Interplanetary shock waves generated by solar flares

Recent observational and theoretical studies of interplanetary shock waves associated with solar flares are reviewed. An attempt is made to outline the framework for the genesis, life and demise of these shocks. Thus, suggestions are made regarding their birth within the flare generation process, MHD wave propagation through the chromosphere and inner corona, and maturity to fully-developed coronal shock waves. Their subsequent propagation into the ambient interplanetary medium and disturbing effects within the solar wind are discussed within the context of theoretical and phenomenological models. The latter — based essentially on observations — are useful for a limited interpretation of shock geometric and kinematic characteristics. The former — upon which ultimate physical understanding depends — are used for clarification and classification of the shocks and their consequences within the solar wind. Classification of limiting cases of blast-produced shocks (as in an explosion) or longer lasting ejecta (or piston-driven shocks) will hopefully be combined with the study of the flare process itself.The theoretical approach, in spite of its contribution to clarification of various concepts, contains some fundamental limitations and requires further study. Numerical simulations, for example, depend upon a non-unique set of multi-parameter initial conditions at or near the Sun. Additionally, the subtle but important influence of magnetic fields upon energy transport processes within the solar wind has not been considered in the numerical simulation approach. Similarity solutions are limited to geometrical symmetries and have not exploited their potential beyond the special cases of the blast and the constant-velocity, piston-driven shock waves. These continuum fluid studies will probably require augmentation or even replacement by plasma kinetic theory in special situations when observations indicate the presence of anomalous transport processes. Presently, for example, efforts are directed toward identification of detailed shock structures (as in the case of Earth's bow shock) and of the disturbed solar wind (such as the piston).Further progress is expected with extensive in situ and remote monitoring of the solar wind over a wide range of heliographic radii, longitudes and latitudes.This paper is a revised and updated version of an invited review originally presented at the IUGG XV General Assembly, Moscow, U.S.S.R., 2–14 August 1971.     

Solar cycle dependence of global distribution of solar wind speed

A review is given of observational results concerning the solar cycle dependence of the global structure of solar wind speed distribution during the years from 1973 to 1987. Since observations of solar wind speed in 3-dimensional space can only be made by the interplanetary scintillation method which has been carried out over one sunspot activity cycle since the early 1970's, the review is based on IPS observations. The low-speed regions tend to be distributed along neutral lines which are derived on the source surface, so comparisons between speed distribution and the neutral line are discussed.     

Doppler scintillation measurements of the heliospheric current sheet and coronal streamers close to the Sun

Prominent enhancements in Doppler scintillation lasting a fraction of a day (solar source several degrees wide) and overlying the neutral line represent the signature of the heliospheric current sheet and the apparent interplanetary manifestation of coronal streamers near the Sun. This first detection of coronal streamers in radio scintillation measurements provides the link betweenin situ measurements of the spatial wavenumber spectrum of electron density fluctuations beyond 0.3 AU and earlier measurements deduced from radio scintillation and scattering observations inside 0.3 AU. Significant differences between the density spectra of fast streams and slow solar wind associated with the heliospheric current sheet near the Sun reinforce the emerging picture that high- and low-speed flows are organized by the large-scale solar magnetic field, and that while the contrast between solar wind properties of the two flows is highest near the Sun, it undergoes substantial erosion in the ecliptic plane as the solar wind expands.     

Interplanetary shock waves: Ulysses observations in and out of the ecliptic plane

Between its launch in October 1990 and the end of 1993, approximately 160 fast collisionless shock waves were observed in the solar wind by the Ulysses space probe. During the in-ecliptic part of the mission, to February 1992, the observed shock waves were first caused mainly by solar transient events following the solar maximum and the reorganisation of the large scale coronal fields. With the decay in solar activity, relatively stable Corotating Interaction Regions (CIRs) were observed betwen 3 and 5.4 AU, each associated with at least one forwardreverse shock pair. During the out-of-ecliptic phase of the orbit, from February 1992 onwards, CIRs and shock pairs associated with them continued to dominate the observations. From July 1992, Ulysses encountered the fast solar wind flow from the newly developed southern polar coronal hole, and from May 1993 remained in the unipolar magnetic region associated with this coronal hole. At latitudes beyond 30°, CIRs were associated almost exclusively with reverse shocks only. A comprehensive list of shock waves identified in the magnetic field and solar wind plasma data from Ulysses is given in Table 1. The principal characteristics were determined mainly from the magnetic field data. General considerations concerning the determination of shock characteristics are outlined in the Introduction.     

The Solar Origin of Corotating Interaction Regions and Their Formation in the Inner Heliosphere

Corotating Interaction Regions (CIRs) form as a consequence of the compression of the solar wind at the interface between fast speed streams and slow streams. Dynamic interaction of solar wind streams is a general feature of the heliospheric medium; when the sources of the solar wind streams are relatively stable, the interaction regions form a pattern which corotates with the Sun. The regions of origin of the high speed solar wind streams have been clearly identified as the coronal holes with their open magnetic field structures. The origin of the slow speed solar wind is less clear; slow streams may well originate from a range of coronal configurations adjacent to, or above magnetically closed structures. This article addresses the coronal origin of the stable pattern of solar wind streams which leads to the formation of CIRs. In particular, coronal models based on photospheric measurements are reviewed; we also examine the observations of kinematic and compositional solar wind features at 1 AU, their appearance in the stream interfaces (SIs) of CIRs, and their relationship to the structure of the solar surface and the inner corona; finally we summarise the Helios observations in the inner heliosphere of CIRs and their precursors to give a link between the optical observations on their solar origin and the in-situ plasma observations at 1 AU after their formation. The most important question that remains to be answered concerning the solar origin of CIRs is related to the origin and morphology of the slow solar wind. This revised version was published online in August 2006 with corrections to the Cover Date.     

Interplanetary shock waves: Recent developments

Direct and indirect observations of interplanetary shock waves have been extended to the study of (i) the shock structure itself; (ii) the disturbed solar wind in its wake; (iii) additional discontinuities such as reverse shocks and pistons; and (iv) the shock's kinematic behavior. The last item — the trajectory — has benefited by the procedure (suggested by Pintér) of matching type II radio drift-inferred velocities with indirectly-inferred initial velocities found from at least two successive measurements in space. The significance of making type II observations at hectometric and kilometric wavelengths (as made, for example, by Slysh and Malitson, Feinberg and Stone) cannot be over-emphasized due to this technique's ability to make unambiguous solar terrestrial relationships. More direct and physically-meaningful observations, however, are still dependent uponin situ plasma and magnetic field measurements. Additional emphasis is presently being placed on numerical modeling of shock-induced disturbances in the solar wind as generated by both flares and stream-stream interactions. The former mechanism is emphasized in this review with several recommendations for further research: (a) further numerical modeling for shocks, starting when they are born within relatively low-Alfvén speed coronal regions; (b) expanded synoptic studies by spacecraft at various heliocentric longitudes, radii, and (eventually) latitudes with coordinated diagnostics; and (c) extended patrol of natural probes, such as comets, augmented with theoretical studies of possible shock-induced mechanical and chemical effects.     

Three-Dimensional Solar Wind Modeling Using Remote-Sensing Data

We have developed a computer-assisted tomography (CAT) technique that iteratively modifies a kinematic solar wind model to least-squares fit heliospheric remote sensing observations (interplanetary scintillation and Thomson-scattering observations). These remote sensing data cover a large range of solar elongations, and access high-latitude regions over the solar poles. The technique can be applied to a time-independent solar wind model, assuming strict co-rotation, or, when sufficient remote sensing observations are available, to a time-dependent model. For the time-dependent case the technique depends primarily on outward motion of structures in the solar wind to provide the perspective views required for a tomographic reconstruction. We show results of corotating tomographic reconstructions primarily using IPS velocity observations from the Solar-Terrestrial Environment Laboratory (STELab, Nagoya, Japan), and include comparisons with in situ velocity data out of the ecliptic (Ulysses) and in the ecliptic (ACE). This revised version was published online in August 2006 with corrections to the Cover Date.     

Origin, Injection, and Acceleration of CIR Particles: Theory Report of Working Group 7

On the basis of the observational picture established in the report of Mason, von Steiger et al. (1999) the status of theoretical models on origin, injection, and acceleration of particles associated with Corotating Interaction Regions (CIRs) is reviewed. This includes diffusive or first-order Fermi acceleration at oblique shocks, adiabatic deceleration in the solar wind, stochastic acceleration in Alfvén waves and oblique propagating magnetosonic waves, and shock surfing as possible injection mechanism to discriminate pickup ions from solar wind ions. This revised version was published online in August 2006 with corrections to the Cover Date.     

Observation of Injection and Pre-Acceleration Processes in the Slow Solar Wind

Knowledge of injection and pre-acceleration mechanisms of ions is of fundamental importance for understanding particle acceleration that takes place in various astrophysical settings. The heliosphere offers the best chance to study these poorly understood processes experimentally. We examine ion injection and pre-acceleration using measurements of the bulk and suprathermal solar wind, and pickup ions. Our most puzzling observation is that high-velocity tails, extending to at least 60 keV/e - the upper limit of measurements -, are omnipresent in the slow, in-ecliptic solar wind; these tails exist even in the absence of any shocks. The cause of these tails is unknown. In the disturbed solar wind inside CIRs and downstream of shocks and waves these high-speed tails in the distributions of H⁺, He⁺ and He⁺⁺ become more pronounced and more complex, but with the shapes of the tails showing the same dependence on ion speed for the different species. Pickup hydrogen and helium are found to be readily injected for subsequent acceleration to MeV energies, and thus are the dominant source of CIR-accelerated energetic ions. Competing sources of MeV ions heavier than He are: (1) heated suprathermal solar wind observed downstream of CIR shocks, (2) interstellar N, O and Ne, and (3) the newly discovered heavy pickup ions from an extended inner source inside 1 AU. Our main conclusion is that mechanisms other than the traditional first-order shock acceleration process produce most of the modestly accelerated ions seen in the slow solar wind. This revised version was published online in August 2006 with corrections to the Cover Date.     

Large-scale propagation properties of interplanetary disturbances revealed from IPS and spacecraft observations

Interplanetary scintillation (IPS) observations may be used to study large-scale propagation properties of transient interplanetary disturbances in a three-dimensional manner, although current IPS observations have several limitations, e.g., poor time resolution and line-of-sight integration. Comparative studies with spacecraft solar wind and white-light coronal mass ejection (CME) observations are quite helpful in interpretation of IPS observations. An interplanetary disturbance apparently in association with a disappearing solar filament, which took place near the central meridian of the Sun on late 22 April, 1979, is discussed to examine previous deductions from IPS observations. Three-station IPS observations of the flow speed and spacecraft observations suggest that a quasi-spherical interplanetary disturbance was formed around the Sun-Earth line, whereas the center of the disturbance derived from the distribution of enhanced IPS across the sky (g-maps) is located to the east of the Sun-Earth line.Permanently at Research Institute of Atmospherics, Nagoya University, Toyokawa 442, Japan.     

Interdisciplinary summary of solar/interplanetary events during August 1972

The solar/interplanetary events in early August 1972 are summarized in Section 1 (Introduction), Section 2 (August 1972 Events in the Solar Cycle 20), Section 3 (Evolution of Solar Active Region: McMath region No. 11976 and its flare-activity), Section 4 (Radio, X-ray, and Proton Characteristics of Four Major Solar Flares: F-1 at 0316 UT on 2 August, F-2 at 1958 UT on 2 August, F-3 at 0626 UT on 4 August, and F-4 at 1522 UT on 7 August), Section 5 (Interplanetary Shock Waves: observations of the shock waves generated from the four major solar flares at several points in interplanetary space, the Earth, Pioneer-9, Pioneer-10, etc.; interplanetary scintillations; shock trajectories in the heliosphere), Section 6 (Variations of Solar and Galactic Cosmic Rays: four solar proton events observed in the vicinity of the earth and at the Pioneer-9 location in the course of interplanetary disturbances; Forbush decreases of cosmic ray intensity; the spikeshaped variation in solar and galactic cosmic rays on 5 August), and Section 7 (Conclusions).     

Discontinuities in the solar wind

The nonuniform emission of the solar wind from the sun means that conditions are established which favor the development of discontinuities in the plasma parameters. Since the solar wind is in rapid proper motion with respect to the sun and the earth, examination of these discontinuities requires that the wind velocity be transformed away. Then it is found that they satisfy the conditions of magnetohydrodynamics and can be treated as shock waves and the stationary contact surfaces consisting of either tangential or contact discontinuities. The collision-free structure of the solar wind suggests that the tangential discontinuity is the more likely contact surface as it is more capable of inhibiting diffusion which is required for a lifetime sufficient for the structure to be carried to the neighborhood of the earth.Either the shock wave or the contact surface can create signals that are detectable at the surface of the earth. The simplest surface signal to detect is the sudden impulse (SI) but other signals may be found. The existence of a field of MHD discontinuities in the solar wind should make possible the generation of ensembles of shocks and contact surfaces. Various possibilities are explored and these are discussed from the standpoint of combinations of sudden impulses at the earth's surface which are both positive and negative. Some of these are recurrent with a 27-day period; the interplanetary M region shock ensemble associated with this is discussed and the development of these structures in space is reviewed.Lastly observational evidence for interplanetary shock waves is given together with the analytic technique for establishing their geometry and comparing the derived and measured jump parameters. The applicability of the geometrical construction of the general class of MHD discontinuity to their analysis is indicated and shows the way in which the structural content of the solar wind can be classified by the use of magnetometers and plasma probes. A parametric study of the jump conditions through a shock wave can be used to verify the correctness of field measurements because of the redundancy in measurements. This also allows the details of shock structure to be examined including the intrinsic partitioning of the internal energy of the shocked plasma.     

The Solar Wind in the Outer Heliosphere

The solar wind evolves as it moves outward due to interactions with both itself and with the circum-heliospheric interstellar medium. The speed is, on average, constant out to 30 AU, then starts a slow decrease due to the pickup of interstellar neutrals. These neutrals reduce the solar wind speed by about 20% before the termination shock (TS). The pickup ions heat the thermal plasma so that the solar wind temperature increases outside 20–30 AU. Solar cycle effects are important; the solar wind pressure changes by a factor of 2 over a solar cycle and the structure of the solar wind is modified by interplanetary coronal mass ejections (ICMEs) near solar maximum. The first direct evidences of the TS were the observations of streaming energetic particles by both Voyagers 1 and 2 beginning about 2 years before their respective TS crossings. The second evidence was a slowdown in solar wind speed commencing 80 days before Voyager 2 crossed the TS. The TS was a weak, quasi-perpendicular shock which transferred the solar wind flow energy mainly to the pickup ions. The heliosheath has large fluctuations in the plasma and magnetic field on time scales of minutes to days.     

Upstream Ion Cyclotron Waves at Venus and Mars

The occurrence of waves generated by pick-up of planetary neutrals by the solar wind around unmagnetized planets is an important indicator for the composition and evolution of planetary atmospheres. For Venus and Mars, long-term observations of the upstream magnetic field are now available and proton cyclotron waves have been reported by several spacecraft. Observations of these left-hand polarized waves at the local proton cyclotron frequency in the spacecraft frame are reviewed for their specific properties, generation mechanisms and consequences for the planetary exosphere. Comparison of the reported observations leads to a similar general wave occurrence at both planets, at comparable locations with respect to the planet. However, the waves at Mars are observed more frequently and for long durations of several hours; the cyclotron wave properties are more pronounced, with larger amplitudes, stronger left-hand polarization and higher coherence than at Venus. The geometrical configuration of the interplanetary magnetic field with respect to the solar wind velocity and the relative density of upstream pick-up protons to the background plasma are important parameters for wave generation. At Venus, where the relative exospheric pick-up ion density is low, wave generation was found to mainly take place under stable and quasi-parallel conditions of the magnetic field and the solar wind velocity. This is in agreement with theory, which predicts fast wave growth from the ion/ion beam instability under quasi-parallel conditions already for low relative pick-up ion density. At Mars, where the relative exospheric pick-up ion density is higher, upstream wave generation may also take place under stable conditions when the solar wind velocity and magnetic field are quasi-perpendicular. At both planets, the altitudes where upstream proton cyclotron waves were observed (8 Venus and 11 Mars radii) are comparable in terms of the bow shock nose distance of the planet, i.e. in terms of the size of the solar wind-planetary atmosphere interaction region. In summary, the upstream proton cyclotron wave observations demonstrate the strong similarity in the interaction of the outer exosphere of these unmagnetized planets with the solar wind upstream of the planetary bow shock.     

Associating the Solar Wind Measured by Ulysses with its Source at the sun

Radio occultation, ultraviolet, and white-light measurements have expanded our knowledge of the morphology of density and velocity in polar coronal holes, and made it possible to carry out the first systematic comparisons between the Ulysses solar wind measurements and quantitative white-light observations of the solar corona. This paper summarizes the rationale and salient features of this new approach which has been used to relate the solar wind observed by Ulysses in 1993–1995 to the inner corona. The statistical characteristics (average, standard deviation, and autocorrelation function) of the Ulysses density measurements of the fast wind are found to be mirrored in those of polarized brightness measurements of path-integrated density made by the High Altitude Observatory (HAO) Mauna Loa K-coronagraph at 1.15 R _⊙. These results reinforce the conclusions from comparisons between measurements of the outer and inner corona. They show that the polar coronal hole extends radially into the solar wind, and that sources of the fast wind are not limited to coronal holes. This revised version was published online in August 2006 with corrections to the Cover Date.     

Kinetic Excitation Mechanisms for ION-Cyclotron Kinetic Alfvén Waves in Sun-Earth ConnectionI

We study kinetic excitation mechanisms for high-frequency dispersive Alfvén waves in the solar corona, solar wind, and Earth's magnetosphere. The ion-cyclotron and Cherenkov kinetic effects are important for these waves which we call the ion-cyclotron kinetic Alfvén waves (ICKAWs). Ion beams, anisotropic particles distributions and currents provide free energy for the excitation of ICKAWs in space plasmas. As particular examples we consider ICKAW instabilities in the coronal magnetic reconnection events, in the fast solar wind, and in the Earth's magnetopause. Energy conversion and transport initiated by ICKAW instabilities is significant for the whole dynamics of Sun-Earth connection chain, and observations of ICKAW activity could provide a diagnostic/predictive tool in the space environment research. This revised version was published online in August 2006 with corrections to the Cover Date.     

Propagating MHD Waves in Coronal Holes

Coronal holes are the coolest and darkest regions of the upper solar atmosphere, as observed both on the solar disk and above the solar limb. Coronal holes are associated with rapidly expanding open magnetic fields and the acceleration of the high-speed solar wind. During the years of the solar minima, coronal holes are generally confined to the Sun??s polar regions, while at solar maxima they can also be found at lower latitudes. Waves, observed via remote sensing and detected in-situ in the wind streams, are most likely responsible for the wind and several theoretical models describe the role of MHD waves in the acceleration of the fast solar wind. This paper reviews the observational evidences of detection of propagating waves in these regions. The characteristics of the waves, like periodicities, amplitude, speed provide input parameters and also act as constraints on theoretical models of coronal heating and solar wind acceleration.     

Bow Shock and Upstream Phenomena at Mars

Mars Global Surveyor is the sixth spacecraft to return measurements of the Martian bow shock. The earlier missions were Mariner 4 (1964), Mars 2 and 3 (1972), Mars 5 (1975) and Phobos 2 (1989) (see reviews by Gringauz, 1981; Slavin and Holzer, 1982; Russell, 1985; Vaisberg, 1992a,b; Zakharov, 1992). Previous investigations of planetary bow shocks have established that their position, shape and jump conditions are functions of the upstream flow parameters and the nature of the solar wind — planet interaction (Spreiter and Stahara, 1980; Slavin et al., 1983; Russell, 1985). At Mars, however, the exact nature of the solar wind interaction was elusive due to the lack of low altitude plasma and magnetic field measurements (e.g., Axford, 1991). In fact our knowledge of the nature of the interaction of Mars with the solar wind was incomplete until the arrival of MGS and the acquisition of close-in magnetic field data (Acuña et al., 1998). As detailed by a series of review papers in this monograph, the Mars Global Surveyor (MGS) mission has now shown that the Mars environment is very complex with strong, highly structured crustal magnetic remnants in the southern hemisphere, while the northern hemisphere experiences the direct impingement of solar wind plasma. This review paper first presents a survey of the observations on the Martian bow shock and the upstream phenomena in the light of results from all the missions to date. It also discusses the kinetic properties of the Martian bow shock compared to the predictions of simulations studies. Then it examines the current status of understanding of these phenomena, including the possible sources of upstream low-frequency waves and the interpretations of localized disturbances in the upstream solar wind around Mars. Finally, it briefly discusses the open issues and questions that require further study.     

The acceleration of charged particles in interplanetary shock waves

The theory and observations of energetic ion acceleration in interplanetary shock waves is reviewed. The shock acceleration of the solar wind plasma and particle transport effects are discussed. Suggestions are offered for future research in shock acceleration physics.An invited paper presented at STIP Workshop on Shock Waves in the Solar Corona and Interplanetary Space, 15–19 June, 1980, Smolenice, Czechoslovakia.NAS/NRC Research Associate.