Microphysics of Quasi-parallel Shocks in Collisionless Plasmas

Shocks in collisionless plasmas require dissipation mechanisms which couple fields and particles at scales much less than the conventional collisional mean free path. For quasi-parallel geometries, where the upstream magnetic field makes a small angle to the shock normal direction, wave-particle coupling produces a broad transition zone with large amplitude, nonlinear magnetic pulsations playing an important role. At high Mach numbers, ion reflection and acceleration are dominant processes which control the structure and dissipation at the shock. Accelerated particles produce a precursor, or foreshock, characterized by low frequency magnetic waves which are convected by the plasma flow into the shock transition zone. The interplay between energetic particles, waves, ion reflection and acceleration leads to a complicated interdependent system. This review discusses the spacecraft observations which have motivated the current view of the high Mach number quasi-parallel shock, and the theories and simulation studies which have led to a better understanding of the microphysics on which the quasi-parallel shock depends.     

Radio emission from quasi-parallel shock waves in the corona

Shock waves in the solar corona manifest themselves in type II bursts in dynamic radio spectra. Recently, short large amplitude magnetic structures (SLAMS) have been observed in the vicinity of the quasi-parallel region of Earth's bow shock as an example of a collisionless shock wave in space plasmas. SLAMS are able to accelerate electrons to high energies by shock drift acceleration. Assuming that SLAMS also appear in the vicinity of super-critical, quasi-parallel shocks in the corona, electrons can also be accelerated at quasi-parallel shocks and, subsequently, generate radio waves manifesting in solar type II radio bursts.     

Upstream Ion Cyclotron Waves at Venus and Mars

The occurrence of waves generated by pick-up of planetary neutrals by the solar wind around unmagnetized planets is an important indicator for the composition and evolution of planetary atmospheres. For Venus and Mars, long-term observations of the upstream magnetic field are now available and proton cyclotron waves have been reported by several spacecraft. Observations of these left-hand polarized waves at the local proton cyclotron frequency in the spacecraft frame are reviewed for their specific properties, generation mechanisms and consequences for the planetary exosphere. Comparison of the reported observations leads to a similar general wave occurrence at both planets, at comparable locations with respect to the planet. However, the waves at Mars are observed more frequently and for long durations of several hours; the cyclotron wave properties are more pronounced, with larger amplitudes, stronger left-hand polarization and higher coherence than at Venus. The geometrical configuration of the interplanetary magnetic field with respect to the solar wind velocity and the relative density of upstream pick-up protons to the background plasma are important parameters for wave generation. At Venus, where the relative exospheric pick-up ion density is low, wave generation was found to mainly take place under stable and quasi-parallel conditions of the magnetic field and the solar wind velocity. This is in agreement with theory, which predicts fast wave growth from the ion/ion beam instability under quasi-parallel conditions already for low relative pick-up ion density. At Mars, where the relative exospheric pick-up ion density is higher, upstream wave generation may also take place under stable conditions when the solar wind velocity and magnetic field are quasi-perpendicular. At both planets, the altitudes where upstream proton cyclotron waves were observed (8 Venus and 11 Mars radii) are comparable in terms of the bow shock nose distance of the planet, i.e. in terms of the size of the solar wind-planetary atmosphere interaction region. In summary, the upstream proton cyclotron wave observations demonstrate the strong similarity in the interaction of the outer exosphere of these unmagnetized planets with the solar wind upstream of the planetary bow shock.     

Ion Acceleration at the Earth’s Bow Shock

The Earth’s bow shock is the most studied example of a collisionless shock in the solar system. It is also widely used to model or predict the behaviour at other astrophysical shock systems. Spacecraft observations, theoretical modelling and numerical simulations have led to a detailed understanding of the bow shock structure, the spatial organization of the components making up the shock interaction system, as well as fundamental shock processes such as particle heating and acceleration. In this paper we review the observations of accelerated ions at and upstream of the terrestrial bow shock and discuss the models and theories used to explain them. We describe the global morphology of the quasi-perpendicular and quasi-parallel shock regions and the foreshock. The acceleration processes for field-aligned beams and diffuse ion distribution types are discussed with connection to foreshock morphology and shock structure. The different possible mechanisms for extracting solar wind ions into the acceleration processes are also described. Despite several decades of study, there still remain some unsolved problems concerning ion acceleration at the bow shock, and we summarize these challenges.     

Observations of interplanetary shocks: Recent progress

Interplanetary shock observations since the prior Solar Terrestrial Physics Symposium in 1978 are reviewed. Since the interval coincides with the recent solar maximum, emphasis is placed on shocks associated with transient solar phenomena, including coronal transients and eruptive prominences as well as flares. A good correlation between shocks and Storm Sudden Commencements has persisted into the recent maximum. Shocks have been identified that are associated with disappearing filaments and coronal transients rather than with flares. Significant progress has been made in the indirect observation of shocks near the Sun as a result of radio wave measurements in interplanetary space and measurement of the scintillation and spectral broadening of spacecraft radio transmissions. Preliminary results regarding the thickness of interplanetary shocks have appeared. Several quasi-parallel shocks propagating more nearly along, rather than across, the magnetic field have been identified. The plasma drivers accompanying interplanetary shocks have received increased attention and distinctive features have been found in electron, ion and magnetic field data.     

Selected Problems in Collisionless-Shock Physics

The physics of collisionless shocks is a very broad topic, which has been well studied for many decades. However, there are a number of important issues which remain unresolved. Moreover, there have been new findings, which cast doubt on well-established ideas. The purpose of this review is to address a subset of unresolved problems in collisionless shock physics from a theoretical and/or numerical modeling point of view. The topics which are addressed are: the nonstationarity of the shock front, the heating and dynamics of electrons through the shock layer, particle diffusion in turbulent electric and magnetic fields, particle acceleration, and the interaction of pickup ions with collisionless shocks.     

The Dynamic Quasiperpendicular Shock: Cluster Discoveries

The physics of collisionless shocks is a very broad topic which has been studied for more than five decades. However, there are a number of important issues which remain unresolved. The energy repartition amongst particle populations in quasiperpendicular shocks is a multi-scale process related to the spatial and temporal structure of the electromagnetic fields within the shock layer. The most important processes take place in the close vicinity of the major magnetic transition or ramp region. The distribution of electromagnetic fields in this region determines the characteristics of ion reflection and thus defines the conditions for ion heating and energy dissipation for supercritical shocks and also the region where an important part of electron heating takes place. In other words, the ramp region determines the main characteristics of energy repartition. All these processes are crucially dependent upon the characteristic spatial scales of the ramp and foot region provided that the shock is stationary. The process of shock formation consists of the steepening of a large amplitude nonlinear wave. At some point in its evolution the steepening is arrested by processes occurring within the shock transition. From the earliest studies of collisionless shocks these processes were identified as nonlinearity, dissipation, and dispersion. Their relative role determines the scales of electric and magnetic fields, and so control the characteristics of processes such as ion reflection, electron heating and particle acceleration. The determination of the scales of the electric and magnetic field is one of the key issues in the physics of collisionless shocks. Moreover, it is well known that under certain conditions shocks manifest a nonstationary dynamic behaviour called reformation. It was suggested that the transition from stationary to nonstationary quasiperiodic dynamics is related to gradients, e.g. scales of the ramp region and its associated whistler waves that form a precursor wave train. This implies that the ramp region should be considered as the source of these waves. All these questions have been studied making use observations from the Cluster satellites. The Cluster project continues to provide a unique viewpoint from which to study the scales of shocks. During its lifetime the inter-satellite distance between the Cluster satellites has varied from 100 km to 10000 km allowing scientists to use the data best adapted for the given scientific objective. The purpose of this review is to address a subset of unresolved problems in collisionless shock physics from experimental point of view making use multi-point observations onboard Cluster satellites. The problems we address are determination of scales of fields and of a scale of electron heating, identification of energy source of precursor wave train, an estimate of the role of anomalous resistivity in energy dissipation process by means of measuring short scale wave fields, and direct observation of reformation process during one single shock front crossing.     

The Two Sources of Solar Energetic Particles

Evidence for two different physical mechanisms for acceleration of solar energetic particles (SEPs) arose 50 years ago with radio observations of type III bursts, produced by outward streaming electrons, and type II bursts from coronal and interplanetary shock waves. Since that time we have found that the former are related to “impulsive” SEP events from impulsive flares or jets. Here, resonant stochastic acceleration, related to magnetic reconnection involving open field lines, produces not only electrons but 1000-fold enhancements of ³He/⁴He and of (Z>50)/O. Alternatively, in “gradual” SEP events, shock waves, driven out from the Sun by coronal mass ejections (CMEs), more democratically sample ion abundances that are even used to measure the coronal abundances of the elements. Gradual events produce by far the highest SEP intensities near Earth. Sometimes residual impulsive suprathermal ions contribute to the seed population for shock acceleration, complicating the abundance picture, but this process has now been modeled theoretically. Initially, impulsive events define a point source on the Sun, selectively filling few magnetic flux tubes, while gradual events show extensive acceleration that can fill half of the inner heliosphere, beginning when the shock reaches ～2 solar radii. Shock acceleration occurs as ions are scattered back and forth across the shock by resonant Alfvén waves amplified by the accelerated protons themselves as they stream away. These waves also can produce a streaming-limited maximum SEP intensity and plateau region upstream of the shock. Behind the shock lies the large expanse of the “reservoir”, a spatially extensive trapped volume of uniform SEP intensities with invariant energy-spectral shapes where overall intensities decrease with time as the enclosing “magnetic bottle” expands adiabatically. These reservoirs now explain the slow intensity decrease that defines gradual events and was once erroneously attributed solely to slow outward diffusion of the particles. At times the reservoir from one event can contribute its abundances and even its spectra as a seed population for acceleration by a second CME-driven shock wave. Confinement of particles to magnetic flux tubes that thread their source early in events is balanced at late times by slow velocity-dependent migration through a tangled network produced by field-line random walk that is probed by SEPs from both impulsive and gradual events and even by anomalous cosmic rays from the outer heliosphere. As a practical consequence, high-energy protons from gradual SEP events can be a significant radiation hazard to astronauts and equipment in space and to the passengers of high-altitude aircraft flying polar routes.     

惰性块式平面波发生器形成平面波的数值模拟分析

探讨了惰性块式平面波发生器的相关原理,在费马原理的基础上设计了平面波发生器的物理模型,用非线性有限元方法对平面波形成过程进行了数值模拟,得到了不同时刻的波形图像,数值模拟结果与实际过程在物理宏观特征上基本一致。     

Shock Acceleration of Ions in the Heliosphere

Energetic particles constitute an important component of the heliospheric plasma environment. They range from solar energetic particles in the inner heliosphere to the anomalous cosmic rays accelerated at the interface of the heliosphere with the local interstellar medium. Although stochastic acceleration by fluctuating electric fields and processes associated with magnetic reconnection may account for some of the particle populations, the majority are accelerated by the variety of shock waves present in the solar wind. This review focuses on “gradual” solar energetic particle (SEP) events including their energetic storm particle (ESP) phase, which is observed if and when an associated shock wave passes Earth. Gradual SEP events are the intense long-duration events responsible for most space weather disturbances of Earth’s magnetosphere and upper atmosphere. The major characteristics of gradual SEP events are first described including their association with shocks and coronal mass ejections (CMEs), their ion composition, and their energy spectra. In the context of acceleration mechanisms in general, the acceleration mechanism responsible for SEP events, diffusive shock acceleration, is then described in some detail including its predictions for a planar stationary shock, shock modification by the energetic particles, and wave excitation by the accelerating ions. Finally, some complexities of shock acceleration are addressed, which affect the predictive ability of the theory. These include the role of temporal and spatial variations, the distinction between the plasma and wave compression ratios at the shock, the injection of thermal plasma at the shock into the process of shock acceleration, and the nonlinear evolution of ion-excited waves in the vicinity of the shock.     

Observations of Magnetospheric Waves and their Relation to Precipitation

Magnetospheric wave observations are discussed from the viewpoint of their potential importance for precipitation of charged particles into the auroral zones. While wave processes are a fundamental part of magnetospheric plasma physics, occurring most of the time in most of the magnetospheric regions, their direct role in and relative importance for auroral precipitation are not easy to assess. The role of the waves varies from one spatial region to another and is very different for electrons and ions. Furthermore, the distinction between wave processes and other precipitation mechanisms is not at all straightforward. This review focuses on four main topics: The problem of diffuse electron precipitation, the recent surprise on the detailed structure of broad-banded electrostatic noise in the plasma sheet boundary layer, ion precipitation through electromagnetic ion cyclotron waves, and the role of low-altitude waves in precipitation. It is concluded that, while the observational status of high-altitude ion cyclotron waves is reasonably good, in most areas more thorough studies of existing data as well as refined observations are very much needed. Successful observational studies are to be carried out jointly with theoretical work as well as with studies on the large-scale context of the often localized wave processes. This is especially important when interests are moving toward more nonlinear phenomena, such as shocks, double layers, or strong quasi-static gradients, where a strict adherence to classical wave concepts is becoming more and more diffuse and less motivated.     

带抽吸二元进气道/隔离段激波串振荡特性

针对抽吸缝作用下激波串非定常振荡的复杂流动问题,采用高速纹影结合壁面动态压力测量的方法,在马赫数6的激波风洞中研究了高马赫数二元进气道/隔离段中激波串的自激振荡特性。隔离段出口不同堵塞度的实验结果表明:在低堵塞度下,隔离段内的分离激波无明显振荡;在中等堵塞度25.3%～32.3%和高堵塞度35.3%～38.2%工况下,隔离段内产生非定常激波串,受到隔离段内预先存在的背景波系以及抽吸缝泄流作用的影响,分别出现大幅度低频振荡和小幅度高频振荡;而当堵塞度超过临界值后,激波串被推出进气道,出现不起动。在大幅度振荡模式中,上壁面大分离区周期性地形成和消失,下壁面的激波串前沿分离激波在抽吸缝后缘到隔离段出口之间大幅度振荡,其振荡主频约为280Hz～480Hz,并且随着堵塞度升高而降低;在小幅度振荡模式中,上壁面始终存在大分离区,下壁面的激波串前沿分离激波在抽吸缝附近小幅振荡,其振荡主频约为900Hz～1800Hz。两种振荡模式均给隔离段壁面带来严酷的脉动压力载荷。     

Theory of fragmented energy release in the Sun

The magnetic energy released inside an active region is closely related to its formation and evolution. Following the evolution of a collection of flux tubes inside the convection zone and above the photosphere we can show that many nonlinear structures (current sheets, shock waves, double layers etc.) are formed. We propose in this review that coronal heating, flares and particle acceleration are due to the interaction of the plasma with these nonlinear structures. Approaching active regions as a driven complex dynamical system we can show that several coherent ensembles of the nonlinear structures will appear spontaneously. The statistical analysis of these structures is a major problem in solar physics. We can also show that many observed large scale structures are the result of the convolution of non-observable fragmentation in the energy release process.     

Small Scale Alfvénic Structure in the Aurora

This paper presents a comprehensive review of dispersive Alfvén waves in space and laboratory plasmas. We start with linear properties of Alfvén waves and show how the inclusion of ion gyroradius, parallel electron inertia, and finite frequency effects modify the Alfvén wave properties. Detailed discussions of inertial and kinetic Alfvén waves and their polarizations as well as their relations to drift Alfvén waves are presented. Up to date observations of waves and field parameters deduced from the measurements by Freja, Fast, and other spacecraft are summarized. We also present laboratory measurements of dispersive Alfvén waves, that are of most interest to auroral physics. Electron acceleration by Alfvén waves and possible connections of dispersive Alfvén waves with ionospheric-magnetospheric resonator and global field-line resonances are also reviewed. Theoretical efforts are directed on studies of Alfvén resonance cones, generation of dispersive Alfvén waves, as well their nonlinear interactions with the background plasma and self-interaction. Such topics as the dispersive Alfvén wave ponderomotive force, density cavitation, wave modulation/filamentation, and Alfvén wave self-focusing are reviewed. The nonlinear dispersive Alfvén wave studies also include the formation of vortices and their dynamics as well as chaos in Alfvén wave turbulence. Finally, we present a rigorous evaluation of theoretical and experimental investigations and point out applications and future perspectives of auroral Alfvén wave physics.     

Large Amplitude Oscillations in Prominences

Since the first reports of oscillations in prominences in the 1930s, there have been major theoretical and observational developments to understand the nature of these oscillatory phenomena, leading to the whole new field of the so-called “prominence seismology”. There are two types of oscillatory phenomena observed in prominences; “small-amplitude oscillations” (2–3 km?s^?1), which are quite common, and “large-amplitude oscillations” (>20 km?s^?1) for which observations are scarce. Large-amplitude oscillations have been found as “winking filament” in Hα as well as motion in the plane-of-sky in Hα, EUV, micro-wave and He 10830 observations. Historically, it has been suggested that the large-amplitude oscillations in prominences were triggered by disturbances such as fast-mode MHD waves (Moreton wave) produced by remote flares. Recent observations show, in addition, that near-by flares or jets can also create such large-amplitude oscillations in prominences. Large-amplitude oscillations, which are observed both in transverse as well as longitudinal direction, have a range of periods varying from tens of minutes to a few hours. Using the observed period of oscillation and simple theoretical models, the obtained magnetic field in prominences has shown quite a good agreement with directly measured one and, therefore, justifies prominence seismology as a powerful diagnostic tool. On rare occasions, when the large-amplitude oscillations have been observed before or during the eruption, the oscillations may be applied to diagnose the stability and the eruption mechanism. Here we review the recent developments and understanding in the observational properties of large-amplitude oscillations and their trigger mechanisms and stability in the context of prominence seismology.     

The acceleration of charged particles in interplanetary shock waves

The theory and observations of energetic ion acceleration in interplanetary shock waves is reviewed. The shock acceleration of the solar wind plasma and particle transport effects are discussed. Suggestions are offered for future research in shock acceleration physics.An invited paper presented at STIP Workshop on Shock Waves in the Solar Corona and Interplanetary Space, 15–19 June, 1980, Smolenice, Czechoslovakia.NAS/NRC Research Associate.     

Consequences of hydromagnetic waves on magnetospheric particle dynamics

Since long ULF waves are known to play a dominant role in the dynamics of energetic protons. Recent observations have shown that they also contribute to the heating and/or acceleration of both heavy ions and electrons. This review will deal with all the aspects of wave particle interactions that involve electromagnetic ULF waves in the equatorial region of the magnetosphere. We will consider successively Pc-3-4-5 pulsations, magnetosonic waves and ion cyclotron waves. In the latter case, for which both the experimental data and the theoretical interpretation are more advanced, we will discuss the linear, quasi-linear and nonlinear aspects of the interaction. Results of recent numerical simulations of this type of interaction will also be reported. A final section will be devoted to ULF waves observed in the vicinity of the Io torus.     

开口圆管气体的非线性振荡研究及雾化应用

主要研究开口圆管内的非线性振荡，圆管受迫端由一活塞驱动，活塞为小谐波振荡，另一端为完全开口状态。理论和实验均发现存在非线性现象，实验中还发现活塞激振频率和管内气体的固有频率接近时会发生共振，有强烈的非线性效应，同时在管口附近产生强烈的整波效应，发现利用此效应对水流有较好的雾化功能。     

What Determines the Composition of SEPs in Gradual Events?

Gradual solar energetic particle (SEP) events are evidently accelerated by coronal/interplanetary shocks driven by coronal mass ejections. This talk addresses the different factors which determine the composition of the accelerated ions. The first factor is the set of available seed populations including the solar wind core and suprathermal tail, remnant impulsive events from preceding solar flares, and remnant gradual events. The second factor is the fractionation of the seed ions by the injection process, that is, what fraction of the ions are extracted by the shock to participate in diffusive shock acceleration. Injection is a controversial topic since it depends on the detailed electromagnetic structure of the shock transition and the transport of ions in these structured fields, both of which are not well understood or determined theoretically. The third factor is fractionation during the acceleration process, due to the dependence of ion transport in the turbulent electromagnetic fields adjacent to the shock on the mass/charge ratio. Of crucial importance in the last two factors is the magnetic obliquity of the shock. The form of the proton-excited hydromagnetic wave spectrum is also important. Finally, more subtle effects on ion composition arise from the superposition of ion contributions over the time history of the shock along the observer’s magnetic flux tube, and the sequence of flux tubes sampled by the observer.     

Compressive and Rarefactive Electron-Acoustic Solitons and Double Layers in Space Plasmas

Space observations in several near-Earth environments have revealed the presence of positive-potential, large-amplitude electrostatic structures, associated with high-frequency disturbances, and indicative of electron dynamics. Earlier models proposed in terms of electron-acoustic solitary waves in a two-electron-temperature plasma were inadequate, because only negative potential structures could thus be obtained, whereas the observations point to positive potential structures. In this paper, it is shown that the theoretical restriction to negative potential solitons is due to the neglect of the inertia of the hot electrons, implicitly or explicitly assumed in previous papers. If hot electron inertia is retained, however, there exists a parameter range where positive potential solitary waves are formed, which can have important consequences for the re-interpretation of several astrophysical phenomena involving two-electron-temperature plasmas. PACS: 52.35.Mw, 52.35.Sb, 96.50.Ry