Sensitivity analysis of DOA estimation algorithms to sensor errors

A unified statistical performance analysis using subspace perturbation expansions is applied to subspace-based algorithms for direction-of-arrival (DOA) estimation in the presence of sensor errors. In particular, the multiple signal classification (MUSIC), min-norm, state-space realization (TAM and DDA) and estimation of signal parameters via rotational invariance techniques (ESPRIT) algorithms are analyzed. This analysis assumes that only a finite amount of data is available. An analytical expression for the mean-squared error of the DOA estimates is developed for theoretical comparison in a simple and self-contained fashion. The tractable formulas provide insight into the algorithms. Simulation results verify the analysis     

基于空域稀疏性的宽带DOA估计

利用宽带阵列接收信号的空域稀疏性,将宽带信号的波达方向(DOA)估计转化为一个稀疏信号重构的问题,提出了一种新的宽带信号DOA估计算法。该算法将宽带信号分解为多个子带信号,联合利用多个子带信号的空域稀疏性进行重构。它是对用于稀疏重构的标准的稀疏贝叶斯学习算法的推广,可适用于多冗余字典的信号模型。另外,通过对多快拍的阵列接收信号进行奇异值分解(SVD),提取信号子空间作为算法的输入数据,可以在有效减少运算复杂度的同时,提高对噪声的稳健性。与传统的宽带阵列DOA估计方法相比,该算法能够用于低信噪比、快拍有限和信源相关性较高的场合,同时算法的性能对信源个数的估计值不太敏感。仿真实验表明,该算法相对现有的基于子空间类的方法,具有更好的DOA估计性能。     

DOA estimation using one-bit quantized measurements

The effects 1-bit quantization of the input samples has on the direction-of-arrival (DOA) estimation accuracy are considered. The signal model assumes a single stochastic Gaussian point source that is embedded in white Gaussian noise (WGN). The inherent limitations governed by the extreme clipping of the input data are analyzed using the Cramer-Rao bound (CRB) that is derived for a two-sensor array. In addition, several estimators for the I-bit estimation are discussed. Numerical and analytical analyses of the estimation error reveal weak dependency on signal-to-noise ratio (SNR) with singular behavior of the estimation error in certain DOA angles.     

Dimension reduction for array processing with robust interference cancellation

We present a robust solution for data reduction in array processing. The purpose is to reduce the computation and improve the performance of applied signal processing algorithms by mapping the data into a lower dimension beamspace (BS) through a transformation. Nulls steering to interference are incorporated into a transformation using the subspace projection technique, and the BS spatial spectrum estimation accuracy is evaluated and maximized with a measure. The derived transformation tries to preserve the full-dimension Cramer-Rao bounds (CRBs) for the parameters of interest while rejecting undesired signals effectively. When compared with an optimal method and an adaptive approach, simulation results show that significant improvements are obtained in terms of BS direction-of-arrival (DOA) estimation root-mean-squared error (RMSE), bias, and resolution probability.     

基于迭代QR分解的DOA估计技术

提出了一种基于迭代QR分解的信源到达角(DOA)估计技术.DOA估计的子空间方法主要是通过估计信号协方差矩阵的信号子空间或者噪声子空间来求出信号的DOA参数.估计这些子空间通常需要大量的计算,采用ASIC实现时其成本会非常昂贵.本文采用迭代QR分解方法进行子空间分解,可以利用较少量的计算资源完成处理任务.仿真实验结果达到0.23毫弧度,说明该算法比较可靠有效.     

子空间投影DOA估计算法分析及合成空间谱

 针对子空间投影波达方向（DOA）估计方法在非理想条件下性能下降的问题,提出利用加权信号子空间投影和噪声子空间投影获得合成空间谱的DOA估计方法。从不同空间投影矩阵的角度对多种基于特征分解的子空间投影DOA估计方法进行归类分析,在分析的基础上通过对信号子空间投影采用主特征值倒数加权,并与常规噪声子空间投影进行空间谱合成对多目标进行分辨。合成空间谱在低信噪比、小快拍数和非等强多目标条件下具有优良的目标分辨能力和稳健性。理论和统计性能分析表明其性能优于多重信号分类（MUSIC）和信号子空间模变MUSIC（SSMUSIC）方法,有较高的工程应用价值。     

Azimuth/elevation direction finding using regular array geometries

The authors consider the problem of extending the estimation of signal parameters via rotational invariance techniques (ESPRIT) algorithm for multiple source, cochannel direction finding to the two-dimensional case (e.g., azimuth and elevation angle estimation). Two algorithms are presented, one based on the optimal (minimal variance) subspace fitting formulation of ESPRIT, and the other based on an approximation to it. The algorithms are applicable to antenna arrays composed of identical subarrays displaced in two dimensions, such as uniform rectangular phased arrays. Simulation results illustrating the relative performance of the algorithms are also presented     

DOA估计算法性能分析及仿真

分析了几种常见空间谱估计算法的结构,提出了一种未知信源数的高分辨DOA估计算法。该算法继承了求根MUSIC算法优越的性能,直接利用阵列接收数据的协方差矩阵,无须预判信源个数和进行特征值分解,实现高分辨谱估计,同时在信噪比较小时,仍能保持较高的角度分辨力。最后通过大量的计算机仿真实验比较了各种算法的性能,证明了新算法理论的正确性和有效性。     

回溯降维相干分布式非圆信号DOA快速估计

在相干分布式非圆(CDNC)信号波达方向(DOA)估计中,针对阵列输出矩阵扩展后维数增加带来的较大运算量问题,基于降维的多级维纳滤波(MSWF)技术,引入回溯优化思想,提出了一种快速估计算法。该算法首先利用信号非圆特性扩展阵列输出矩阵,然后通过MSWF递推分解快速求出信号子空间,避免了计算阵列协方差矩阵及特征分解,并且在递推过程中引入回溯优化机制提高了各级匹配滤波器的估计性能,最后由最小二乘(LS)或者总体最小二乘(TLS)得到DOA估计。仿真分析表明,所提算法与相干分布式非圆信号旋转不变子空间算法(CDNC-ESPRIT)性能相当,但复杂度得到了大幅度降低,相比于基于MSWF的非圆信号快速子空间(NC-MSWF-FS)算法,在较小的复杂度代价下大幅度提升了低信噪比时的估计性能,并且对初始参考信号的选取具有了较强的鲁棒性。     

未知互耦条件下混合信号波达方向估计

阵列天线互耦对导向矢量的扰动以及信号相干性对数据协方差矩阵造成的秩损,使得基于子空间正交性原理的超分辨波达方向估计(Direction-of-Arrival,DOA)算法性能恶化,甚至失效。针对这一问题,提出一种在相干与非相干信号混合状态下无需阵列互耦补偿的特征矢量平滑DOA估计算法。该算法对部分阵元接收数据的协方差矩阵特征分解,将得到的特征矢量平滑处理后构造等效协方差矩阵,抑制阵列互耦影响的同时完成混合信号DOA估计。在阵列互耦和信号相干性均未知的条件下,正确估计了信号DOA,无需互耦参数估计或补偿。计算机仿真结果验证了算法的有效性。     

Cyclostationarity-exploiting direction finding algorithms

Many modulated communication signals exhibit a cyclostationarity (or periodic correlation) property, corresponding to the underlying periodicity arising from carrier frequencies or baud rates. By exploiting cyclostationarity, the signal direction of arrival (DOA) estimation can be significantly improved. We propose two new direction finding beamformer algorithms that exploit cyclostationarity. These algorithms show very attractive estimation performance over conventional beamforming methods, as depicted by simulation results.     

一种MIMO雷达幅相误差估计方法

 针对单基地相关多输入多输出(MIMO)雷达中存在的阵列幅相误差问题进行了研究。给出了单基地相关MIMO雷达的阵列模型,并提出了一种MIMO雷达幅相误差估计方法。利用发射正交信号对阵列接收信号进行匹配滤波,可分离得到类似传统阵列的"虚拟阵列",利用分时信源数据将该阵列中真实导向矢量中信源波达方向(DOA)引起的相位与幅相误差分离开,通过构造代价函数得到波达方向估计值,进而分别得到发射阵与接收阵的幅相误差的估计值,同时给出了误差引入量分析。最后通过仿真验证了该方法的有效性。本文介绍的方法简单可行,适用于任意构型MIMO雷达的幅相误差估计。     

DOA Estimation for Uniform Linear Array with Mutual Coupling

An algorithm is presented for direction-of-arrival (DOA) estimation in the presence of unknown mutual coupling based on the generalized eigenvalues utilizing signal subspace eigenvectors (GEESE) algorithm for uniform linear array (ULA). It is not an iterative algorithm, and a spectral peak search is not required. The DOA can be accurately estimated without any calibration sources since the effects of mutual coupling can be eliminated by the inherent mechanism of the proposed algorithm. An algorithm for estimating the mutual coupling coefficients is also proposed. Simulation results demonstrate the effectiveness of the proposed algorithms.     

Finite data performance of MUSIC and minimum norm methods

In the direction of arrival (DOA) estimation problem, we encounter both finite data and insufficient knowledge of array characterization. It is therefore important to study how subspace-based methods perform in such conditions. We analyze the finite data performance of the multiple signal classification (MUSIC) and minimum norm (min. norm) methods in the presence of sensor gain and phase errors, and derive expressions for the mean square error (MSE) in the DOA estimates. These expressions are first derived assuming an arbitrary array and then simplified for the special case of an uniform linear array with isotropic sensors. When they are further simplified for the case of finite data only and sensor errors only, they reduce to the recent results given previously (1989, 1991). Computer simulations are used to verify the closeness between the predicted and simulated values of the MSE     

基于稀疏表示和近似(e)0范数约束的宽带信号DOA估计

针对宽带信号的波达方向(DOA)估计问题,在稀疏框架下提出一种近似(e)0范数约束的宽带信号DOA估计新算法.首先对宽带信号进行预处理,得到同一参考频率点下的接收数据,然后对其协方差矩阵元素进行加和平均运算,得到一个低维的观测向量,并在稀疏框架下进行稀疏表示,最后利用截断(e)1函数设定权值,构造逼近(e)0范数约束的稀疏重构方法,进而重构信号,获得宽带信号的DOA估计.仿真结果表明,相比于传统的宽带信号DOA估计算法,所提算法具有更高的分辨率和估计精度.     

MIMO雷达中一种降维MUSIC的相干角度估计算法

研究单快拍下双基地多输入多输出（Multiple—InputMultiple-Output,MIMO）雷达中相干信源的离开角（Directionofdeparture,DOD）与到达角（directionofarrival,DOA）联合估计问题。利用单快拍下双基地MIMO雷达的接收信号构造一组Toeplitz矩阵,利用这组ToepIitz矩阵重构一个信号矩阵,提出一种基于降维多重信号分类（ReducedDimensionMultipleSignalClassification,RD-MUSIC）的DOD与DOA联合估计算法。提出的算法能够有效估计相干信源以及非相干信源的角度,实现角度的自动配对,并且角度估计性能远优于FBSS—ESPRIT算法以及ESPRIT-like算法。仿真结果验证了算法的有效性。     

鲁棒成形极化敏感阵列波束的方法及极化估计

基于极化敏感阵列,提出了一种鲁棒成形阵列波束的方法。该方法首先将阵列的数据模型进行了重新描述,从而获得了信号波达角(DOA)和极化解耦的模型。借助于该模型并对信号的两个极化方向分别进行鲁棒约束,设计出了一个新的鲁棒空域波束空间成形矩阵,利用该矩阵可以获得信号两个极化分量的鲁棒估计。基于特征值分解的方法,最后给出了估计信号极化参数的方法。分析和数值仿真实验均表明:提出的方法,在对DOA估计误差以及阵列位置误差等造成的阵列失配具有较强鲁棒性的同时,也能有效抑制干扰和噪声,进而提升了极化参数估计的性能。     

Composite Bound on Arrival Time Estimation Errors

Time of arrival (TOA) estimation of narrowband signals is a problem of considerable practical interest in radar and sonar applications. A new technique is presented to analyze the mean square error (MSE) performance of TOA estimation schemes, based on recently developed lower bound. We obtain a complete characterization of the MSE as a function of the signal and noise parameters. The results are given in a simple closed-form analytical expression.     

基于多项式聚焦矩阵的宽带信号到达角估计性能分析

对宽带信号采用基于多项式聚焦矩阵的方法进行到达角估计,并进行了计算机仿真。计算机仿真表明,多项式聚焦矩阵具有计算量小、抗噪性好、能对相干信号进行到达角估计的优点,但需要满足阵元间距远小于信号半波长的条件。当阵元间距不满足该条件时,会引入较大的估计误差。     

MIMO雷达DOD和DOA联合估计算法: RTR-ESPRIT

 针对双基地多输入多输出(MIMO)雷达多目标波离角(DOD)和波达角(DOA)的联合估计问题,提出一种接收-发射-接收(RTR)-ESPRIT算法。该算法首先利用一维接收ESPRIT(R-ESPRIT)预估计目标DOA,随后分别利用一维发射ESPRIT(T-ESPRIT)和一维接收ESPRIT得到目标的高精度DOD和DOA估计,在每两次ESPRIT算法之间分别构造正交投影算子对接收信号进行接收波束形成和发射波束形成。与传统ESPRIT算法相比,该算法大大降低了数据协方差矩阵维数和计算复杂度,无需额外的配对算法,且理论证明了该方法还可以用于相干目标和单快拍情况下DOD和DOA的联合估计。仿真结果表明了该算法的正确性及良好的估计性能。