Isotopic Composition of the Solar Wind Inferred from In-Situ Spacecraft Measurements

The Sun is the largest reservoir of matter in the solar system, which formed 4.6 Gyr ago from the protosolar nebula. Data from space missions and theoretical models indicate that the solar wind carries a nearly unfractionated sample of heavy isotopes at energies of about 1 keV/amu from the Sun into interplanetary space. In anticipation of results from the Genesis mission’s solar-wind implanted samples, we revisit solar wind isotopic abundance data from the high-resolution CELIAS/MTOF spectrometer on board SOHO. In particular, we evaluate the isotopic abundance ratios ¹⁵N/¹⁴N, ¹⁷O/¹⁶O, and ¹⁸O/¹⁶O in the solar wind, which are reference values for isotopic fractionation processes during the formation of terrestrial planets as well as for the Galactic chemical evolution. We also give isotopic abundance ratios for He, Ne, Ar, Mg, Si, Ca, and Fe measured in situ in the solar wind.     

Fields and plasmas in the outer solar system

The most significant information about fields and plasmas in the outer solar system, based on observations by Pioneer 10 and 11 investigations, is reviewed. The characteristic evolution of solar wind streams beyond 1 AU has been observed. The region within which the velocity increases continuously near 1 AU is replaced at larger distances by a thick interaction region with abrupt jumps in the solar wind speed at the leading and trailing edges. These abrupt increases, accompanied by corresponding jumps in the field magnitude and in the solar wind density and temperature, consist typically of a forward and a reverse shock. The existence of two distinct corotating regions, separated by sharp boundaries, is a characteristic feature of the interplanetary medium in the outer solar system. Within the interaction regions, compression effects are dominant and the field strength, plasma density, plasma temperature and the level of fluctuations are enhanced. Within the intervening quiet regions, rarefaction effects dominate and the field magnitude, solar wind density and fluctuation level are very low. These changes in the structure of interplanetary space have significant consequences for the many energetic particles propagating through the medium. The interaction regions control the access to the inner solar system of relativistic electrons from Jupiter's magnetosphere. The interaction regions and shocks appear to be associated with an acceleration of solar protons to MeV energies. Flare-generated shocks are observed to be propagating through the outer solar system with constant speed, implying that the previously recognized deceleration of flare shocks takes place principally near the Sun. Radial gradients in the solar wind and interplanetary field parameters have been determined. The solar wind speed is nearly constant between 1 and 5 AU with only a slight deceleration of 30 km s⁺¹ on the average. The proton flux follows an r ⁺² dependence reasonably well, however, the proton density shows a larger departure from this dependence. The proton temperature decreases steadily from 1 to 5 AU and the solar wind protons are slightly hotter than anticipated for an adiabatic expansion. The radial component of the interplanetary field falls off like r ⁺² and, on the average, the magnitude and spiral angle also agree reasonably well with theory. However, there is evidence, principally within quiet regions, of a significant departure of the azimuthal field component and the field magnitude from simple theoretical models. Pioneer 11 has obtained information up to heliographic latitudes of 16°. Observations of the interplanetary sector structure show that the polarity of the field becomes gradually more positive, corresponding to outward-directed fields at the Sun, and at the highest latitudes the sector structure disappears. These results confirm a prior suspicion that magnetic sectors are associated with an interplanetary current sheet surrounding the Sun which is inclined slightly to the solar equator.Proceedings of the Symposium on Solar Terrestrial Physics held in Innsbruck, May–June 1978.     

Fractionation of SI, NE, and MG Isotopes in the Solar Wind as Measured by Soho/Celias/MTOF

Using the high-resolution mass spectrometer CELIAS/MTOF on board SOHO we have measured the solar wind isotope abundance ratios of Si, Ne, and Mg and their variations in different solar wind regimes with bulk velocities ranging from 330 km/s to 650 km/s. Data indicate a small systematic depletion of the heavier isotopes in the slow solar wind on the order of (1.4±1.3)% per amu (2σ-error) compared to their abundances in the fast solar wind from coronal holes. These variations in the solar wind isotopic composition represent a pure mass-dependent effect because the different isotopes of an element pass the inner corona with the same charge state distribution. The influence of particle mass on the acceleration of minor solar wind ions is discussed in the context of theoretical models and recent optical observations with other SOHO instruments. This revised version was published online in June 2006 with corrections to the Cover Date.     

Energetic Particle Observations

The characteristics of solar energetic particles (SEP) as observed in interplanetary space provide fundamental information about the origin of these particles, and the acceleration and propagation processes at the Sun and in interplanetary space. Furthermore, energetic particles provide information on the development and structure of coronal mass ejections as they propagate from the solar corona into the interplanetary medium. In this paper we review the measurements of energetic particles in interplanetary space and discuss their implication for our understanding of the sources, and of acceleration and propagation processes.     

CIR Associated Energetic Particles in the Inner and Middle Heliosphere

Energetic particles associated with Corotating Interaction Regions (CIRs) are observed throughout the inner and middle heliosphere, showing large positive (>100%/AU) radial intensity gradients. Their appearance at 1 AU is associated with the appearance of fast, recurrent solar wind streams. At several AU, CIR energetic particles are accelerated at shocks which propagate away from the interface of fast and slow solar wind streams. CIR energy spectra at 1 AU cover the range >35 keV to several MeV/amu; the spectra steepen above ∼1 MeV/amu, and show no turnover even at the lowest energies. The ion composition of CIRs is similar to solar material, but with significant differences that might be due to properties of the seed population and/or the acceleration process. This paper summarizes properties of energetic particles in CIRs as known through the early 1990s, prior to the launch of the Ulysses, and WIND spacecraft, whose new results are presented in Kunow, Lee et al. (1999) in this volume. This revised version was published online in August 2006 with corrections to the Cover Date.     

Ionic Charge States of Solar Energetic Particles: A Clue to the Source

The ionic charge of solar energetic particles (SEP) as observed in interplanetary space is an important parameter for the diagnostic of the plasma conditions at the source region and provides fundamental information about the acceleration and propagation processes at the Sun and in interplanetary space. In this paper we review the new measurements of ionic charge states with advanced instrumentation onboard the SAMPEX, SOHO, and ACE spacecraft that provide for the first time ionic charge measurements over the wide energy range of ∼0.01 to 70 MeV/nuc (for Fe), and for many individual SEP events. These new measurements show a strong energy dependence of the mean ionic charge of heavy ions, most pronounced for iron, indicating that the previous interpretation of the mean ionic charge being solely related to the ambient plasma temperature was too simplistic. This energy dependence, in combination with models on acceleration, charge stripping, and solar and interplanetary propagation, provides constraints for the temperature, density, and acceleration time scales in the acceleration region. The comparison of the measurements with model calculations shows that for impulsive events with a large increase of Q _Fe(E) at energies ≤1 MeV/nuc the acceleration occurs low in the corona, typically at altitudes ≤0.2 R _S .     

Solar Energetic Particle Charge States: An Overview

The ionic charge distributions of solar energetic particles (SEP) as observed in interplanetary space provide fundamental information about the origin of these particles, and the acceleration and propagation processes at the Sun and in interplanetary space. In this paper we review the measurements of ionic charge states of energetic particles in interplanetary space and discuss their implication for our understanding of SEP sources, and acceleration and propagation processes.     

The Ultra-Low-Energy Isotope Spectrometer (ULEIS) for the ACE spacecraft

The Ultra Low Energy Isotope Spectrometer (ULEIS) on the ACE spacecraft is an ultra high resolution mass spectrometer designed to measure particle composition and energy spectra of elements He-Ni with energies from ∼45 keV nucl−1 to a few MeV nucl−1. ULEIS will investigate particles accelerated in solar energetic particle events, interplanetary shocks, and at the solar wind termination shock. By determining energy spectra, mass composition, and their temporal variations in conjunction with other ACE instruments, ULEIS will greatly improve our knowledge of solar abundances, as well as other reservoirs such as the local interstellar medium. ULEIS is designed to combine the high sensitivity required to measure low particle fluxes, along with the capability to operate in the largest solar particle or interplanetary shock events. In addition to detailed information for individual ions, ULEIS features a wide range of count rates for different ions and energies that will allow accurate determination of particle fluxes and anisotropies over short (∼few minutes) time scales. This revised version was published online in June 2006 with corrections to the Cover Date.     

Ion acceleration at shocks in interplanetary space: A brief review of recent observations

The mechanism by which ions are accelerated near the Earth's bow shock and near shocks propagating outward from the Sun in response to solar activity appears to be essentially the same. For both types of shock the solar wind thermal distribution acts as a seed population. Leaked magnetospheric ions and resident flare ions are additional seed populations for the bow shock and outward propagating shocks respectively. The acceleration of solar wind ions at these shocks begins with either the reflection of ions off the shock or leakage of shocked plasma back through the shock. Interaction with a disruption wave field self-generated by these backstreaming ions is responsible for the remainder of the acceleration at the bow shock. Both the disruption wave field and the ambient interplanetary wave field play important roles in accelerating ions at outward propagating shocks, but on different time scales. The geometry of the shock and the duration of field line connection to the shock play decisive roles in determining what is observed.     

Solar Isotopic Composition as Determined Using Solar Energetic Particles

Solar energetic particles (SEPs) provide a sample of the Sun from which solar composition may be determined. Using high-resolution measurements from the Solar Isotope Spectrometer (SIS) onboard NASA’s Advanced Composition Explorer (ACE) spacecraft, we have studied the isotopic composition of SEPs at energies ≥20 MeV/nucleon in large SEP events. We present SEP isotope measurements of C, O, Ne, Mg, Si, S, Ar, Ca, Fe, and Ni made in 49 large events from late 1997 to the present. The isotopic composition is highly variable from one SEP event to another due to variations in seed particle composition or due to mass fractionation that occurs during the acceleration and/or transport of these particles. We show that various isotopic and elemental enhancements are correlated with each other, discuss the empirical corrections used to account for the compositional variability, and obtain estimated solar isotopic abundances. We compare the solar values and their uncertainties inferred from SEPs with solar wind and other solar system abundances and find generally good agreement.     

The Advanced Composition Explorer

The Advanced Composition Explorer was launched August 25, 1997 carrying six high-resolution spectrometers that measure the elemental, isotopic, and ionic charge-state composition of nuclei from H to Ni (1≤Z≤28) from solar wind energies (∼1 keV nucl−1) to galactic cosmic-ray energies (∼500 MeV nucl−1). Data from these instruments is being used to measure and compare the elemental and isotopic composition of the solar corona, the nearby interstellar medium, and the Galaxy, and to study particle acceleration processes that occur in a wide range of environments. ACE also carries three instruments that provide the heliospheric context for ion composition studies by monitoring the state of the interplanetary medium. From its orbit about the Sun-Earth libration point ∼1.5 million km sunward of Earth, ACE also provides real-time solar wind measurements to NOAA for use in forecasting space weather. This paper provides an introduction to the ACE mission, including overviews of the scientific goals and objectives, the instrument payload, and the spacecraft and ground systems. This revised version was published online in June 2006 with corrections to the Cover Date.     

The Suprathermal Ion Telescope (SIT) For the IMPACT/SEP Investigation

The Solar-Terrestrial Relations Observatory (STEREO) mission addresses critical problems of the physics of explosive disturbances in the solar corona, and their propagation and interactions in the interplanetary medium between the Sun and Earth. The In-Situ-Measurements of Particles and CME Transients (IMPACT) investigation observes the consequences of these disturbances and other transients at 1 AU. The generation of energetic particles is a fundamentally important feature of shock-associated Coronal Mass Ejections (CMEs) and other transients in the interplanetary medium. Multiple sensors within the IMPACT suite measure the particle population from energies just above the solar wind up to hundreds of MeV/nucleon. This paper describes a portion of the IMPACT Solar Energetic Particles (SEP) package, the Suprathermal Ion Telescope (SIT) which identifies the heavy ion composition from the suprathermal through the energetic particle range (～few 10 s of keV/nucleon to several MeV/nucleon). SIT will trace and identify processes that energize low energy ions, and characterize their transport in the interplanetary medium. SIT is a time-of-flight mass spectrometer with high sensitivity designed to derive detailed multi-species particle spectra with a cadence of 60 s, thereby enabling detailed studies of shock-accelerated and other energetic particle populations observed at 1 AU.     

ISEE Ion Composition Data with Implications for Solar Wind Entry into Earth's Magnetotail

Energetic (0.1-16 keV/e) ion data from a plasma composition experiment on the ISEE-1 spacecraft show that Earth's plasma sheet (inside of 23 RE) always has a large population of H+ and He++ ions, the two principal ionic components of the solar wind. This population is the largest, in terms of both number density and spatial thickness, during extended periods of northward interplanetary magnetic field (IMF) and is then also the most "solar wind-like" in the sense that the He++/H+ density ratio is at its peak (about 3% on average in 1978 and 79) and the H+ and He++ have mean (thermal) energies that are in the ratio of about 1:4 and barely exceed the typical bulk flow energy in the solar wind. During geomagnetically active times, associated with southward turnings of the IMF, the H+ and He++ are heated in the central plasma sheet, and reduced in density. Even when the IMF is southward, these ions can be found with lower solar wind-like energies closer to the tail lobes, at least during plasma sheet thinning in the early phase of substorms, when they are often seen to flow tailward, approximately along the magnetic field, at a slow to moderate speed (of order 100 km s-1 or less). These tailward flows, combined with the large density and generally solar wind-like energies of plasma sheet H+ and He++ ions during times of northward IMF, are interpreted to mean that the solar wind enters along the tail flanks, in a region between the lobes and the central plasma sheet, propelled inward by ExB drift associated with the electric fringe field of the low latitude magnetopause boundary layer (LLBL). In order to complete this scenario, it is argued that the rapid (of order 1000 km s-1) earthward ion flows (mostly H+ ions), also along the magnetic field, that are more typically the precursors of plasma sheet "recovery" during substorm expansion, are not proof of solar wind entry in the distant tail, but may instead be a time-of-flight effect associated with plasma sheet redistribution in a dipolarizing magnetic field.     

Power Law Distributions of Suprathermal Ions in?the?Quiet Solar Wind

At energies above the bulk solar wind and pick-up ion cutoff, observations reveal an interplanetary suprathermal ion population extending to ～1?MeV/nucleon and even higher energies. These suprathermal ions are found under a wide variety of conditions including periods when there are no obvious nearby accelerating shocks. We review the observational properties of these ions in quiet solar wind periods near 1?AU, including transient Corotating Interaction Region (CIR) events, and other, quieter periods in between transient enhancements. The particle energy spectra are power laws close to E ^?1.5 in the range above the solar wind, rolling over at energies of a few hundred keV/nucleon to a few MeV/nucleon. Although the C/O and Fe/O ratios of the tails is close to that of the solar wind, pickup ions and ³He found in the tails indicate sources distinct from the solar wind. We briefly review several mechanisms that have been proposed to explain these ions.     

The composition of heavy ions in solar energetic particle events

We review recent advances in determining the elemental, charge-state, and isotopic composition of 1 to 20 MeV per nucleon ions in solar energetic particle (SEP) events and outline our current understanding of the nature of solar and interplanetary processes which may explain the observations.The composition within individual SEP events may vary both with time and energy, and will in general be different from that in other SEP events. Average values of relative abundances measured in a large number of SEP events, however, are found to be roughly energy independent in the 1 to 20 MeV per nucleon range, and show a systematic deviation from photospheric abundances which seems to be organized in terms of the first ionization potential of the ion.Direct measurements of the charge states of SEPs have revealed the surprisingly common presence of energetic He⁺ along with heavy ions with typically coronal ionization states. High-resolution measurements of isotopic abundance ratios in a small number of SEP events show these to be consistent with the universal composition except for the puzzling overabundance of the SEP ²²Ne/²⁰Ne relative to this isotopes ratio in the solar wind. The broad spectrum of observed elemental abundance variations, which in their extreme result in composition anomalies characteristic of ³He-rich, heavy-ion rich and carbon-poor SEP events, along with direct measurements of the ionization states of SEPs provide essential information on the physical characteristics of, and conditions in the source regions, as well as important constraints to possible models for SEP production.It is concluded that SEP acceleration is a two-step process, beginning with plasma-wave heating of the ambient plasma in the lower corona, which may include pockets of cold material, and followed by acceleration to the observed energies by either flare-generated coronal shocks or Fermi-type processes in the corona. Interplanetary propagation as well as acceleration by interplanetary propagating shock will often further modify the composition of SEP events, especially at lower energies.     

The Electric Antennas for the STEREO/WAVES Experiment

The STEREO/WAVES experiment is designed to measure the electric component of radio emission from interplanetary radio bursts and in situ plasma waves and fluctuations in the solar wind. Interplanetary radio bursts are generated from electron beams at interplanetary shocks and solar flares and are observed from near the Sun to 1 AU, corresponding to frequencies of approximately 16 MHz to 10 kHz. In situ plasma waves occur in a range of wavelengths larger than the Debye length in the solar wind plasma λ _D ≈10 m and appear Doppler-shifted into the frequency regime down to a fraction of a Hertz. These phenomena are measured by STEREO/WAVES with a set of three orthogonal electric monopole antennas. This paper describes the electrical and mechanical design of the antenna system and discusses efforts to model the antenna pattern and response and methods for in-flight calibration.     

Ulysses-UVCS Coordinated Observations

We present results from SOHO/UVCS measurements of the density and flow speed of plasma at the Sun and again of the same plasma by Ulysses/SWOOPS in the solar wind. UVCS made measurements at 3.5 and 4.5 solar radii and Ulysses was at 5.1 AU. Data were taken for nearly 2 weeks in May–June 1997 at 9–10 degrees north of the equator in the streamer belt on the east limb. Density and flow speed were compared to see if near Sun characteristics are preserved in the interplanetary medium. By chance, Ulysses was at the very northern edge of the streamer belt. Nevertheless, no evidence was found of fast wind or mixing of slow wind with fast wind coming from the northern polar coronal hole. The morphology of the streamer belt was similar at the beginning and end of the observing period, but was markedly different during the middle of the period. A corresponding change in density (but not flow speed) was noted at Ulysses. This revised version was published online in June 2006 with corrections to the Cover Date.     

Integration of Neutron Monitor Data with Spacecraft Observations: a Historical Perspective

Beginning in the early 1950s, data from neutron monitors placed the taxonomy of cosmic ray temporal variations on a firm footing, extended the observations of the Sun as a transient source of high energy particles and laid the foundation of our early concepts of a heliosphere. The first major impact of the arrival of the Space Age in 1957 on our understanding of cosmic rays came from spacecraft operating beyond the confines of our magnetosphere. These new observations showed that Forbush decreases were caused by interplanetary disturbances and not by changes in the geomagnetic field; the existence of both the predicted solar wind and interplanetary magnetic field was confirmed; the Sun was revealed as a frequent source of energetic ions and electrons in the 10–100 MeV range; and a number of new, low-energy particle populations was discovered. Neutron monitor data were of great value in interpreting many of these new results. With the launch of IMP 6 in 1971, followed by a number of other spacecraft, long-term monitoring of low and medium energy galactic and anomalous cosmic rays and solar and interplanetary energetic particles, and the interplanetary medium were available on a continuous basis. Many synoptic studies have been carried out using both neutron monitor and space observations. The data from the Pioneer 10/11 and Voyagers 1/2 deep space missions and the journey of Ulysses over the region of the solar poles have significantly extended our knowledge of the heliosphere and have provided enhanced understanding of many effects that were first identified in the neutron monitor data. Solar observations are a special area of space studies that has had great impact on interpreting results from neutron monitors, in particular the identification of coronal holes as the source of high-speed solar wind streams and the recognition of the importance of coronal mass ejections in producing interplanetary disturbances and accelerating solar energetic particles. In the future, with the new emphasis on carefully intercalibrated networks of neutron monitors and the improved instrumentation for space studies, these symbionic relations should prove to be even more productive in extending our understanding of the acceleration and transport of energetic particles in our heliosphere. This revised version was published online in August 2006 with corrections to the Cover Date.     

IMF connection for energetic protons observed at Ulysses via mid-latitude solar wind rarefaction regions

As Ulysses moved inward and southward from mid-1992 to early 1994 we noticed the occasional occurrence of inter-events, lasting about 10 days and falling between the recurrent events, observed at proton energies of 0.48–97 MeV, associated with Corotating Interaction Regions (CIR). These inter-events were present for several sequences of two or more solar rotations at intensity levels around 1% of those of the neighbouring main events. When we compared the Ulysses events with those measured on IMP-8 at 1 AU we saw that the inter-events appeared at Ulysses after the extended emission (>10 days) of large fluxes of solar protons of the same energy that lasted at least one solar rotation at 1 AU. The inter-events fell completely within the rarefaction regions (dv/dt<0) of the recurrent solar wind streams. The interplanetary magnetic field (IMF) lines in the rarefactions map back to the narrow range of longitudes at the Sun which mark the eastern edge of the source region of the high speed stream. Thus the inter-events are propagating at mid-latitudes to Ulysses along field lines free from stream-stream interactions. They are seen in the 0.39–1.28 MeV/nucleon He, which exhibit a faster decay, but almost never in the 38–53 keV electrons. We show that the inter-events are unlikely to be accelerated by reverse shocks associated with the CIRs and that they are more likely to be accelerated by sequences of solar events and transported along the IMF in the rarefactions of the solar wind streams.