26-day Analysis of Energetic Ion Observations at High and Low Heliolatitudes: Ulysses and ACE

We present observations of energetic (0.34–8 MeV) ions from the Ulysses spacecraft during its second ascent to southern high latitude regions of the heliosphere. We cover the period from January 1999 until mid-2000 as Ulysses moved from 5.2 AU and 18° S to 3.5 AU and 55° S. In contrast to the long-lived and well-defined ∼26-day recurrences that were observed throughout Ulysses‘ first southern pass, energetic ion fluxes during the first portion of the Ulysses’ second polar orbit are highly irregular. Although corotating interaction regions (CIRs) are clearly present in solar wind and magnetic field data throughout the first half of 1999, their effects on energetic ion intensities are quite different from what they were in 1992–1993. No dominant strictly recurrent ion flux increases are observed in association with the arrival of these CIRs. Correspondingly, there is no stable structure of large polar coronal holes during the same period. Isolated transient solar energetic particle (SEP) events are observed at low and high latitudes. We compare energetic ion observations from the ACE and Ulysses spacecraft during the first half of 1999 to determine the influence of these SEP events in the observed recurrent CIR structure. Such SEP events occurred only occasionally during 1992–1993, but when they occurred, they obscured the recurrences in a manner similar to that observed in 1999–2000. We therefore conclude that the basic differences in the behavior of energetic ion events between the first and second southern passes are due to the short life of the corotating structure and the higher frequency of SEP events occurring in 1999–2000. This revised version was published online in August 2006 with corrections to the Cover Date.     

Solar Elemental Composition Based on Studies of Solar Energetic Particles

Solar abundances can be derived from the composition of the solar wind and solar energetic particles (SEPs) as well as obtained through spectroscopic means. Past comparisons have suggested that all three samples agree well, when rigidity-related fractionation effects on the SEPs were accounted for. It has been known that such effects vary from one event to the next and should be addressed on an event-by-event basis. This paper examines event variability more closely, particularly in terms of energy-dependent SEP abundances. This is now possible using detailed SEP measurements spanning several decades in energy from the Ultra Low Energy Isotope Spectrometer (ULEIS) and the Solar Isotope Spectrometer (SIS) on the ACE spacecraft. We present examples of the variability of the elemental composition with energy and suggest they can be understood in terms of diffusion from the acceleration region near the interplanetary shock. By means of a spectral scaling procedure, we obtain energy-independent abundance ratios for 14 large SEP events and compare them to reported solar wind and coronal abundances as well as to previous surveys of SEP events.     

Energy Spectra, Composition, and Other Properties of Ground-Level Events During Solar Cycle 23

We report spacecraft measurements of the energy spectra of solar protons and other solar energetic particle properties during the 16 Ground Level Events (GLEs) of Solar Cycle 23. The measurements were made by eight instruments on the ACE, GOES, SAMPEX, and STEREO spacecraft and extend from ～0.1 to ～500–700?MeV. All of the proton spectra exhibit spectral breaks at energies ranging from ～2 to ～46?MeV and all are well fit by a double power-law shape. A comparison of GLE events with a larger sample of other solar energetic particle (SEP) events shows that the typical spectral indices are harder in GLE events, with a mean slope of ?3.18 at >40?MeV/nuc. In the energy range 45 to 80?MeV/nucleon about ～50?% of GLE events have properties in common with impulsive ³He-rich SEP events, including enrichments in Ne/O, Fe/O, ²²Ne/²⁰Ne, and elevated mean charge states of Fe. These ³He-rich events contribute to the seed population accelerated by CME-driven shocks. An analysis is presented of whether highly-ionized Fe ions observed in five events could be due to electron stripping during shock acceleration in the low corona. Making use of stripping calculations by others and a coronal density model, we can account for events with mean Fe charge states of 〈Q _Fe〉≈+20 if the acceleration starts at ～1.24–1.6 solar radii, consistent with recent comparisons of CME trajectories and type-II radio bursts. In addition, we suggest that gradual stripping of remnant ions from earlier large SEP events may also contribute a highly-ionized suprathermal seed population. We also discuss how observed SEP spectral slopes relate to the energetics of particle acceleration in GLE and other large SEP events.     

Solar Isotopic Composition as Determined Using Solar Energetic Particles

Solar energetic particles (SEPs) provide a sample of the Sun from which solar composition may be determined. Using high-resolution measurements from the Solar Isotope Spectrometer (SIS) onboard NASA’s Advanced Composition Explorer (ACE) spacecraft, we have studied the isotopic composition of SEPs at energies ≥20 MeV/nucleon in large SEP events. We present SEP isotope measurements of C, O, Ne, Mg, Si, S, Ar, Ca, Fe, and Ni made in 49 large events from late 1997 to the present. The isotopic composition is highly variable from one SEP event to another due to variations in seed particle composition or due to mass fractionation that occurs during the acceleration and/or transport of these particles. We show that various isotopic and elemental enhancements are correlated with each other, discuss the empirical corrections used to account for the compositional variability, and obtain estimated solar isotopic abundances. We compare the solar values and their uncertainties inferred from SEPs with solar wind and other solar system abundances and find generally good agreement.     

Solar Origin of Anisotropic Electron Events observed by ULYSSES and ACE

We investigate the solar origin of energetic collimated electron events observed in situ by the EPAM and/or HISCALE particle experiments aboard the ACE and ULYSSES spacecraft, respectively. This study has been performed for two months, September and October 1999 when Ulysses was magnetically connected to the solar disk at heliolongitudes visible at the Earth. The two spacecraft were separated by about 35° in latitude and up to 60° in longitude. In this paper, results are described for one period only, October 24–November 1, 1999. It is found that not all the anisotropic events are observed by both spacecrafts; there exists a strong dependence on the spacecraft's magnetic connection back to the Sun. This revised version was published online in August 2006 with corrections to the Cover Date.     

The Low-Energy Telescope (LET) and SEP Central Electronics for the STEREO Mission

The Low-Energy Telescope (LET) is one of four sensors that make up the Solar Energetic Particle (SEP) instrument of the IMPACT investigation for NASA’s STEREO mission. The LET is designed to measure the elemental composition, energy spectra, angular distributions, and arrival times of H to Ni ions over the energy range from ～3 to ～30 MeV/nucleon. It will also identify the rare isotope ³He and trans-iron nuclei with 30≤Z≤83. The SEP measurements from the two STEREO spacecraft will be combined with data from ACE and other 1-AU spacecraft to provide multipoint investigations of the energetic particles that result from interplanetary shocks driven by coronal mass ejections (CMEs) and from solar flare events. The multipoint in situ observations of SEPs and solar-wind plasma will complement STEREO images of CMEs in order to investigate their role in space weather. Each LET instrument includes a sensor system made up of an array of 14 solid-state detectors composed of 54 segments that are individually analyzed by custom Pulse Height Analysis System Integrated Circuits (PHASICs). The signals from four PHASIC chips in each LET are used by a Minimal Instruction Set Computer (MISC) to provide onboard particle identification of a dozen species in ～12 energy intervals at event rates of ～1,000 events/sec. An additional control unit, called SEP Central, gathers data from the four SEP sensors, controls the SEP bias supply, and manages the interfaces to the sensors and the SEP interface to the Instrument Data Processing Unit (IDPU). This article outlines the scientific objectives that LET will address, describes the design and operation of LET and the SEP Central electronics, and discusses the data products that will result.     

Ionic Charge States of Solar Energetic Particles: A Clue to the Source

The ionic charge of solar energetic particles (SEP) as observed in interplanetary space is an important parameter for the diagnostic of the plasma conditions at the source region and provides fundamental information about the acceleration and propagation processes at the Sun and in interplanetary space. In this paper we review the new measurements of ionic charge states with advanced instrumentation onboard the SAMPEX, SOHO, and ACE spacecraft that provide for the first time ionic charge measurements over the wide energy range of ∼0.01 to 70 MeV/nuc (for Fe), and for many individual SEP events. These new measurements show a strong energy dependence of the mean ionic charge of heavy ions, most pronounced for iron, indicating that the previous interpretation of the mean ionic charge being solely related to the ambient plasma temperature was too simplistic. This energy dependence, in combination with models on acceleration, charge stripping, and solar and interplanetary propagation, provides constraints for the temperature, density, and acceleration time scales in the acceleration region. The comparison of the measurements with model calculations shows that for impulsive events with a large increase of Q _Fe(E) at energies ≤1 MeV/nuc the acceleration occurs low in the corona, typically at altitudes ≤0.2 R _S .     

Shock Acceleration of Ions in the Heliosphere

Energetic particles constitute an important component of the heliospheric plasma environment. They range from solar energetic particles in the inner heliosphere to the anomalous cosmic rays accelerated at the interface of the heliosphere with the local interstellar medium. Although stochastic acceleration by fluctuating electric fields and processes associated with magnetic reconnection may account for some of the particle populations, the majority are accelerated by the variety of shock waves present in the solar wind. This review focuses on “gradual” solar energetic particle (SEP) events including their energetic storm particle (ESP) phase, which is observed if and when an associated shock wave passes Earth. Gradual SEP events are the intense long-duration events responsible for most space weather disturbances of Earth’s magnetosphere and upper atmosphere. The major characteristics of gradual SEP events are first described including their association with shocks and coronal mass ejections (CMEs), their ion composition, and their energy spectra. In the context of acceleration mechanisms in general, the acceleration mechanism responsible for SEP events, diffusive shock acceleration, is then described in some detail including its predictions for a planar stationary shock, shock modification by the energetic particles, and wave excitation by the accelerating ions. Finally, some complexities of shock acceleration are addressed, which affect the predictive ability of the theory. These include the role of temporal and spatial variations, the distinction between the plasma and wave compression ratios at the shock, the injection of thermal plasma at the shock into the process of shock acceleration, and the nonlinear evolution of ion-excited waves in the vicinity of the shock.     

WIND Observations of Suprathermal Electrons in the Interplanetary Medium

We review some of the new results for suprathermal electrons obtained with the 3-D Plasma and Energetic Particle Instrument on the WIND spacecraft, which provides high sensitivity electron and ion measurements from solar wind thermal plasma up to ≳MeV energies. These results include: (1) the observation of solar impulsive electron events extending down to ∼0.5 keV energy; (2) the observation of a turnover at ∼12 keV for electrons in a gradual large solar energetic particle (LSEP) event; (3) the detection of a quiet-time population (the ‘superhalo’) of electrons extending up to ∼100 keV energy; and (4) the probing of the magnetic topology and source region for magnetic clouds, using electrons. These unique WIND measurements are highly complementary to the particle composition measurements which will be made by ACE. This revised version was published online in June 2006 with corrections to the Cover Date.     

Charged-particle telescope experiment on Clementine

The charged-particle telescope (CPT) onboard the Clementine spacecraft measured the fluxes of energetic protons emitted in solar energetic particle events. Protons in the energy range from 10 to 80 MeV were of greatest interest for radiation effects such as total dose and single event upsets. Energetic electrons were also of interest for spacecraft charging and their contribution to total dose. The lower-energy CPT electron channels (25-500 keV) were mainly of geophysical interest. While orbiting the moon, the CPT observed the wake created by the moon when it blocked the flow of energetic particles in the magnetotail region. The CPT provided opportunities to observe energetic electron bursts during magnetic storms and magnetospheric substorms. CPT data are particularly useful in multispacecraft studies of interplanetary disturbances and their interaction with the magnetosphere. The proton channels on the CPT provided data on solar energetic protons and storm-time protons associated with the passage of an interplanetary shock at 0903 UT on Feb. 21, 1994. Results are compared with those from GOES-7, SAMPEX, and GEOTAIL.     

An Introduction to Theory and Models of CMEs, Shocks, and Solar Energetic Particles

We present a brief introduction to the essential physics of coronal mass ejections as well as a review of theory and models of CME initiation, solar energetic particle (SEP) acceleration, and shock propagation. A brief review of the history of CME models demonstrates steady progress toward an understanding of CME initiation, but it is clear that the question of what initiates CMEs has still not been solved. For illustration, we focus on the flux cancellation model and the breakout model. We contrast the similarities and differences between these models, and we examine how their essential features compare with observations. We review the generation of shocks by CMEs. We also outline the theoretical ideas behind the origin of a gradual SEP event at the evolving CME-driven coronal/interplanetary shock and the origin of “impulsive” SEP events at flare sites of magnetic reconnection below CMEs. We argue that future developments in models require focused study of “campaign events” to best utilize the wealth of available CME and SEP observations.     

Particle Acceleration by the Sun: Electrons, Hard X-rays/Gamma-rays

Observations of hard X-ray (HXR)/γ-ray continuum and γ-ray lines produced by energetic electrons and ions, respectively, colliding with the solar atmosphere, have shown that large solar flares can accelerate ions up to many GeV and electrons up to hundreds of MeV. Solar energetic particles (SEPs) are observed by spacecraft near 1 AU and by ground-based instrumentation to extend up to similar energies, but it appears that a different acceleration process, one associated with fast Coronal Mass Ejections (CMEs) is responsible. Much weaker SEP events are observed that are generally rich in electrons, ³He, and heavy elements. The energetic particles in these events appear to be similar to those accelerated in flares. The Ramaty High Energy Solar Spectroscopic Imager (RHESSI) mission provides high-resolution spectroscopy and imaging of flare HXRs and γ-rays. The observations of the location, energy spectra, and composition of the flare accelerated energetic particles at the Sun strongly imply that the acceleration is closely related to the magnetic reconnection that releases the energy in solar flares. Here preliminary comparisons of the RHESSI observations with observations of both energetic electrons and ions near 1 AU are reviewed, and the implications for the particle acceleration and escape processes are discussed.     

The Two Sources of Solar Energetic Particles

Evidence for two different physical mechanisms for acceleration of solar energetic particles (SEPs) arose 50 years ago with radio observations of type III bursts, produced by outward streaming electrons, and type II bursts from coronal and interplanetary shock waves. Since that time we have found that the former are related to “impulsive” SEP events from impulsive flares or jets. Here, resonant stochastic acceleration, related to magnetic reconnection involving open field lines, produces not only electrons but 1000-fold enhancements of ³He/⁴He and of (Z>50)/O. Alternatively, in “gradual” SEP events, shock waves, driven out from the Sun by coronal mass ejections (CMEs), more democratically sample ion abundances that are even used to measure the coronal abundances of the elements. Gradual events produce by far the highest SEP intensities near Earth. Sometimes residual impulsive suprathermal ions contribute to the seed population for shock acceleration, complicating the abundance picture, but this process has now been modeled theoretically. Initially, impulsive events define a point source on the Sun, selectively filling few magnetic flux tubes, while gradual events show extensive acceleration that can fill half of the inner heliosphere, beginning when the shock reaches ～2 solar radii. Shock acceleration occurs as ions are scattered back and forth across the shock by resonant Alfvén waves amplified by the accelerated protons themselves as they stream away. These waves also can produce a streaming-limited maximum SEP intensity and plateau region upstream of the shock. Behind the shock lies the large expanse of the “reservoir”, a spatially extensive trapped volume of uniform SEP intensities with invariant energy-spectral shapes where overall intensities decrease with time as the enclosing “magnetic bottle” expands adiabatically. These reservoirs now explain the slow intensity decrease that defines gradual events and was once erroneously attributed solely to slow outward diffusion of the particles. At times the reservoir from one event can contribute its abundances and even its spectra as a seed population for acceleration by a second CME-driven shock wave. Confinement of particles to magnetic flux tubes that thread their source early in events is balanced at late times by slow velocity-dependent migration through a tangled network produced by field-line random walk that is probed by SEPs from both impulsive and gradual events and even by anomalous cosmic rays from the outer heliosphere. As a practical consequence, high-energy protons from gradual SEP events can be a significant radiation hazard to astronauts and equipment in space and to the passengers of high-altitude aircraft flying polar routes.     

3He-Rich Solar Energetic Particle Events

³He-rich solar energetic particle (SEP) events show huge enrichments of ³He and association with kilovolt electrons and Type-III radio bursts. Observations from a new generation of high resolution instruments launched on the Wind, ACE, Yohkoh, SOHO, TRACE, and RHESSI spacecraft have revealed many new properties of these events: the particle energy spectra are found to be either power-law or curved in shape, with the ³He spectrum often being distinctly different from other species. Ultra-heavy nuclei up to >200 amu are found to be routinely present at average enrichments of >200 times solar-system abundances. The high ionization states previously observed near ∼1 MeV/nucleon have been found to decrease towards normal solar coronal values in these events. The source regions have been identified for many events, and are associated with X-ray jets and EUV flares that are associated with magnetic reconnection sites near active regions. This paper reviews the current experimental picture and theoretical models, with emphasis on the new insights found in the last few years.     

The ACE Magnetic Fields Experiment

The magnetic field experiment on ACE provides continuous measurements of the local magnetic field in the interplanetary medium. These measurements are essential in the interpretation of simultaneous ACE observations of energetic and thermal particles distributions. The experiment consists of a pair of twin, boom- mounted, triaxial fluxgate sensors which are located 165 inches (=4.19 m) from the center of the spacecraft on opposing solar panels. The electronics and digital processing unit (DPU) is mounted on the top deck of the spacecraft. The two triaxial sensors provide a balanced, fully redundant vector instrument and permit some enhanced assessment of the spacecraft's magnetic field. The instrument provides data for Browse and high-level products with between 3 and 6 vector s−1 resolution for continuous coverage of the interplanetary magnetic field. Two high-resolution snapshot buffers each hold 297 s of 24 vector s−1 data while on- board Fast Fourier Transforms extend the continuous data to 12 Hz resolution. Real-time observations with 1-s resolution are provided continuously to the Space Environmental Center (SEC) of the National Oceanographic and Atmospheric Association (NOAA) for near- instantaneous, world-wide dissemination in service to space weather studies. As has been our team's tradition, high instrument reliability is obtained by the use of fully redundant systems and extremely conservative designs. We plan studies of the interplanetary medium in support of the fundamental goals of the ACE mission and cooperative studies with other ACE investigators using the combined ACE dataset as well as other ISTP spacecraft involved in the general program of Sun-Earth Connections. This revised version was published online in June 2006 with corrections to the Cover Date.     

Evidence for a Two-Stage Acceleration Process in Large Solar Energetic Particle Events

Using high-resolution mass spectrometers on board the Advanced Composition Explorer (ACE), we surveyed the event-averaged ∼0.1–60 MeV/nuc heavy ion elemental composition in 64 large solar energetic particle (LSEP) events of cycle 23. Our results show the following: (1) The Fe/O ratio decreases with increasing energy up to ∼10 MeV/nuc in ∼92% of the events and up to ∼60 MeV/nuc in ∼64% of the events. (2) The rare isotope ³He is greatly enhanced over the corona or the solar wind values in 46% of the events. (3) The heavy ion abundances are not systematically organized by the ion’s M/Q ratio when compared with the solar wind values. (4) Heavy ion abundances from C–Fe exhibit systematic M/Q-dependent enhancements that are remarkably similar to those seen in ³He-rich SEP events and CME-driven interplanetary (IP) shock events. Taken together, these results confirm the role of shocks in energizing particles up to ∼60 MeV/nuc in the majority of large SEP events of cycle 23, but also show that the seed population is not dominated by ions originating from the ambient corona or the thermal solar wind, as previously believed. Rather, it appears that the source material for CME-associated large SEP events originates predominantly from a suprathermal population with a heavy ion enrichment pattern that is organized according to the ion’s mass-per-charge ratio. These new results indicate that current LSEP models must include the routine production of this dynamic suprathermal seed population as a critical pre-cursor to the CME shock acceleration process.     

Interplanetary Shocks and Solar Wind Structure Approaching Solar Maximum: Helios,IMP-8 and Voyager Observations

We studied solar wind observations of five different spacecraft: Helios 1, Helios 2, IMP-8, Voyager 1 and Voyager 2, from November 1977 to February 1978. In this period the large-scale dynamics of the solar wind near of the ecliptic plane was characterized by transient forward shocks (TFSs), ejecta, unstable corotating interaction regions (CIRs), and complex and variable magnetic sector structures. We identified 12 forward shock events of different origin. We did not find any clear tendency of the shock parameters with heliocentric distance nor longitudinal angle, but comparing the observations of each shock event we found local variations in the shock strength and the mean propagation velocities from one spacecraft to another. These unsystematic variations indicate that there were local deformations of the shock fronts, which we attribute to the inhomogenuos solar wind structure that affects the shock propagation. This revised version was published online in August 2006 with corrections to the Cover Date.     

Simultaneous Observations of Solar Energetic Particle Events by imp 8 and the Ulysses Cospin High Energy Telescope at High Solar Latitudes

With Ulysses approaching the south solar polar latitudes during a period of high solar activity, it is for the first time possible to study the distribution of solar energetic particles (SEPs) in solar latitude as well as in radius and longitude. From July 1997 to August 2000, Ulysses moved from near the solar equator at ∼5 AU to ∼67° S latitude at ∼3 AU. Using observations of >∼30 MeV protons from Ulysses and IMP-8 at Earth we find good correlation between large SEP increases observed at IMP and Ulysses, almost regardless of the relative locations of the spacecraft. The observations show that within a few days after injection of SEPs, the flux in the inner heliosphere is often almost uniform, depending only weakly on the position of the observer. No clear effect of the increasing solar latitude of Ulysses is evident. Since the typical latitudinal extent of CMEs, which most likely accelerate the SEPs, is only ∼30°, this suggests that the enhanced cross-field propagation for cosmic rays and CIR-accelerated particles deduced from Ulysses’ high latitude studies near solar minimum is also true for SEPs near solar maximum. This revised version was published online in August 2006 with corrections to the Cover Date.     

An Update on Ultra-Heavy Elements in Solar Energetic Particles above 10 MeV/Nucleon

Measurements below several MeV/nucleon from Wind/LEMT and ACE/ULEIS show that elements heavier than Zn (Z=30) can be enhanced by factors of ∼100 to 1000, depending on species, in ³He-rich solar energetic particle (SEP) events. Using the Solar Isotope Spectrometer (SIS) on ACE we find that even large SEP (LSEP) shock-accelerated events at energies from ∼10 to >100 MeV/nucleon are often very iron rich and might contain admixtures of flare seed material. Studies of ultra-heavy (UH) SEPs (with Z>30) above 10 MeV/nucleon can be used to test models of acceleration and abundance enhancements in both LSEP and ³He-rich events. We find that the long-term average composition for elements from Z=30 to 40 is similar to standard solar system values, but there is considerable event-to-event variability. Although most of the UH fluence arrives during LSEP events, UH abundances are relatively more enhanced in ³He-rich events, with the (34<Z<40)/O ratio on average more than 50 times higher in ³He-rich events than in LSEP events. At energies >10 MeV/nucleon, the most extreme event in terms of UH composition detected so far took place on 23 July 2004 and had a (34<Z<40)/O enhancement of ∼250–300 times the standard solar value.     

ICMEs at High Latitudes and in the Outer Heliosphere

Interplanetary coronal mass ejections (ICMEs) propagate into the outer heliosphere, where they can have a significant effect on the structure, evolution, and morphology of the solar wind, particularly during times of high solar activity. They are known to play an important role in cosmic ray modulation and the acceleration of energetic particles. ICMEs are also believed to be associated with the large global transient events that swept through the heliosphere during the declining phases of solar cycles 21 and 22. But until recently, little was known about the actual behavior of ICMEs at large heliographic latitudes and large distances from the Sun. Over the past decade, the Ulysses spacecraft has provided in situ observations of ICMEs at moderate heliographic distances over a broad range of heliographic latitudes. More recently, observations of alpha particle enhancements, proton temperature depressions, and magnetic clouds at the Voyager and Pioneer spacecraft have begun to provide comparable information regarding the behavior of ICMEs at extremely large heliocentric distances. At the same time, advances in modeling have provided new insights into the dynamics and evolution of ICMEs and their effects on cosmic rays and energetic particles.