Solar energetic particle events during the rise phases of solar cycles 23 and 24

We present a comparative study of the properties of coronal mass ejections (CMEs) and flares associated with the solar energetic particle (SEP) events in the rising phases of solar cycles (SC) 23 (1996–1998) (22 events) and 24 (2009–2011) (20 events), which are associated with type II radio bursts. Based on the SEP intensity, we divided the events into three categories, i.e. weak (intensity < 1 pfu), minor (1 pfu < intensity < 10 pfu) and major (intensity ? 10 pfu) events. We used the GOES data for the minor and major SEP events and SOHO/ERNE data for the weak SEP event. We examine the correlation of SEP intensity with flare size and CME properties. We find that most of the major SEP events are associated with halo or partial halo CMEs originating close to the sun center and western-hemisphere. The fraction of halo CMEs in SC 24 is larger than the SC 23. For the minor SEP events one event in SC23 and one event in SC24 have widths < 120° and all other events are associated with halo or partial halo CMEs as in the case of major SEP events. In case of weak SEP events, majority (more than 60%) of events are associated with CME width < 120°. For both the SC the average CMEs speeds are similar. For major SEP events, average CME speeds are higher in comparison to minor and weak events. The SEP event intensity and GOES X-ray flare size are poorly correlated. During the rise phase of solar cycle 23 and 24, we find north–south asymmetry in the SEP event source locations: in cycle 23 most sources are located in the south, whereas during cycle 24 most sources are located in the north. This result is consistent with the asymmetry found with sunspot area and intense flares.     

On some large solar energetic particle events: Direct impulsive component and broad associated coronal mass ejections

Using the proton intensity and X-ray flux data from the GOES, combined with the observations of the associated solar eruptions by the Large Angle and Spectrometric Coronagraph Experiment (LASCO) on board the Solar and Heliospheric Observatory (SOHO), 14 large SEP events occurring in the period 2000 January–2002 April have been studied. It is found that: (1) events with the SEPs increasing shortly after the maximum of their parent flares (<1 h; hereafter prompt events) have rapid and great (up to four orders of magnitude) SEP increments in high-energy channels (> ∼100 MeV); however, for events whose onset of the SEP injection lags the flare maximum for a long time (>3 h; hereafter delayed events), the high-energy SEPs show no obvious enhancements (within one order of magnitude); (2) peak intensity of the prompt events is distinctly larger than that of the delayed events; (3) CMEs associated with the poorly magnetically connected events (source region <W30°) in our survey are all halo CMEs. From these observational differences, we propose a special scenario of the production of the largest SEP events: both CMEs and flares are induced in the same coronal process; high-energy particles accelerated in the reconnection region can escape easily from the open field lines and/or be transported by fast CMEs into interplanetary space, indicating a direct impulsive component in large gradual SEP events. Meanwhile, the broad width of the associated CMEs implies that the CME width is more important in SEP events production than previously considered.     

太阳高能粒子事件强度与相关双CME事件关系的两个事例

太阳高能粒子事件常伴随太阳耀斑和日冕物质抛射事件(Coronal Mass Ejections,CME)出现,由于太阳高能粒子事件的关键因素是双CME的相互作用,利用SOHO卫星观测的高能粒子强度、耀斑强度以及CME的相对高度与时间,通过高度与时间拟合得到的速度,分析了2001年4月15日和2005年1月20日的太阳高能粒子事件强度与相关双CME事件的关系,发现这两个太阳高能粒子事件中E ≥ 10MeV质子的强度与双CME事件无关.因此在这两次太阳高能粒子事件早期,E ≥ 10MeV质子的强度只与相关太阳耀斑和CME有关.      

A study on radio-loud interacting/non-interacting CMEs-associated SEPs and solar flares

We have established a data set of 58 major hybrid SEP events associated with meter-to-decahectometer wavelength (m-to-DH) type II bursts, solar flares, and radio-load CMEs during the period of 1997–2014. The main focus of our study is to address the following two questions: Does the interaction of CMEs play a role in the enhancement of SEP intensity? Is there any difference in the seed population, and parent eruptions in the SEP events with and without CME interactions? Hence, the sample of 58 events is classified into two sets: (i) 35 non-interacting-CME-associated SEP events; (ii) 23 interacting-CME-associated SEP events. All the characteristics of SEPs, their associated CMEs/flares and the relationships between them are statistically analyzed and compared. Some of the basic attributes and relative elemental abundances (Fe/O ratios) of the both the sets are also compared. The results indicate that the seed particles in non-interacting-CME-associated SEP events are mostly from solar wind/coronal materials. But in the case of interacting-CME-associated SEP events, it may be associated with both flare material from preceding flares and coronal materials from solar wind/preceding CMEs. The correlation studies reveal that there are clear correlations between logarithmic peak intensity of SEP events and properties of CMEs (space speed: cc?=?0.56) and solar flares (peak intensity: cc?=?0.40; integrated flux: cc?=?0.52) for non-interacting-CME-associated SEP events. But these correlations are absent for the interacting-CME-associated events. In addition, the results suggest that interaction of primary CMEs with their preceding CMEs plays an important role in the enhancement of peak intensity of SEPs at least for a set of m-to-DH type II bursts associated SEP events.     

Energetic particle acceleration by coronal mass ejections

The current paradigm for the source of large, gradual solar energetic particle (SEP) events is that theyare accelerated in coronal/interplanetary shocks driven by coronal mass ejections (CMEs). Early studies established that there is a rough correlation between the logs of the CME speed and the logs of the SEP intensities. Here I review two topics challenging the basic paradigm, the recent discovery that CMEs are also associated with impulsive, high-Z rich SEP events and the search for gradual SEP sources other than CME-driven shocks. I then discuss three topics of recent interest dealing with the relationship between the shock or CME properties and the resulting SEP events. These are the roles that CME accelerations, interactions between fast and preceding slow CMEs, and widths of fast CMEs may play in SEP production.     

On the early phase of relativistic solar particle events: Are there signatures of acceleration mechanism?

Many physical processes precede and accompany the solar energetic particles (SEP) occurrence on the Earth’s orbit. Explosive energy release on the Sun gives rise to a flare and a coronal mass ejection (CME). X-ray and gamma emissions are believed to be connected with flares. Radio emission is signature of disturbances traveling through the corona and interplanetary space. Particles can gain energy both in the flare and the accompanying wave processes. The beginning of the SEP events has the advantage of being the phase most close to the time of acceleration. Influence of interplanetary transport is minimal in the case of first arriving relativistic solar protons recorded by ground based neutron monitors in so called ground-level enhancements (GLE). The early phase of the SEP events attracts attention of many scientists searching for the understanding of particle acceleration. However, they come to the opposite conclusions. While some authors find arguments for coronal mass ejections as a sole accelerator of SEPs, others prove a flare to be the SEP origin. Here, the circumstances of SEP generation for several GLEs of the 23rd solar cycle are considered. Timing of X-ray, CME, and radio emissions shows a great variety from event to event. However, the time of particle ejection from the Sun is closer to maximum of X-ray emission than to any other phenomena considered. No correlation is found between the particle fluxes and the CME characteristics.     

太阳高能粒子观测特征经向分布统计

基于多卫星联合观测数据,筛选了2006年12月至2017年10月期间122个太阳高能粒子(SEP)事件及其伴随的日冕物质抛射(CME),分析了SEP事件属性随相对经度的变化、与CME属性之间相关性的经向分布以及与Fe/O比值的关联.研究结果显示:低Fe/O类事件的峰值通量Ip通常更高,伴随CME更大,但通量上升速度较慢...     

A statistical study of CME-associated flare during the solar cycle 24

We investigate on the relationship between flares and coronal mass ejections (CMEs) in which a flare started before and after the CME events which differ in their physical properties, indicating potentially different initiation mechanisms. The physical properties of two types flare-correlated CME remain an interesting and important question in space weather. We study the relationship between flares and CMEs using a different approach requiring both temporal and spatial constraints during the period from December 1, 2008 to April 30, 2017 in which the CMEs data were acquired by SOHO/LASCO (Solar and Heliospheric Observatory/Large Angle Spectrometric Coronagraph) over the solar cycle 24. The soft X-ray flare flux data, such as flare class, location, onset time and integrated flux, are collected from Geostationary Environmental satellite (GOES) and XRT Flare catalogs. We selected 307 CMEs-flares pairs applying simultaneously temporal and spatial constraints in all events for the distinguish between two associated CME-flare types. We study the correlated properties of coincident flares and CMEs during this period, specifically separating the sample into two types: flares that precede a CME and flares that follow a CME. We found an opposite correlation relationship between the acceleration and velocity of CMEs in the After- and Before-CMEs events. We found a log-log relation between the width and mass of CMEs in the two associated types. The CMEs and flares properties show that there were significant differences in all physical parameters such as (mass, angular width, kinetic energy, speed and acceleration) between two flare-associated CME types.     

Solar flares,CMEs and solar energetic particle events during solar cycle 24

We present here a study of Solar Energetic Particle Events (SEPs) associated with solar flares during 2010–2014 in solar cycle 24. We have selected the flare events (≥GOES M-class), which produced SEPs. The SEPs are classified into three categories i.e. weak (proton intensity?≤?1?pfu), minor (1?pfu?<?proton intensity?<?10?pfu) and major (proton intensity?≥?10?pfu). We used the GOES data for the SEP events which have intensity greater than one pfu and SOHO/ERNE data for the SEP event less than one pfu intensity. In addition to the flare and SEP properties, we have also discussed different properties of associated CMEs.     

Cone model-based SEP event calculations for applications to multipoint observations

The problem of modeling solar energetic particle (SEP) events is important to both space weather research and forecasting, and yet it has seen relatively little progress. Most important SEP events are associated with coronal mass ejections (CMEs) that drive coronal and interplanetary shocks. These shocks can continuously produce accelerated particles from the ambient medium to well beyond 1 AU. This paper describes an effort to model real SEP events using a Center for Integrated Space weather Modeling (CISM) MHD solar wind simulation including a cone model of CMEs to initiate the related shocks. In addition to providing observation-inspired shock geometry and characteristics, this MHD simulation describes the time-dependent observer field line connections to the shock source. As a first approximation, we assume a shock jump-parameterized source strength and spectrum, and that scatter-free transport occurs outside of the shock source, thus emphasizing the role the shock evolution plays in determining the modeled SEP event profile. Three halo CME events on May 12, 1997, November 4, 1997 and December 13, 2006 are used to test the modeling approach. While challenges arise in the identification and characterization of the shocks in the MHD model results, this approach illustrates the importance to SEP event modeling of globally simulating the underlying heliospheric event. The results also suggest the potential utility of such a model for forcasting and for interpretation of separated multipoint measurements such as those expected from the STEREO mission.     

CME dynamics using coronagraph and interplanetary ejecta data

In this work, we present a study of the coronal mass ejection (CME) dynamics using LASCO coronagraph observations combined with in-situ ACE plasma and magnetic field data, covering a continuous period of time from January 1997 to April 2001, complemented by few extreme events observed in 2001 and 2003. We show, for the first time, that the CME expansion speed correlates very well with the travel time to 1 AU of the interplanetary ejecta (or ICMEs) associated with the CMEs, as well as with their preceding shocks. The events analyzed in this work are a subset of the events studied in Schwenn et al. (2005), from which only the CMEs associated with interplanetary ejecta (ICMEs) were selected. Three models to predict CME travel time to Earth, two proposed by Gopalswamy et al. (2001) and one by Schwenn et al. (2005), were used to characterize the dynamical behavior of this set of events. Extreme events occurred in 2001 and 2003 were used to test the prediction capability of the models regarding CMEs with very high LASCO C3 speeds.     

Homologous flare–CME events and their metric type II radio burst association

Active region NOAA 11158 produced many flares during its disk passage. At least two of these flares can be considered as homologous: the C6.6 flare at 06:51 UT and C9.4 flare at 12:41 UT on February 14, 2011. Both flares occurred at the same location (eastern edge of the active region) and have a similar decay of the GOES soft X-ray light curve. The associated coronal mass ejections (CMEs) were slow (334 and 337 km/s) and of similar apparent widths (43° and 44°), but they had different radio signatures. The second event was associated with a metric type II burst while the first one was not. The COR1 coronagraphs on board the STEREO spacecraft clearly show that the second CME propagated into the preceding CME that occurred 50 min before. These observations suggest that CME–CME interaction might be a key process in exciting the type II radio emission by slow CMEs.     

Properties and relationship between solar eruptive flares and Coronal Mass Ejections during rising phase of Solar Cycles 23 and 24

Statistical relationship between major flares and the associated CMEs during rising phases of Solar Cycles 23 and 24 are studied. Totally more than 6000 and 10,000 CMEs were observed by SOHO/LASCO (Solar and Heliospheric Observatory/Large Angle Spectrometric Coronagraph) during 23rd [May 1996–June 2002] and 24th [December 2008–December 2014] solar cycles, respectively. In particular, we studied the relationship between properties of flares and CMEs using the limb events (longitude 70–85°) to avoid projection effects of CMEs and partial occultation of flares that occurred near 90°. After selecting a sample of limb flares, we used certain spatial and temporal constraints to find the flare-CME pairs. Using these constraints, we compiled 129 events in Solar Cycle 23 and 92 events in Solar Cycle 24. We compared the flare-CME relationship in the two solar cycles and no significant differences are found between the two cycles. We only found out that the CME mean width was slightly larger and the CME mean acceleration was slightly higher in cycle 24, and that there was somewhat a better relation between flare flux and CME deceleration in cycle 24 than in cycle 23.     

Origin of coronal and interplanetary shock and particle acceleration of a flare/CME event

By using radio data from ground-based telescopes (from 270 MHz to 25 MHz), and from the Radio and Plasma Wave experiment (WAVES) on board the WIND spacecraft (1–14 MHz and several kHz-11 MHz), as well as FY -2 satellite data, the origin of coronal and interplanetary shock and particle acceleration of the 14 July 2000 flare/CME event (the Bastille day event) have been studied. Main conclusions are as follows: (1) We investigate the causal relationship between metric type 11 bursts observed by the digital IZMIRAN radio spectrograph and type II radio emissions in the frequency range from 1–14 MHz and several kHz-11 MHz observed by the WAVES/WIND. The analysis indicate that the fast CME is the origin of both coronal and interplanetary shocks. (2)According to the time profiles of Hard X-ray, and energetic particles (include proton, ³He, and ⁴He) from FY-2 satellite, it is obvious that the Bastille day event is the event, in which both impulsive and gradual phenomena occur. The energetic particles accelerated not only in flare but also in CME.     

A statistical study of post-flare-associated CME events

We present a statistical study of post-flare-associated CMEs (PFA-CMEs) during the period from 1996 to 2010. By investigating all CMEs and X-ray flares, respectively, in the LASCO and GOES archives, we found 15875 CMEs of which masses are well measured and 25112 X-ray flares of which positions are determined from their optical counterparts. Under certain temporal and spatial criteria of these CMEs and solar flare events, 291PFA-CMEs events have been selected. Linking the flare fluxes with CME speeds of these paired events, we found that there is a reasonable positive linear relation between the CME linear speed and associated flare flux. The results show also the CME width increases as the flux of its associated solar flare increases. Besides we found that there is a fine positive linear relation between the CME mass and its width. Matching the flare fluxes with CME masses of these paired events, we find the CME mass increases as the flux of its associated solar flare increases. Finally we find the PFA-CME events are in regular more decelerated than the other CMEs.     

Relationships between energetic storm particle events and interplanetary shocks driven by full and partial halo coronal mass ejections

We have analysed energetic storm particle (ESP) events in 116 interplanetary (IP) shocks driven by front-side full and partial halo coronal mass ejections (CMEs) with speeds $>$400 km s^?1during the years 1996–2015. We investigated the occurrence and relationships of ESP events with several parameters describing the IP shocks, and the associated CMEs, type II radio bursts, and solar energetic particle (SEP) events. Most of the shocks (57 %) were associated with an ESP event at proton energies $>$1 MeV.The shock transit speeds from the Sun to 1 AU of the shocks associated with an ESP event were significantly greater than those of the shocks without an ESP event, and best distinguished these two groups of shocks from each other. The occurrence and maximum intensity of the ESP events also had the strongest dependence on the shock transit speed compared to the other parameters investigated. The correlation coefficient between ESP peak intensities and shock transit speeds was highest (0.73 $\pm$ 0.04) at 6.2 MeV. Weaker dependences were found on the shock speed at 1 AU, Alfvénic and magnetosonic Mach numbers, shock compression ratio, and CME speed. On average all these parameters were significantly different for shocks capable to accelerate ESPs compared to shocks not associated with ESPs, while the differences in the shock normal angle and in the width and longitude of the CMEs were insignificant.The CME-driven shocks producing energetic decametric–hectometric (DH) type II radio bursts and high-intensity SEP events proved to produce also more frequently ESP events with larger particle flux enhancements than other shocks. Together with the shock transit speed, the characteristics of solar DH type II radio bursts and SEP events play an important role in the occurrence and maximum intensity of ESP events at 1 AU.     

CME–flare association during the 23rd solar cycle

The relation between coronal mass ejections (CMEs) and solar flares are statistically studied. More than 10,000 CME events observed by SOHO/LASCO during the period 1996–2005 have been analyzed. The soft X-ray flux measurements provided by the Geostationary Operational Environmental Satellite (GOES), recorded more than 20,000 flares in the same time period. The data is filtered under certain temporal and spatial conditions to select the CME–flare associated events. The results show that CME–flare associated events are triggered with a lift-off time within the range 0.4–1.0 h. We list a set of 41 CME–flare associated events satisfying the temporal and spatial conditions. The listed events show a good correlation between the CME energy and the X-ray flux of the CME–flare associated events with correlation coefficient of 0.76.     

Energetic particle signatures of geoeffective coronal mass ejections

We have studied statistically associations of moderate and intense geomagnetic storms with coronal mass ejections (CMEs) and energetic particle events. The goal was to identify specific energetic particle signatures, which could be used to improve the predictions of the geoeffectiveness of full and partial halo CMEs. Protons in the range 1–110 MeV from the ERNE experiment onboard SOHO are used in the analysis. The study covers the time period from August 1996 to July 2000. We demonstrate the feasibility of energetic particle observations as an additional source of information in evaluating the geoeffectiveness of full and partial halo CMEs. Based on the observed onset times of solar energetic particle (SEP) events and energetic storm particle (ESP) events, we derive a proxy for the transit times of shocks driven by the interplanetary counterparts of coronal mass ejections from the Sun to the Earth. For a limited number of geomagnetic storms which can be associated to both SEP and ESP signatures, we found that this transit time correlates with the strength of geomagnetic storms.     

Large geomagnetic storms of extreme solar event periods in solar cycle 23

During extreme solar events such as big flares or/and energetic coronal mass ejections (CMEs) high energy particles are accelerated by the shocks formed in front of fast interplanetary coronal mass ejections (ICMEs). The ICMEs (and their sheaths) also give rise to large geomagnetic storms which have significant effects on the Earth’s environment and human life. Around 14 solar cosmic ray ground level enhancement (GLE) events in solar cycle 23 we examined the cosmic ray variation, solar wind speed, ions density, interplanetary magnetic field, and geomagnetic disturbance storm time index (D_st). We found that all but one of GLEs are always followed by a geomagnetic storm with D_st  −50 nT within 1–5 days later. Most(10/14) geomagnetic storms have D_st index  −100  nT therefore generally belong to strong geomagnetic storms. This suggests that GLE event prediction of geomagnetic storms is 93% for moderate storms and 71% for large storms when geomagnetic storms preceded by GLEs. All D_st depressions are associated with cosmic ray decreases which occur nearly simultaneously with geomagnetic storms. We also investigated the interplanetary plasma features. Most geomagnetic storm correspond significant periods of southward B_z and in close to 80% of the cases that the B_z was first northward then turning southward after storm sudden commencement (SSC). Plasma flow speed, ion number density and interplanetary plasma temperature near 1 AU also have a peak at interplanetary shock arrival. Solar cause and energetic particle signatures of large geomagnetic storms and a possible prediction scheme are discussed.