Physics of the Solar Wind–Local Interstellar Medium Interaction: Role of Magnetic Fields

The interaction of the solar wind with the local interstellar medium is characterized by the self-consistent coupling of solar wind plasma, both upstream and downstream of the heliospheric termination shock, the interstellar plasma, and the neutral atom component of interstellar and solar wind origin. The complex coupling results in the creation of new plasma components (pickup ions), turbulence, and anomalous cosmic rays, and new populations of neutral atoms and their coupling can lead to energetic neutral atoms that can be detected at 1 AU. In this review, we discuss the interaction and coupling of global sized structures (the heliospheric boundary regions) and kinetic physics (the distributions that are responsible for the creation of energetic neutral atoms) based on models that have been developed by the University of Alabama in Huntsville group.     

THE INFLUENCE OF THE LOCAL INTERSTELLAR MEDIUM ON THE SOLAR WIND DYNAMICS IN THE INNER HELIOSPHERE

The consequences of the interaction between the solar wind and the local interstellar medium for the wind region enclosed by the heliospheric shock are reviewed. After identifying the principal mechanisms to influence the dynamics of the solar wind, an approach allowing the simultaneous incorporation of neutral atoms, pick-up ions, cosmic rays and energetic electrons into a multifluid model of the expanding wind plasma is outlined. The effects of these particle species are discussed in detail, with special emphasis on the electron component which behaves more like a quasi-static hot gas rather than an expanding fluid. This electron gas is effectively trapped within a three-dimensional trough of a circumsolar electric potential whose outer fringes are possibly determined by the density distribution of anomalous cosmic rays. The electrons are proven to be a globally structered component of great importance for the solar wind momentum flow contributing to a triggering of the solar wind dynamics by asymmetric interstellar boundary conditions. Finally, the consequences for the relative motion of the Sun and the local interstellar medium as well as for the solar system as a whole are described.     

The Dynamic Heliosphere: Outstanding Issues

Properties of the heliospheric interface, a complex product of an interaction between charged and neutral particles and magnetic fields in the heliosphere and surrounding Circumheliospheric Medium, are far from being fully understood. Recent Voyager spacecraft encounters with the termination shock and their observations in the heliosheath revealed multiple energetic particle populations and noticeable spatial asymmetries not accounted for by the classic theories. Some of the challenges still facing space physicists include the origin of anomalous cosmic rays, particle acceleration downstream of the termination shock, the role of interstellar magnetic fields in producing the global asymmetry of the interface, the influence of charge exchange and interstellar neutral atoms on heliospheric plasma flows, and the signatures of solar magnetic cycle in the heliosheath. These and other outstanding issues are reviewed in this joint report of working groups 4 and 6.     

The Theory of Anomalous Cosmic Rays

Anomalous cosmic rays are a heliospheric phenomenon in which interstellar neutral atoms stream into the heliosphere, are ionized by either solar radiation or the solar wind, and are subsequently accelerated to very high energies, greater than 1 GeV. Current thinking has the bulk of the acceleration to very-high energies taking place, by the mechanism of diffusive shock acceleration, at the termination shock of the solar wind. Detailed two-dimensional numerical simulations and models based on this picture show broad agreement with a number of the observed properties of anomalous cosmic rays. Recent improvements to this picture include the observation of multiply charged cosmic rays and the suggestion that some "preacceleration" of the initially ionized particles occurs in the inner heliosphere.     

Cosmic-Ray Modulation in the Heliosphere A Phenomenological Study

The heliospheric cosmic-ray network–Pioneer 10/11, Voyager 1/2, Ulysses and IMP 8 have provided detailed observations of galactic and anomalous cosmic rays over a period of time that now exceeds 25 years and extends to heliocentric distances beyond 65 AU. These data, when compared over consecutive 11 year solar cycles, clearly establishes the existence of a 22-year cosmic ray modulation cycle that is dominated by the 11-year solar activity cycle but is strongly influenced by gradient and curvature drifts in association with the tilt of the heliospheric neutral current sheet as well as the mediation of the enhanced magnetic turbulence above the solar poles. Over successive solar minima these effects manifest themselves in the remarkable differences in the energetic particle time histories, in the magnitude and sign of the radial and latitudinal intensity gradients and in the changes in the energy spectra of anomalous cosmic rays as a function of heliocentric distance.From solar minimum to solar maximum the long term modulation is principally a combination of two solar related phenomena, the cumulative effect of long-lived global merged interaction regions (GMIRs) and gradient and curvature drifts in the interplanetary magnetic field. For the periods when positive ions flow in over the solar poles and out along the heliospheric current sheet, the modulation of ions is dominated by GMIRs. When this flow pattern is reversed it is found that drifts are an important but not dominant factor for cosmic ray modulation with the current sheet related drift effects decreasing with increasing rigidity R, heliolatitude and heliocentric distance. Over a single solar cycle these conclusions are confirmed at 1 AU by comparing the relative modulation of cosmic-ray helium nuclei and electrons.     

Corotating Particle Events

The corotating particle events give us a unique opportunity to probe the three-dimensional structures of the heliosphere. This is especially true if we have observations over a period of extreme stability of the CIRs, such as existed over the recent solar minimum. We discuss how the observations fit into the context of current heliospheric magnetic field models. The energetic particle signatures of CIRs throughout the regions of the heliosphere covered by the deep-space missions are reviewed. The CIRs accelerate these particles and at the same time modulate both the high energy galactic cosmic rays and the anomalous cosmic rays.     

Pickup Ions and Cosmic Rays from Dust in the Heliosphere

The combination of recent observational and theoretical work has completed the catalog of the sources of heliospheric Pickup Ions (PUIs). These PUIs are the seed population for Anomalous Cosmic Rays (ACRs), which are accelerated to high energies at or beyond the Termination Shock (TS). For elements with high First Ionization Potentials (high-FIP atoms: e.g., H, He, Ne, etc.), the dominant source of PUIs and ACRs is from neutral atoms that drift into the heliosphere from the Local Interstellar Medium (LISM) and, prior to ionization, are influenced primarily by solar gravitation and radiation pressure (for H). After ionization, these interstellar ions are pickup up by the solar wind, swept out, and are either accelerated near the TS or beyond it. Elements with low first ionization potentials (low-FIP atoms: e.g., C, Si, Mg, Fe, etc.) are also observed as PUIs by Ulysses and as ACRs by Wind and Voyager. But the low-FIP composition of this additional component reveals a very different origin. Low-FIP interstellar atoms are predominantly ionized in the LISM and therefore excluded from the heliosphere by the solar wind. Remarkably, a low-FIP component of PUIs was hypothesized by Banks (J. Geophys. Res. 76, 4341, 1971) over twenty years prior to its direct detection by Ulysses/SWICS (Geiss et al., J. Geophys. Res. 100(23), 373, 1995) The leading concept for the generation of Inner Source PUIs involves an effective recycling of solar wind on grains near the Sun, as originally suggested by Banks. Voyager and Wind also observe low-FIP ACRs, and a grain-related source appears likely and necessary. Two concepts have been proposed to explain these low-FIP ACRs: the first concept involves the acceleration of the Inner Source of PUIs, and the second involves a so-called Outer Source of PUIs generated from solar wind interaction with the large population of grains in the Kuiper Belt. We review here the observational and theoretical work over the last decade that shows how solar wind and heliospheric grains interact to produce pickup ions, and, in turn, anomalous cosmic rays. The inner and outer sources of pickup ions and anomalous cosmic rays exemplify dusty plasma interactions that are fundamental throughout the cosmos for the production of energetic particles and the formation of stellar systems.     

Composition of Anomalous Cosmic Rays

The “classic” anomalous cosmic ray (ACR) component originates as interstellar neutral atoms that drift into the heliosphere, become ionized and picked up by the solar wind, and carried to the outer heliosphere where the pickup ions are accelerated to hundreds of MeV, presumably at the solar wind termination shock. These interstellar ACRs are predominantly singly charged, although higher charge states are present and become dominant above ～350 MeV. Their isotopic composition is like that of the solar system and unlike that of the source of galactic cosmic rays. A comparison of their energy spectra with the estimated flux of pickup ions flowing into the termination shock reveals a mass-dependent acceleration efficiency that favors heavier ions. There is also a heliospheric ACR component as evidenced by “minor” ACR ions, such as Na, Mg, S, and Si that appear to be singly-ionized ions from a source likely in the outer heliosphere.     

Filtration of Interstellar Atoms through the Heliospheric Interface

Interstellar atoms penetrate deep into the heliosphere after passing through the heliospheric interface—the region of the interaction of the solar wind with the interstellar medium. The heliospheric interface serves as a filter for the interstellar atoms of hydrogen and oxygen, and, to a lesser extent, nitrogen, due to their coupling with interstellar and heliospheric plasmas by charge exchange and electron impact ionization. The filtration has great importance for the determination of local interstellar abundances of these elements, which becomes now possible due to measurements of interstellar pickup by Ulysses and ACE, and anomalous cosmic rays by Voyagers, Ulysses, ACE, SAMPEX and Wind. The filtration of the different elements depends on the level of their coupling with the plasma in the interaction region. The recent studies of the filtration of the interstellar atoms in the heliospheric interface region is reviewed in this paper. The dependence of the filtration on the local interstellar proton and H atom number densities is discussed and the roles of the charge exchange and electron impact ionization on the filtration are evaluated. The influence of electron temperature in the inner heliosheath on the filtration process is discussed as well. Using the filtration coefficients obtained from the modeling and SWICS/Ulysses pickup ion measurements, the local interstellar abundances of the considered elements are determined.     

Insights into Cosmic-Ray Acceleration from the Study of Anomalous Cosmic Rays

Cosmic rays from many sources and in many locations exhibit similar, inverse-power-law energy spectra, which suggests a common origin for most cosmic rays. Diffusive shock acceleration appears at present to be this common accelerator. Hence, anomalous cosmic rays, thought to be accelerated at the solar-wind termination shock, provide a relatively accessible laboratory for the study of the mechanism of cosmic-ray acceleration. Observations showing a transition from singly-charged anomalous cosmic-ray oxygen to multiply-charged at an energy of some 250 MeV support the picture of acceleration at the quasi-perpendicular termination shock. Such acceleration may be important in other sources, as well. The basic physics of this acceleration process is discussed in some detail. This revised version was published online in June 2006 with corrections to the Cover Date.     

Heliosheath Processes and the Structure of the Heliopause: Modeling Energetic Particles,Cosmic Rays,and Magnetic Fields

This paper summarizes the results obtained by the team “Heliosheath Processes and the Structure of the Heliopause: Modeling Energetic Particles, Cosmic Rays, and Magnetic Fields” supported by the International Space Science Institute (ISSI) in Bern, Switzerland. We focus on the physical processes occurring in the outer heliosphere, especially at its boundary called the heliopause, and in the local interstellar medium. The importance of magnetic field, charge exchange between neutral atoms and ions, and solar cycle on the heliopause topology and observed heliocentric distances to different heliospheric discontinuities are discussed. It is shown that time-dependent, data-driven boundary conditions are necessary to describe the heliospheric asymmetries detected by the Voyager spacecraft. We also discuss the structure of the heliopause, especially due to its instability and magnetic reconnection. It is demonstrated that the Rayleigh–Taylor instability of the nose of the heliopause creates consecutive layers of the interstellar and heliospheric plasma which are magnetically connected to different sources. This may be a possible explanation of abrupt changes in the galactic and anomalous cosmic ray fluxes observed by Voyager 1 when it was crossing the heliopause structure for a period of about one month in the summer of 2012. This paper also discusses the plausibility of fitting simulation results to a number of observational data sets obtained by in situ and remote measurements. The distribution of magnetic field in the vicinity of the heliopause is discussed in the context of Voyager measurements. It is argued that a classical heliospheric current sheet formed due to the Sun’s rotation is not observed by in situ measurements and should not be expected to exist in numerical simulations extending to the boundary of the heliosphere. Furthermore, we discuss the transport of energetic particles in the inner and outer heliosheath, concentrating on the anisotropic spatial diffusion diffusion tensor and the pitch-angle dependence of perpendicular diffusion and demonstrate that the latter can explain the observed pitch-angle anisotropies of both the anomalous and galactic cosmic rays in the outer heliosheath.     

The Heliospheric Termination Shock

The heliospheric termination shock is a vast, spheroidal shock wave marking the transition from the supersonic solar wind to the slower flow in the heliosheath, in response to the pressure of the interstellar medium. It is one of the most-important boundaries in the outer heliosphere. It affects energetic particles strongly and for this reason is a significant factor in the effects of the Sun on Galactic cosmic rays. This paper summarizes the general properties and overall large-scale structure and motions of the termination shock. Observations over the past several years, both in situ and remote, have dramatically revised our understanding of the shock. The consensus now is that the shock is quite blunt, is with the front, blunt side canted at an angle to the flow direction of the local interstellar plasma relative to the Sun, and is dynamical and turbulent. Much of this new understanding has come from remote observations of energetic charged particles interacting with the shock, radio waves and radiation backscattered from interstellar neutral atoms. The observations and the implications are discussed.     

On the off-ecliptic distributions of anomalous cosmic rays and their relation to the large-scale geometry of the heliospheric shock

The scenario explaining the origin of the anomalous component of cosmic rays (ACR) implies a close relation between these high energy particles and the solar wind termination shock representing their main acceleration region. Consequently, one should expect the ACR distributions in the heliosphere to reflect some information about the structure as well as the large-scale geometry of the shock. We study the influence of a non-spherically symmetric heliospheric shock on the off-ecliptic — i.e. high latitude — ACR distributions using a two-dimensional model including their anisotropic diffusion and drift in the heliospheric magnetic field as well as a solar wind flow dependent on the heliographic latitude. The model calculations are used to investigate the probability of a possible polar elongation of the heliospheric shock from observations of the distributions of the ACR at high latitudes during solar minimum conditions.     

Physical Processes in the Outer Heliosphere

This chapter covers the theory of physical processes in the outer heliosphere that are particularly important for the IBEX Mission, excluding global magnetohydrodynamic/Boltzmann modeling of the entire heliosphere. Topics addressed include the structure and parameters of the solar wind termination shock, the transmission of ions through the termination shock including possible reflections at the shock electrostatic potential, the acceleration and transport of suprathermal ions and anomalous cosmic rays at the termination shock and in the heliosheath, charge-exchange interactions in the outer heliosphere including mass and momentum loading of the solar wind, the transport of interstellar pickup ions, and the production and anticipated intensities of energetic neutral atoms (ENAs) in the heliosphere.     

Solar and Heliospheric Modulation of Galactic Cosmic Rays

The significance of external influences on the environment of Earth and its atmosphere has become evident during recent years. Especially, on time scales of several hundred years, the cosmogenic isotope concentration during the Wolf-, Spoerer-, Maunder- and Dalton-Minimum indicates an increased cosmic ray flux. Because these grand minima of solar activity coincide with cold periods, a correlation of the Earth climate with the cosmic ray intensities is plausible. Any quantitative study of the effects of energetic particles on the atmosphere and environment of the Earth must address their transport to Earth and their interactions with the Earth’s atmosphere including their filtering by the terrestrial magnetosphere. The first problem is one of the fundamental problems in modern cosmic ray astrophysics, and corresponding studies began in the 1960s based on Parker’s cosmic ray modulation theory taking into account diffusion, convection, adiabatic deceleration, and (later) the drift of energetic particles in the global heliospheric magnetic field. It is well established that all of these processes determining the modulation of cosmic rays are depending on parameters that are varying with the solar magnetic cycle. Therefore, the galactic cosmic ray intensities close to Earth is the result of a complex modulation of the interstellar galactic spectrum within the heliosphere. The modern view of this cosmic ray modulation is summarized in our contribution.     

Turbulence, Magnetic Reconnection in Turbulent Fluids and Energetic Particle Acceleration

Turbulence is ubiquitous in astrophysics. It radically changes many astrophysical phenomena, in particular, the propagation and acceleration of cosmic rays. We present the modern understanding of compressible magnetohydrodynamic (MHD) turbulence, in particular its decomposition into Alfvén, slow and fast modes, discuss the density structure of turbulent subsonic and supersonic media, as well as other relevant regimes of astrophysical turbulence. All this information is essential for understanding the energetic particle acceleration that we discuss further in the review. For instance, we show how fast and slow modes accelerate energetic particles through the second order Fermi acceleration, while density fluctuations generate magnetic fields in pre-shock regions enabling the first order Fermi acceleration of high energy cosmic rays. Very importantly, however, the first order Fermi cosmic ray acceleration is also possible in sites of magnetic reconnection. In the presence of turbulence this reconnection gets fast and we present numerical evidence supporting the predictions of the Lazarian and Vishniac (Astrophys. J. 517:700–718, 1999) model of fast reconnection. The efficiency of this process suggests that magnetic reconnection can release substantial amounts of energy in short periods of time. As the particle tracing numerical simulations show that the particles can be efficiently accelerated during the reconnection, we argue that the process of magnetic reconnection may be much more important for particle acceleration than it is currently accepted. In particular, we discuss the acceleration arising from reconnection as a possible origin of the anomalous cosmic rays measured by Voyagers as well as the origin cosmic ray excess in the direction of Heliotail.     

Cosmic Rays Through the Solar Hale Cycle

The Ulysses spacecraft had been the first to orbit the Sun over its poles and to explore the heliosphere at these high heliolatitudes. It has now completed three fast latitude scans, two at solar minimum and one at solar maximum. Since its launch in October 1990, this mission has led to several surprising discoveries concerning energetic particles, cosmic rays, Jovian electrons, the solar wind, the heliospheric magnetic field and the global features of the heliosphere. This review addresses the propagation and modulation of cosmic rays and other charged particles from an observational point of view with emphasis on what has been learned from exploring the inner heliosphere to high heliolatitudes.     

What do Cosmogenic Isotopes Tell us About Past Solar Forcing of Climate?

In paleoclimate studies, cosmogenic isotopes are frequently used as proxy indicators of past variations in solar irradiance on centennial and millennial timescales. These isotopes are spallation products of galactic cosmic rays (GCRs) impacting Earth's atmosphere, which are deposited and stored in terrestrial reservoirs such as ice sheets, ocean sediments and tree trunks. On timescales shorter than the variations in the geomagnetic field, they are modulated by the heliosphere and thus they are, strictly speaking, an index of heliospheric variability rather than one of solar variability. Strong evidence of climate variations associated with the production (as opposed to the deposition) of these isotopes is emerging. This raises a vital question: do cosmic rays have a direct influence on climate or are they a good proxy indicator for another factor that does (such as the total or spectral solar irradiance)? The former possibility raises further questions about the possible growth of air ions generated by cosmic rays into cloud condensation nuclei and/or the modulation of the global thunderstorm electric circuit. The latter possibility requires new understanding about the required relationship between the heliospheric magnetic fields that scatter cosmic rays and the photospheric magnetic fields which modulate solar irradiance.     

Modulation of Cosmic Rays and Anomalous Components by CIRs

CIRs produce clearly visible recurrent modulation in the intensity of cosmic rays and anomalous components, but are not principally responsible for determining the overall global level of modulation. However, the localized variations imposed by CIRs in the parameters for propagation of energetic particles through the solar wind provide useful diagnostics for testing models of the propagation against observations. A principal result from Ulysses observations of CIR-induced variations is that the variations persist to very high latitudes, well beyond the range where CIRs are observed. This has driven theoretical models to provide for enhanced latitude transport of energetic particles. On the other hand, observations of Jovian electron intensities vs. latitude do not support enhanced latitude transport. This chapter contains a summary of the interaction between observations and models for the effects of CIRs, and its impact on the understanding of the physics of modulation. This revised version was published online in August 2006 with corrections to the Cover Date.