the Sun and subsequent transport through turbulent interplanetary space. Even the most energetic particles, in particular protons with kinetic energy above 500 MeV, may undergo coronal and interplanetary propagation effects, disturbing their accelerated injection spectrum after release from the solar flare. Relativistic solar proton events are recorded by neutron monitors at ground level. A detailed knowledge of the response of these ground-based detectors to the impact by a beam of protons on the top of the atmosphere is required to analyze these observations. The spectral index of arriving protons can be obtained from the response of the world-wide network of neutron monitors provided their directional anisotropy is known. The spectral index may also by determined from the relative enhancements in count rates of two similar detectors at different altitudes but similar asymptotic cones of acceptances, or from the relative enhancements of two detectors with different spectral sensitivities but at the same location of high latitude. Ground level enhancements from solar flare protons have been recorded at Sanae, Antarctica, since 1971 by two neutron monitors with different sensitivities to primary protons in the rigidity range from 1 GV to 5 GV. Spectral indexes of about 20 of these more energetic solar flare proton events have been determined from the two detector enhancements recorded at Sanae. These indexes do not show any increase (softening of the relativistic proton spectra) with increasing heliolongitude away from the preferred IMF connection region as was obtained for 20–80 MeV protons. Furthermore, most of the enhanced count rates show fluctuations larger than statistical, indicative of propagation in a mostly turbulent interplanetary magnetic field.     

Theoretical studies of interplanetary propagation and acceleration

Studies evaluating the transport coefficients for energetic particles in interplanetary space are described in relation to particle data.In position space, the main mode of propagation is along field lines but perpendicular diffusion and drift motion is also possible. Diffusion coefficients based on interplanetary magnetic field data are either derived from quasi-linear, adiabatic theory or this theory corrected for finite scattering near 90° pitch angle or by numerical techniques. Relevant particle data includes solar proton event time profile and anisotropy measurements. In general, when Fokker-Planck transport equation solutions are fitted to particle data, the parallel diffusion coefficients obtained still appear rather larger than those given by theoretical estimates. Perpendicular diffusion is shown to be due to field line wandering and random drift motion effects. The importance of drift motion in cosmic ray modulation theory is mentioned.Although much emphasis is currently placed upon shock acceleration in CIR's, statistical acceleration in interplanetary space must be considered. Energetic particles may gain energy from longitudinal waves and cyclotron resonance interactions. Analytical and numerical estimates of the energy space diffusion coefficients are considered. Some reveal a surprising importance to this statistical acceleration and can explain a variety of data.Presented at the Fifth International Symposium on Solar-Terrestrial Physics, held at Ottawa, Canada, May 1982.     

Solar Energetic Particles

In this brief review, we summarize the current state of knowledge of solar energetic particles. This includes energetic particles contained within the site of solar flares that are responsible for X-ray, γ-ray and neutron emission and particles accelerated at high coronal altitudes and in interplanetary space by travelling disturbances such as coronal mass ejections. Special emphasis is placed on those particles directly or indirectly associated with neutron monitor signals. This revised version was published online in August 2006 with corrections to the Cover Date.     

GeV Particle Acceleration in Solar Flares and Ground Level Enhancement (GLE) Events

Ground Level Enhancement (GLE) events represent the most energetic class of solar energetic particle (SEP) events, requiring acceleration processes to boost ?1?GeV ions in order to produce showers of secondary particles in the Earth’s atmosphere with sufficient intensity to be detected by ground-level neutron monitors, above the background of cosmic rays. Although the association of GLE events with both solar flares and coronal mass ejections (CMEs) is undisputed, the question arises about the location of the responsible acceleration site: coronal flare reconnection sites, coronal CME shocks, or interplanetary shocks? To investigate the first possibility we explore the timing of GLE events with respect to hard X-ray production in solar flares, considering the height and magnetic topology of flares, the role of extended acceleration, and particle trapping. We find that 50% (6 out of 12) of recent (non-occulted) GLE events are accelerated during the impulsive flare phase, while the remaining half are accelerated significantly later. It appears that the prompt GLE component, which is observed in virtually all GLE events according to a recent study by Vashenyuk et al. (Astrophys. Space Sci. Trans. 7(4):459–463, 2011), is consistent with a flare origin in the lower corona, while the delayed gradual GLE component can be produced by both, either by extended acceleration and/or trapping in flare sites, or by particles accelerated in coronal and interplanetary shocks.     

Interstellar Mapping and Acceleration Probe (IMAP): A New NASA Mission

The Interstellar Mapping and Acceleration Probe (IMAP) is a revolutionary mission that simultaneously investigates two of the most important overarching issues in Heliophysics today: the acceleration of energetic particles and interaction of the solar wind with the local interstellar medium. While seemingly disparate, these are intimately coupled because particles accelerated in the inner heliosphere play critical roles in the outer heliospheric interaction. Selected by NASA in 2018, IMAP is planned to launch in 2024. The IMAP spacecraft is a simple sun-pointed spinner in orbit about the Sun-Earth L1 point. IMAP’s ten instruments provide a complete and synergistic set of observations to simultaneously dissect the particle injection and acceleration processes at 1 AU while remotely probing the global heliospheric interaction and its response to particle populations generated by these processes. In situ at 1 AU, IMAP provides detailed observations of solar wind electrons and ions; suprathermal, pickup, and energetic ions; and the interplanetary magnetic field. For the outer heliosphere interaction, IMAP provides advanced global observations of the remote plasma and energetic ions over a broad energy range via energetic neutral atom imaging, and precise observations of interstellar neutral atoms penetrating the heliosphere. Complementary observations of interstellar dust and the ultraviolet glow of interstellar neutrals further deepen the physical understanding from IMAP. IMAP also continuously broadcasts vital real-time space weather observations. Finally, IMAP engages the broader Heliophysics community through a variety of innovative opportunities. This paper summarizes the IMAP mission at the start of Phase A development.     

The Suprathermal Ion Telescope (SIT) For the IMPACT/SEP Investigation

The Solar-Terrestrial Relations Observatory (STEREO) mission addresses critical problems of the physics of explosive disturbances in the solar corona, and their propagation and interactions in the interplanetary medium between the Sun and Earth. The In-Situ-Measurements of Particles and CME Transients (IMPACT) investigation observes the consequences of these disturbances and other transients at 1 AU. The generation of energetic particles is a fundamentally important feature of shock-associated Coronal Mass Ejections (CMEs) and other transients in the interplanetary medium. Multiple sensors within the IMPACT suite measure the particle population from energies just above the solar wind up to hundreds of MeV/nucleon. This paper describes a portion of the IMPACT Solar Energetic Particles (SEP) package, the Suprathermal Ion Telescope (SIT) which identifies the heavy ion composition from the suprathermal through the energetic particle range (～few 10 s of keV/nucleon to several MeV/nucleon). SIT will trace and identify processes that energize low energy ions, and characterize their transport in the interplanetary medium. SIT is a time-of-flight mass spectrometer with high sensitivity designed to derive detailed multi-species particle spectra with a cadence of 60 s, thereby enabling detailed studies of shock-accelerated and other energetic particle populations observed at 1 AU.     

Theoretical modeling for the stereo mission

We summarize the theory and modeling efforts for the STEREO mission, which will be used to interpret the data of both the remote-sensing (SECCHI, SWAVES) and in-situ instruments (IMPACT, PLASTIC). The modeling includes the coronal plasma, in both open and closed magnetic structures, and the solar wind and its expansion outwards from the Sun, which defines the heliosphere. Particular emphasis is given to modeling of dynamic phenomena associated with the initiation and propagation of coronal mass ejections (CMEs). The modeling of the CME initiation includes magnetic shearing, kink instability, filament eruption, and magnetic reconnection in the flaring lower corona. The modeling of CME propagation entails interplanetary shocks, interplanetary particle beams, solar energetic particles (SEPs), geoeffective connections, and space weather. This review describes mostly existing models of groups that have committed their work to the STEREO mission, but is by no means exhaustive or comprehensive regarding alternative theoretical approaches.     

High-energy phenomena on the Sun: An introductory review

Large solar flares are often accompanied by both emissions of high-energy quanta and particles. The emissions such as gamma-ray and hard X-ray photons are generated due to the interaction of high-energy nuclei and electrons with gases ambient in the flare regions and the solar atmosphere. Nonthermal radio emissions of wide frequency band are produced from energetic electrons while being decelerated by the action of plasmas and magnetic fields ambient in the flare site and its neighboring region. To understand the emission mechanism of these high-energy quanta on the Sun, it is, therefore, necessary to find the acceleration mechanism for both nuclei and electrons, which begins almost simultaneously with the onset of solar flares.A part of the accelerated nuclei and electrons are later released from the solar atmosphere into the outer space and eventually lost from the space of the solar system. Their behavior in the interplanetary space is considered to study the large-scale structure of plasmas and magnetic fields in this space.The observations and studies of high-energy phenomena on the Sun are thus thought of as giving some crucial hint important to understand the nature of various high-energy phenomena being currently observed in the Universe.     

Wave induced energetic particle generation and space plasma modeling

An increasing number of high-resolution spacecraft observations provide access to details of energetic electron and ion velocity-space distribution structures. Since resonant wave-particle interaction processes depend considerably on the distribution function details, space plasma modeling is of particular interest for studies of a variety of plasma environments as planetary magnetospheres, the interplanetary medium or solar flares. After summarizing the most popular particle acceleration processes we focus on wave-powered energization mechanisms induced by Landau interaction and demonstrate from a time-evolutionary scenario that power-law distributions, highly favored by observations in recent years, are generated resonantly by an Alfvén wave spectrum and possibly saturate. This process is further stimulated in non-uniform magnetic field configurations where multiple wave packets at different phase velocities provide the energy source for a continuous acceleration process. Moreover, in this conjunction we demonstrate that in particular κ-distributions are a consequence of a generalized entropy concept, favored by nonextensive statistics, which provides the missing link for power-law plasma models from fundamental physics. With regard to in situ space observations examples are provided illuminating that for non-thermal plasma characteristics the particular structure of the velocity-space distribution dominates as regulating mechanism for the wave-particle interaction process over effects related to changes in space plasma parameters. This revised version was published online in August 2006 with corrections to the Cover Date.     

Particle acceleration in solar flares and some related phenomena

Observational features concerning solar energetic particles are compactly reviewed with some emphasis on the spectra and time histories. Velocity dependent characteristics in the energy spectra are pointed out, and compared to the results of the interplanetary shocks. A shock drift acceleration is introduced in order to interpret the observational features, especially a very fast acceleration to MeV energies within an order of second. There is a strong evidence of the shock drift acceleration in the interplanetary shocks. When some conditions are satisfied in the corona, only one or several encounters of particles with a near perpendicular shock accelerates protons to gamma-ray emitting energies (> 10 MeV). Pre-acceleration is inevitable for any kind of acceleration mechanisms in solar flares. To fulfill the requirements from the abundance ratios between various species of accelerated ions, pre-acceleration to the same velocities before the injection into a main acceleration process turns out to be absolutely necessary.     

Shock Acceleration of Ions in the Heliosphere

Energetic particles constitute an important component of the heliospheric plasma environment. They range from solar energetic particles in the inner heliosphere to the anomalous cosmic rays accelerated at the interface of the heliosphere with the local interstellar medium. Although stochastic acceleration by fluctuating electric fields and processes associated with magnetic reconnection may account for some of the particle populations, the majority are accelerated by the variety of shock waves present in the solar wind. This review focuses on “gradual” solar energetic particle (SEP) events including their energetic storm particle (ESP) phase, which is observed if and when an associated shock wave passes Earth. Gradual SEP events are the intense long-duration events responsible for most space weather disturbances of Earth’s magnetosphere and upper atmosphere. The major characteristics of gradual SEP events are first described including their association with shocks and coronal mass ejections (CMEs), their ion composition, and their energy spectra. In the context of acceleration mechanisms in general, the acceleration mechanism responsible for SEP events, diffusive shock acceleration, is then described in some detail including its predictions for a planar stationary shock, shock modification by the energetic particles, and wave excitation by the accelerating ions. Finally, some complexities of shock acceleration are addressed, which affect the predictive ability of the theory. These include the role of temporal and spatial variations, the distinction between the plasma and wave compression ratios at the shock, the injection of thermal plasma at the shock into the process of shock acceleration, and the nonlinear evolution of ion-excited waves in the vicinity of the shock.     

The streaming of solar flare particles and plasma in interplanetary space

A review is given of the features of solar particle emissions which cause various terrestrial disturbances. Three types of corpuscular emissions, namely, solar cosmic rays, energetic storm protons and plasma clouds, are associated with intense solar flares. Outward streaming of the solar wind and of beams of enhanced activity originate from the quiescent solar corona. It is shown that these solar particles propagate through interplanetary space, being modulated in a systematic way by existing magnetic fields. Time variations of solar flare particle flux, and their energy spectrum, are discussed.     

Ground-based solar radio observations of the August 1972 events

Ground-based observations of the variable solar radio emission ranging from few millimetres to decametres have been used here as a diagnostic tool to gain coherent phenomenological understanding of the great 2, 4 and 7 August, 1972 solar events in terms of dominant physical processes like generation and propagation of shock waves in the solar atmosphere, particle acceleration and trapping.The basic data used in this review have been collected by many workers throughout the world utilizing a variety of instruments such as fixed frequency radiometers, multi-element interferometers, dynamic spectrum analysers and polarimeters. Four major flares are selected for detailed analysis on the basis of their ability to produce energetic protons, shock waves, polar cap absorptions (PCA) and sudden commencement (SC) geomagnetic storms. A comparative study of their radio characteristics is made. Evidence is seen for the pulsations during microwave bursts by the mechanism similar to that proposed by McLean et al. (1971), to explain the pulsations in the metre wavelength continuum radiation. It is suggested that the multiple peaks observed in some microwave bursts may be attributable to individual flares occurring sequentially due to a single initiating flare. Attempts have been made to establish identification of Type II bursts with the interplanetary shock waves and SC geomagnetic storms. Furthermore, it is suggested that it is the mass behind the shock front which is the deciding factor for the detection of shock waves in the interplanetary space. It appears to us that more work is necessary in order to identify which of the three moving Type IV bursts (Wild and Smerd, 1972), namely, advancing shock front, expanding magnetic arch and ejected plasma blob serves as the piston-driver behind the interplanetary shocks. The existing criteria for proton flare prediction have been summarized and two new criteria have been proposed. Observational limitations of the current ground-based experimental techniques have been pointed out and a suggestion has been made to evolve appropriate observational facilities for solar work before the next Solar Maximum Year (SMY).     

Shock acceleration of energetic particles in the heliosphere

The theory of shock acceleration of energetic particles is briefly discussed and reviewed with an emphasis on clarifying the apparent distinction between the V × B and Fermi mechanisms. Attention is restricted to those situations in which the energetic particles do not themselves influence the given shock structure. In particular, application of the theory to the acceleration of energetic particles in corotating interaction regions (CIR) in the solar wind is presented. Here particles are accelerated at the forward and reverse shocks which bound the CIR by being compressed between the shock fronts and magnetic irregularities upstream from the shocks, or by being compressed between upstream irregularities and those downstream from the shocks. Particles also suffer adiabatic deceleration in the expanding solar wind, an effect not included in previous shock models for acceleration in CIRs. The model is able to account for the observed exponential spectra at Earth, the observed behavior of the spectra with radial distance, the observed radial gradients in the intensity, and the observed differences in the intensity and spectra at the forward and reverse shocks.Calculations and resulting energy spectra are also presented for shock acceleration of energetic particles in large solar flare events. Based on the simplifying assumption that the shock evolves as a spherically symmetric Sedov blast wave, the calculation yields the time-integrated spectrum of particles initially injected at the shock which eventually escape ahead of the shock into interplanetary space. The spectra are similar to those observed at Earth. Finally further applications are suggested.An invited paper presented at STIP Workshop on Shock Waves in the Solar Corona and Interplanetary Space, 15–19 June, 1980, Smolenice, Czechoslovakia.