The Composition of the Solar Wind in Polar Coronal Holes

The solar wind charge state and elemental compositions have been measured with the Solar Wind Ion Composition Spectrometers (SWICS) on Ulysses and ACE for a combined period of about 25 years. This most extensive data set includes all varieties of solar wind flows and extends over more than one solar cycle. With SWICS the abundances of all charge states of He, C, N, O, Ne, Mg, Si, S, Ar and Fe can be reliably determined (when averaged over sufficiently long time periods) under any solar wind flow conditions. Here we report on results of our detailed analysis of the elemental composition and ionization states of the most unbiased solar wind from the polar coronal holes during solar minimum in 1994–1996, which includes new values for the abundance S, Ca and Ar and a more accurate determination of the ²⁰Ne abundance. We find that in the solar minimum polar coronal hole solar wind the average freezing-in temperature is ∼1.1×10⁶ K, increasing slightly with the mass of the ion. Using an extrapolation method we derive photospheric abundances from solar wind composition measurements. We suggest that our solar-wind-derived values should be used for the photospheric ratios of Ne/Fe=1.26±0.28 and Ar/Fe=0.030±0.007.     

Ulysses-UVCS Coordinated Observations

We present results from SOHO/UVCS measurements of the density and flow speed of plasma at the Sun and again of the same plasma by Ulysses/SWOOPS in the solar wind. UVCS made measurements at 3.5 and 4.5 solar radii and Ulysses was at 5.1 AU. Data were taken for nearly 2 weeks in May–June 1997 at 9–10 degrees north of the equator in the streamer belt on the east limb. Density and flow speed were compared to see if near Sun characteristics are preserved in the interplanetary medium. By chance, Ulysses was at the very northern edge of the streamer belt. Nevertheless, no evidence was found of fast wind or mixing of slow wind with fast wind coming from the northern polar coronal hole. The morphology of the streamer belt was similar at the beginning and end of the observing period, but was markedly different during the middle of the period. A corresponding change in density (but not flow speed) was noted at Ulysses. This revised version was published online in June 2006 with corrections to the Cover Date.     

Elemental Abundances in the Solar Upper Atmosphere Derived by Spectroscopic Means

The composition of the solar photosphere is believed to be uniform. Indeed a quantity that does not vary with solar surface location or with a particular solar feature, i.e., no observational evidence is available to indicate that the photospheric composition near the solar equator is different from the photospheric composition near the solar poles or that the photospheric composition in quiet regions is different from the composition in active regions. In contrast, the composition of the solar upper atmosphere is not well defined. Solar composition work in recent decades has brought the recognition that there are systematic differences between the composition of the corona and the photosphere and revealed evidence for spatial and time variability in the composition of various coronal features. We review the spectroscopic techniques used and the progress that was made in recent years in deriving the plasma compositions of various solar upper atmosphere structures. This revised version was published online in August 2006 with corrections to the Cover Date.     

Element and Isotopic Fractionation in Closed Magnetic Structures

Recent papers have suggested that the slow solar wind is a super-position of material which is released by reconnection from large coronal loops. This reconnection process is driven by large-scale motions of solar magnetic flux driven by the non-radial expansion of the solar wind from the differentially rotating photosphere into more rigidly rotating coronal holes. The elemental composition of the slow solar wind material is observed to be fractionated and more variable than the fast solar wind from coronal holes. Recently, it has also been reported that fractionation also occurs in 3He/4He. This may be interpreted in the frame-work of an existing model for fractionation on large coronal loops in which wave-particle interactions preferentially heat ions thereby modifying their scale-heights. This revised version was published online in June 2006 with corrections to the Cover Date.     

Spectroscopic Measurement of Coronal Compositions

Although the elemental composition in all parts of the solar photosphere appears to be the same this is clearly not the case with the solar upper atmosphere (SUA). Spectroscopic studies show that in the corona elemental composition along solar equatorial regions is usually different from polar regions; composition in quiet Sun regions is often different from coronal hole and active region compositions and the transition region composition is frequently different from the coronal composition along the same line of sight. In the following two issues are discussed. The first involves abundance ratios between the high-FIP O and Ne and the low-FIP Mg and Fe that are important for meaningful comparisons between photospheric and SUA compositions and the second involves a review of composition and time variability of SUA plasmas at heights of 1.0≤h≤1.5R _⊙.     

Origin of the solar wind from composition data

The ESA/NASA spacecraft Ulysses is making, for the first time, direct measurements in the solar wind originating from virtually all places where the corona expands. Since the initial two polar passes of Ulysses occur during relatively quiet solar conditions, we discuss here the three main regimes of quasi-stationary solar wind flow: the high speed streams (HSSTs) coming out of the polar coronal holes, the slow solar wind surrounding the HSSTs, and the streamers which occur at B-field reversals. Comparisons between H- maps and data taken by Ulysses demonstrate that as a result of super-radial expansion, the HSSTs occupy a much larger solid angle than that derived from radial projections of coronal holes. Data obtained with SWICS-Ulysses confirm that the strength of the FIP effect is much reduced in the HSSTs. The systematics in the variations of elemental abundances becomes particularly clear, if these are plotted against the time of ionisation (at the solar surface) rather than against the first ionisation potential (FIP). We have used a superposed-epoch method to investigate the changes in solar wind speed and composition measured during the 9-month period in 1992/93 when Ulysses regularly passed into and out of the southern HSST. We find that the patterns in the variations of the Mg/O and O⁷⁺/O⁶⁺ ratios are virtually identical and that their transition from high to low values is very steep. Since the Mg/O ratio is controlled by the FIP effect and the O⁷⁺/O⁶⁺ ratio reflects the coronal temperature, this finding points to a connection between chromospheric and coronal conditions.     

O5+ in High Speed Solar Wind Streams: SWICS/Ulysses Results

Recent observations with UVCS on SOHO of high outflow velocities of O⁵⁺ at low coronal heights have spurred much discussion about the dynamics of solar wind acceleration. On the other hand, O⁶⁺ is the most abundant oxygen charge state in the solar wind, but is not observed by UVCS or by SUMER because this helium-like ion has no emission lines falling in the wave lengths observable by these instruments. Therefore, there is considerable interest in observing O⁵⁺ in situ in order to understand the relative importance of O⁵⁺ with respect to the much more abundant O⁶⁺. High speed streams are the prime candidates for the search for O⁵⁺ because all elements exhibit lower freezing-in temperatures in high speed streams than in the slow solar wind. The Ulysses spacecraft was exposed to long time periods of high speed streams during its passage over the polar regions of the Sun. The Solar Wind Ion Composition Spectrometer (SWICS) on Ulysses is capable of resolving this rare oxygen charge state. We present the first measurement of O⁵⁺ in the solar wind and compare these data with those of the more abundant oxygen species O⁶⁺ and O⁷⁺. We find that our observations of the oxygen charge states can be fitted with a single coronal electron temperature in the range of 1.0 to 1.2 MK assuming collisional ionization/recombination equilibrium with an ambient Maxwellian electron gas. This revised version was published online in June 2006 with corrections to the Cover Date.     

Structure of the Solar Wind and Compositional Variations

The composition of the solar wind is largely determined by the composition of the source material, i.e. the present-day composition of the outer convective zone. It is then modified by the processes which operate in the transition region and in the inner corona. In situ measurements of the solar wind composition give a unique opportunity to obtain information on the isotopic and elemental composition of the Sun. However, elemental — and to some degree also isotopic — fractionation can occur in the flow of matter from the outer convective zone into the interplanetary space. The most important examples of elemental fractionation are the well-known FIP/FIT effect (First Ionization Potential/Time) and the sometimes dramatic variations of the helium abundance relative to hydrogen in the solar wind. A thorough investigation of fractionation processes which cause compositional variations in different solar wind regimes is necessary to make inferences about the solar source composition from solar wind observations. Our understanding of these processes is presently improving thanks to the detailed diagnostics offered by the optical instrumentation on SOHO. Correlated observations of particle instruments on Ulysses, WIND, and SOHO, together with optical observations will help to make inferences for the solar composition. Continuous in situ observations of several isotopic species with the particle instruments on WIND and SOHO are currently incorporated into an experimental database to infer isotopic fractionation processes which operate in different solar wind regimes between the solar surface and the interplanetary medium. Except for the relatively minor effects of secular gravitational sedimentation which works at the boundary between the outer convective zone and the radiative zone, refractory elements such as Mg can be used as faithful witnesses to monitor the magnitude of these processes. With theoretical considerations it is possible to make inferences about the importance of isotopic fractionation in the solar wind from a comparison of optical and in situ observations of elemental fractionation with the corresponding models. Theoretical models and preliminary results from particle observations indicate that the combined isotope effects do not exceed a few percent per mass unit. In the worst case, which concerns the astrophysically important 3He/4He ratio, we expect an overall effect of at most several percent in the sense of a systematic depletion of the heavier isotope. Continued observations with WIND, SOHO, and ACE, and, with the revival of the foil technique, with the upcoming Genesis mission will further consolidate our knowledge about the relation between solar wind dynamics and solar wind composition. This revised version was published online in June 2006 with corrections to the Cover Date.     

The Solar Origin of Corotating Interaction Regions and Their Formation in the Inner Heliosphere

Corotating Interaction Regions (CIRs) form as a consequence of the compression of the solar wind at the interface between fast speed streams and slow streams. Dynamic interaction of solar wind streams is a general feature of the heliospheric medium; when the sources of the solar wind streams are relatively stable, the interaction regions form a pattern which corotates with the Sun. The regions of origin of the high speed solar wind streams have been clearly identified as the coronal holes with their open magnetic field structures. The origin of the slow speed solar wind is less clear; slow streams may well originate from a range of coronal configurations adjacent to, or above magnetically closed structures. This article addresses the coronal origin of the stable pattern of solar wind streams which leads to the formation of CIRs. In particular, coronal models based on photospheric measurements are reviewed; we also examine the observations of kinematic and compositional solar wind features at 1 AU, their appearance in the stream interfaces (SIs) of CIRs, and their relationship to the structure of the solar surface and the inner corona; finally we summarise the Helios observations in the inner heliosphere of CIRs and their precursors to give a link between the optical observations on their solar origin and the in-situ plasma observations at 1 AU after their formation. The most important question that remains to be answered concerning the solar origin of CIRs is related to the origin and morphology of the slow solar wind. This revised version was published online in August 2006 with corrections to the Cover Date.     

UVCS Observations of Temperature and Velocity Profiles in Coronal Holes

The spectroscopic observations of the Ultraviolet Coronagraph Spectrometer (UVCS), on board the SOHO observatory, allow the study and the full characterization of the expansion of the solar atmosphere by means of measurements of the outflow speeds and the physical properties of the wind, directly in the region where the solar plasma is heated and accelerated: the extended corona. During solar minimum, when the magnetic configuration of the corona is rather simple, the open magnetic fields emerging from the wide polar coronal holes channel toward the heliosphere both the fast and the slow wind. The fast wind flows along flux tubes with lower areal divergence than the slow wind which is guided by flux tubes characterized by non-monotonic areal expansion functions. Differences in the physical properties, such as kinetic temperature, electron density, composition and density fluctuations, of the fast and slow wind in the corona are discussed.     

Solar Wind Electron Proton Alpha Monitor (SWEPAM) for the Advanced Composition Explorer

The Solar Wind Electron Proton Alpha Monitor (SWEPAM) experiment provides the bulk solar wind observations for the Advanced Composition Explorer (ACE). These observations provide the context for elemental and isotopic composition measurements made on ACE as well as allowing the direct examination of numerous solar wind phenomena such as coronal mass ejections, interplanetary shocks, and solar wind fine structure, with advanced, 3-D plasma instrumentation. They also provide an ideal data set for both heliospheric and magnetospheric multi-spacecraft studies where they can be used in conjunction with other, simultaneous observations from spacecraft such as Ulysses. The SWEPAM observations are made simultaneously with independent electron and ion instruments. In order to save costs for the ACE project, we recycled the flight spares from the joint NASA/ESA Ulysses mission. Both instruments have undergone selective refurbishment as well as modernization and modifications required to meet the ACE mission and spacecraft accommodation requirements. Both incorporate electrostatic analyzers whose fan-shaped fields of view sweep out all pertinent look directions as the spacecraft spins. Enhancements in the SWEPAM instruments from their original forms as Ulysses spare instruments include (1) a factor of 16 increase in the accumulation interval (and hence sensitivity) for high energy, halo electrons; (2) halving of the effective ion-detecting CEM spacing from ∼5° on Ulysses to ∼2.5° for ACE; and (3) the inclusion of a 20° conical swath of enhanced sensitivity coverage in order to measure suprathermal ions outside of the solar wind beam. New control electronics and programming provide for 64-s resolution of the full electron and ion distribution functions and cull out a subset of these observations for continuous real-time telemetry for space weather purposes. This revised version was published online in June 2006 with corrections to the Cover Date.     

Ulysses solar wind observations to 56° south

In the 25 months since Jupiter flyby, the Ulysses spacecraft has climbed southward to a heliolatitude of 56°. This transit has been marked by an evolution from slow, dense coronal streamer belt solar wind through two regions where the rotation of the Sun carried Ulysses back and forth between streamer belt and polar coronal hole flows, and finally into a region of essentially continuous fast, low density solar wind from the southern polar coronal hole. Throughout these large changes, the momentum flux normalized to 1 AU displays very little systematic variation. In addition, the bulk properties of the polar coronal hole solar wind are quite similar to those observed in high speed streams in the ecliptic plane at 1 AU. Coronal mass ejections and forward and reverse shocks associated with corotating interaction regions have also been observed at higher heliolatitudes, however they are seen less frequently with increasing southern heliolatitude. Ulysses has thus far collected data from 20° of nearly contiguous solar wind flows from the polar coronal hole. We examine these data for characteristic variations with heliolatitude and find that the bulk properties in general show very little systematic variation across the southern polar coronal hole so far.     

Solar Wind Models from the Sun to 1 AU: Constraints by in Situ and Remote Sensing Measurements

There are three major types of solar wind: The steady fast wind originating on open magnetic field lines in coronal holes, the unsteady slow wind coming probably from the temporarily open streamer belt and the transient wind in the form of large coronal mass ejections. The majority of the models is concerned with the fast wind, which is, at least during solar minimum, the normal mode of the wind and most easily modeled by multi-fluid equations involving waves. The in-situ constraints imposed on the models, mainly by the Helios (in ecliptic) and Ulysses (high-latitude) interplanetary measurements, are extensively discussed with respect to fluid and kinetic properties of the wind. The recent SOHO observations have brought a wealth of new information about the boundary conditions for the wind in the inner solar corona and about the plasma conditions prevailing in the transition region and chromospheric sources of the wind plasma. These results are presented, and then some key questions and scientific issues are identified. This revised version was published online in June 2006 with corrections to the Cover Date.     

Nickel Isotopic Composition and Nickel/Iron Ratio in the Solar Wind: Results from SOHO/CELIAS/MTOF

Using the Mass Time-of-Flight Spectrometer (MTOF)—part of the Charge, Elements, Isotope Analysis System (CELIAS)—onboard the Solar Heliospheric Observatory (SOHO) spacecraft, we derive the nickel isotopic composition for the isotopes with mass 58, 60 and 62 in the solar wind. In addition we measure the elemental abundance ratio of nickel to iron. We use data accumulated during ten years of SOHO operation to get sufficiently high counting statistics and compare periods of different solar wind velocities. We compare our values with the meteoritic ratios, which are believed to be a reliable reference for the solar system and also for the solar outer convective zone, since neither element is volatile and no isotopic fractionation is expected in meteorites. Meteoritic isotopic abundances agree with the terrestrial values and can thus be considered to be a reliable reference for the solar isotopic composition. The measurements show that the solar wind elemental Ni/Fe-ratio and the isotopic composition of solar wind nickel are consistent with the meteoritic values. This supports the concept that low-FIP elements are fed without relative fractionation into the solar wind. Our result also confirms the absence of substantial isotopic fractionation processes for medium and heavy ions acting in the solar wind.     

UVCS/SOHO: The First Two Years

The SOHO Ultraviolet Coronagraph Spectrometer (UVCS/SOHO) has observed the extended solar corona between 1 and 10 R· for more than two years. We review spectroscopic and polarimetric measurements made in coronal holes, equatorial streamers, and coronal mass ejections, as well as selected non-solar targets. UVCS/SOHO has provided a great amount of empirical information about the physical processes that heat and accelerate the solar wind, and about detailed coronal structure and evolution. This revised version was published online in June 2006 with corrections to the Cover Date.     

Interstellar and Inner Source Pickup Ions Observed with Swics on Ulysses

Many species of pickup ions, both of interstellar origin and from an inner, distributed source have been discovered using data from the Solar Wind Ion Composition Spectrometer (SWICS) on Ulysses. Velocity distribution functions of these ions were measured for the first time over heliocentric distances between 1.35 and 5.4 AU, both at high and low latitudes, and in the disturbed slow solar wind as well as the steady fast wind of the polar coronal holes. This has given us the first glance at plasma properties of suprathermal ions in various solar wind flows, and is enabling us to study the chemical and, in the case of He, the isotopic composition of the local interstellar cloud. Among the new findings are (a) the surprisingly weak pitch-angle scattering of low rigidity, suprathermal ions leading to strongly anisotropic velocity distributions in radial magnetic fields, (b) the efficient injection and consequent acceleration of pickup ions, especially He+ and H+, in the turbulent solar wind, and (c) the discovery of a new extended source releasing carbon, oxygen, nitrogen and possibly other atoms and molecules in the inner solar system. Pickup ion measurements are now used to study the characteristics of the local interstellar cloud (LIC) and, in particular, to determine accurately the abundance of atomic H, He, N, O, and Ne, the isotopes of He and Ne, as well as the ionization fractions of H and He in the LIC. Pickup ion observations allow us to infer the location of the termination shock and, in combination with measurements of anomalous cosmic rays, to investigate termination shock acceleration mechanisms. This revised version was published online in June 2006 with corrections to the Cover Date.     

The Morphology of the Solar Upper Atmosphere During the Sunspot Minimum

The solar upper atmosphere (SUA) is defined as the volume above the photosphere occupied by plasmas with electron temperatures, T _e, above 2×10⁴ K. Until the Skylab era, only little was known about the morphology of the SUA, while the quality of the spectroscopic observations was continually improving. A spherically symmetric atmosphere was assumed at that time, in which the temperature increased with height. With advances in the observational techniques, it became apparent that the morphology of the SUA was very complex even during the minimum of the magnetic activity cycle. In particular, spectroscopic measurements with high spectral and spatial resolution, which were made in the light of ultraviolet emission lines representing a variety of temperatures, led to the conclusion that most of the radiation from the solar transition region could not be explained by assuming a continuous chromosphere-corona interface, but rather by a region of unresolved fine structures. Recent observational results obtained by modern instruments, such as the Extreme-ultraviolet Imaging Telescope (EIT), the Large Angle Spectroscopic Coronagraph (LASCO), and the Solar Ultraviolet Measurements of (SUMER) spectrograph on the Solar and Heliospheric Observatory (SOHO), as well as the Transition Region and Coronal Explorer (TRACE), and their interpretations will be presented in this review of our understanding of the morphology of the SUA.     

Semi-empirical MHD Model of the Solar Wind and its Comparison with Ulysses

We have developed a 2D semi-empirical model (Sittler and Guhathakurta 1999) of the corona and the interplanetary medium using the time independent MHD equations and assuming azimuthal symmetry, utilizing the SOHO, Spartan and Ulysses observations. The model uses as inputs (1) an empirically derived global electron density distribution using LASCO, Mark III and Spartan white light observations and in situ observations of the Ulysses spacecraft, and (2) an empirical model of the coronal magnetic field topology using SOHO/LASCO and EIT observations. The model requires an estimate of solar wind velocity as a function of latitude at 1 AU and the radial component of the magnetic field at 1 AU, for which we use Ulysses plasma and magnetic field data results respectively. The model makes estimates as a function of radial distance and latitude of various fluid parameters of the plasma such as flow velocity V, temperature T_eff, and heat flux Q_eff which are derived from the equations of conservation of mass, momentum and energy, respectively, in the rotating frame of the Sun. The term "effective" indicates possible wave contributions. The model can be used as a planning tool for such missions as Solar Probe and provide an empirical framework for theoretical models of the solar corona and solar wind. This revised version was published online in June 2006 with corrections to the Cover Date.     

Solar Wind Conditions and Composition During the Genesis Mission as Measured by in situ Spacecraft

We describe the Genesis mission solar-wind sample collection period and the solar wind conditions at the L1 point during this 2.3-year period. In order to relate the solar wind samples to solar composition, the conditions under which the samples were collected must be understood in the context of the long-term solar wind. We find that the state of the solar wind was typical of conditions over the past four solar cycles. However, Genesis spent a relatively large fraction of the time in coronal-hole flow as compared to what might have been expected for the declining phase of the solar cycle. Data from the Solar Wind Ion Composition Spectrometer (SWICS) on the Advanced Composition Explorer (ACE) are used to determine the effectiveness of the Genesis solar-wind regime selection algorithm. The data collected by SWICS confirm that the Genesis algorithm successfully separated and collected solar wind regimes having distinct solar origins, particularly in the case of the coronal hole sample. The SWICS data also demonstrate that the different regimes are elementally fractionated. When compared with Ulysses composition data from the previous solar cycle, we find a similar degree of fractionation between regimes as well as fractionation relative to the average photospheric composition. The Genesis solar wind samples are under long-term curation at NASA Johnson Space Center so that as sample analysis techniques evolve, pristine solar wind samples will be available to the scientific community in the decades to come. This article and a companion paper (Wiens et al. 2013, this issue) provide post-flight information necessary for the analysis of the Genesis array and foil solar wind samples and the Genesis solar wind ion concentrator samples, and thus serve to complement the Space Science Review volume, The Genesis Mission (v. 105, 2003).     

Kinetic properties of heavy ions in the solar wind from SWICS/Ulysses

The kinetic properties of heavy ions in the solar wind are known to behave in a well organized way under most solar wind flow conditions: Their speeds are all equal and faster than that of hydrogen by about the local Alfvén speed, and their kinetic temperatures are proportional to their mass. The simplicity of these properties points to a straightforward physical interpretation; wave-particle interactions with Alfvén waves are the probable cause. With the SWICS sensor on board Ulysses, it is now possible to investigate the kinetic properties of many more ion species than before. Furthermore, the transition of Ulysses into the fast stream emanating from the south polar coronal hole since 1992 allows us to study these properties both in the slow, interstream solar wind, as well as in an unambiguously identified fast stream. We present data from SWICS/Ulysses on the dominant ions of He, C, O, Ne, and Mg. As a result we find that, both in the slow wind and in fast streams, the isotachic property is obeyed even better than it could be determined by the ICI instrument on ISEE-3. The mass proportionality ofT _kin is also shown to hold for these ions, including the newly identified C and Mg.