A Review of Low Frequency Electromagnetic Wave Phenomena Related to Tropospheric-Ionospheric Coupling Mechanisms

Investigation of coupling mechanisms between the troposphere and the ionosphere requires a multidisciplinary approach involving several branches of atmospheric sciences, from meteorology, atmospheric chemistry, and fulminology to aeronomy, plasma physics, and space weather. In this work, we review low frequency electromagnetic wave observations in the Earth-ionosphere cavity from a troposphere-ionosphere coupling perspective. We discuss electromagnetic wave generation, propagation, and resonance phenomena, considering atmospheric, ionospheric and magnetospheric sources, from lightning and transient luminous events at low altitude to Alfvén waves and particle precipitation related to solar and magnetospheric processes. We review ionospheric processes as well as surface and space weather phenomena that drive the coupling between the troposphere and the ionosphere. Effects of aerosols, water vapor distribution, thermodynamic parameters, and cloud charge separation and electrification processes on atmospheric electricity and electromagnetic waves are reviewed. Regarding the role of the lower boundary of the cavity, we review transient surface phenomena, including seismic activity, earthquakes, volcanic processes and dust electrification. The role of surface perturbations and atmospheric gravity waves in ionospheric dynamics is also briefly addressed. We summarize analytical and numerical tools and techniques to model low frequency electromagnetic wave propagation and to solve inverse problems and outline in a final section a few challenging subjects that are important to advance our understanding of tropospheric-ionospheric coupling.     

The Middle Atmospheric Ozone Response to the 11-Year Solar Cycle

Because of its chemical and radiative properties, atmospheric ozone constitutes a key element of the Earth’s climate system. Absorption of sunlight by ozone in the ultraviolet wavelength range is responsible for stratospheric heating, and determines the temperature structure of the middle atmosphere. Changes in middle atmospheric ozone concentrations result in an altered radiative input to the troposphere and to the Earth’s surface, with implications on the energy balance and the chemical composition of the lower atmosphere. Although a wide range of ground- and satellite-based measurements of its integrated content and of its vertical distribution have been performed since several decades, a number of uncertainties still remain as to the response of middle atmospheric ozone to changes in solar irradiance over decadal time scales. This paper presents an overview of achieved findings, including a discussion of commonly applied data analysis methods and of their implication for the obtained results. We suggest that because it does not imply least-squares fitting of prescribed periodic or proxy data functions into the considered times series, time-domain analysis provides a more reliable method than multiple regression analysis for extracting decadal-scale signals from observational ozone datasets. Applied to decadal ground-based observations, time-domain analysis indicates an average middle atmospheric ozone increase of the order of 2% from solar minimum to solar maximum, which is in reasonable agreement with model results.     

Solar Influences on Dynamical Coupling Between the Stratosphere and Troposphere

We use a simplified atmospheric general circulation model (AGCM) to investigate the response of the lower atmosphere to thermal perturbations in the lower stratosphere. The results show that generic heating of the lower stratosphere tends to weaken the sub-tropical jets and the tropospheric mean meridional circulations. The positions of the jets, and the extent of the Hadley cells, respond to the distribution of the stratospheric heating, with low latitude heating displacing them poleward, and uniform heating displacing them equatorward. The patterns of response to the low latitude heating are similar to those found to be associated with solar variability in previous observational data analysis, and to the effects of varying solar UV radiation in sophisticated AGCMs. In order to investigate the chain of causality involved in converting the stratospheric thermal forcing to a tropospheric climate signal we conduct an experiment which uses an ensemble of model spin-ups to analyse the time development of the response to an applied stratospheric perturbation. We find that the initial effect of the change in static stability at the tropopause is to reduce the eddy momentum flux convergence in this region. This is followed by a vertical transfer of the momentum forcing anomaly by an anomalous mean circulation to the surface, where it is partly balanced by surface stress anomalies. The unbalanced part drives the evolution of the vertically integrated zonal flow. We conclude that solar heating of the stratosphere may produce changes in the circulation of the troposphere even without any direct forcing below the tropopause. We suggest that the impact of the stratospheric changes on wave propagation is key to the mechanisms involved.     

Atmospheric Ion-induced Aerosol Nucleation

Ion-induced nucleation has been suggested to be a potentially important mechanism for atmospheric aerosol formation. Ions are formed in the background atmosphere by galactic cosmic rays. A possible connection between galactic cosmic rays and cloudiness has been However, the predictions of current atmospheric nucleation models are highly uncertain because the models are usually based on the liquid drop model that estimates cluster thermodynamics based on bulk properties (e.g., liquid drop density and surface tension). Sulfuric acid (H₂SO₄) and water are assumed to be the most important nucleating agents in the free troposphere. Measurements of the molecular thermodynamics for the growth and evaporation of cluster ions containing H₂SO₄ and H₂O were performed using a temperature-controlled laminar flow reactor coupled to a linear quadrupole mass spectrometer as well as a temperature-controlled ion trap mass spectrometer. The measurements were complemented by quantum chemical calculations of the cluster ion structures. The analysis yielded a complete set of H₂SO₄ and H₂O binding thermodynamics extending from molecular cluster ions to the bulk, based on experimental thermodynamics for the small clusters. The data were incorporated into a kinetic aerosol model to yield quantitative predictions of the rate of ion-induced nucleation for atmospheric conditions. The model predicts that the negative ion-H₂SO₄-H₂O nucleation mechanism is an efficient source of new particles in the middle and upper troposphere.     

Wave dynamics in the thermosphere: I: Tidal motion

The atmospheric tides, their transmission and excitation in the thermosphere, are discussed in reviewing various investigations in this field. We are still fairly ignorant on the subjects and facing various unsolved problems although there is an established link between the theory and the observation in the dynamo region, the lower boundary of the thermosphere. As to the middle and upper thermosphere the observed data are scanty and only those obtained by satellite drag are available; the theoretical approach is very complicated because of viscosity, thermal conduction, hydromagnetic forces and non-linearity, all of which are effective above certain heights. Moreover, the thermosphere couples mainly with the lower atmosphere, this coupling having been considered only in a very simplified way. Another coupling is between thermal excitation and the resultant motion, the coupling of which has never been considered; thermal excitation has been discussed on a given input. International cooperation in the observations is of vital importance for future studies. New developments of observation techniques are desirable.     

Meteorological control of the D region

After a short review of the characteristics of ionized state and meteorology of the mesopause region, the winter anomaly of the D region electron density and its variability are described as manifestations of meteorological control. A major mechanism is the redistribution of nitric oxide, another important mechanism is the strong temperature dependence of cluster ion formation rates. The meteorological control can be described either in a ‘concerted’ scenario of more or less independently acting mechanisms, or in a ‘unitary’ scenario where all mechanisms are regarded as effects of a common cause, viz., the strong winter vortex circulation of the middle atmosphere.     

The Effect of Solar UV Irradiance Variations on the Earth's Atmosphere

The response of the lower and middle atmosphere to variations in solar irradiance typical of those observed to take place over the 11-year activity cycle has been investigated. The effects on radiative heating rates of changing total solar irradiance, solar spectral irradiance and two different assumptions concerning stratospheric ozone have been studied with a radiative transfer code. The response in the stratosphere depends on the changes specified in the ozone distribution which is not well known. A general circulation model (GCM) of the atmosphere up to 0.1 mbar (about 65 km) has been used to study the impacts of these changes on the thermodynamical structure. The results in the troposphere are very similar to those reported by Haigh99 using a quite different GCM. In the middle atmosphere the model is able to reproduce quite well the observed seasonal evolution of temperature and wind anomalies. Calculations of radiative forcing due to solar variation are presented. These show that the thermal infrared component of the forcing, due to warming of the stratosphere, is important but suggest a near balance between the longwave and shortwave effects of the increased ozone so that ozone change may not be important for net radiative forcing. However, the structure of the ozone change does affect the detailed temperature response and the spectral composition of the radiation entering the troposphere.     

The Galileo Probe Atmosphere Structure instrument

The Galileo Probe Atmosphere Structure Instrument will make in-situ measurements of the temperature and pressure profiles of the atmosphere of Jupiter, starting at about 10^-10 bar level, when the Probe enters the upper atmosphere at a velocity of 48 km s^-1, and continuing through its parachute descent to the 16 bar level. The data should make possible a number of inferences relative to atmospheric and cloud physical processes, cloud location and internal state, and dynamics of the atmosphere. For example, atmospheric stability should be defined, from which the convective or stratified nature of the atmosphere at levels surveyed should be determined and characterized, as well as the presence of turbulence and/or gravity waves. Because this is a rare opportunity, sensors have been selected and evaluated with great care, making use of prior experience at Mars and Venus, but with an eye to special problems which could arise in the Jupiter environment. The temperature sensors are similar to those used on Pioneer Venus; pressure sensors are similar to those used in the Atmosphere Structure Experiment during descent of the Viking Landers (and by the Meteorology Experiment after landing on the surface); the accelerometers are a miniaturized version of the Viking accelerometers. The microprocessor controlled experiment electronics serve multiple functions, including the sequencing of experiment operation in three modes and performing some on-board data processing and data compression.     

Aerosols on the Giant Planets and Titan

On the giant planets and Titan, like on the terrestrial planets, aerosols play an important part in the physico-chemistry of the upper atmosphere (P ≤ 0.5 bar). Above all, aerosols significantly affect radiative transfer processes, mainly through light scattering, thus influencing the atmospheric energy budget and dynamics. Because there is usually significant coupling between atmospheric circulation and haze production, aerosols may constitute useful tracers of atmospheric dynamics.More generally, since their production is directly linked to some kind of energy deposition, their study may also provide clues to external sources of energy as well as their variability. Finally, aerosols indirectly influence other processes such as cloud formation and disequilibrium chemistry, by acting either as condensation nuclei or as reaction sites for surface chemistry. Here, I present a review of observational and modeling results based on remote sensing data, and also some insights derived from laboratory simulations. Despite our knowledge of the effects of aerosols in outer planetary atmospheres, however, relatively little is understood about the pathways which produce them, either endogenously (as end-products of gas-phase photochemical or shock reactions) or exogenously (as residues of meteroid ablation).     

Theoretical models of ionospheric storms

Summary Precipitations of soft particles at the polar region will enhance the electron density in the oval shaped region surrounding the pole and their effects are marked at winter night.Reduction in the electron density in the sunlit polar region and at the trough may be caused by polar atmospheric heating through two processes; one is the increased chemical reaction coefficients controlling the loss rate of electron density and the other is the decrease in atmospheric density ratio O/N₂ near the turbopause caused by enhanced mixing by atmospheric gravity waves or by convective motion of the upper atmosphere.Positive disturbances of the ionosphere appearing in the evening or around noon at mid-latitudes on the storm developing stage, may be caused by equatorward meridional wind arising from a pressure gradient in the upper atmosphere, though the effects of electric fields cannot be ruled out.The Dst part of ionospheric storms persisting over several days may be caused by changes in atmospheric composition arising from global convective motion of the upper atmosphere.Equatorial ionospheric storms are probably caused by changes in east-west electric fields in the equatorial ionosphere arising probably from disturbance electric currents flowing at the polar region.     

Generation of Atmospheric Gravity Waves in the Polar Thermosphere in Response to Auroral Activity

Atmospheric gravity wave (AGW) is a typical phenomenon in the upper atmosphere. At mid/low latitudes, climatological sources such as unstable barometric activity in the troposphere play an important role to generate AGWs in the thermosphere. While these sources are also important at high latitudes, energy input from the magnetosphere has additional large contributions to AGW generation. This paper reviews previous studies of AGWs associated with auroral activity at high latitudes. Theoretical studies have indicated that Joule/particle heating and the Lorentz force are major processes for generating AGWs in the thermosphere. Many observations show that AGWs can propagate horizontally for thousands of km from the source region. The paper summarizes equations regarding AGW generation by Joule/particle heating and the Lorentz force, and discusses the relative importance of these two processes.     

Plasma-induced sputtering of an atmosphere

Magnetospheric ions, solar wind ions, and locally produced pick-up ions can impact the atmospheres of objects in the solar system, transferring energy by collisions with atmospheric atoms and molecules. This can result in an expansion of the atmospheric corona with a fraction of the energetic atoms or molecules being lost (sputtered) from the atmosphere. The expanded corona presents a larger target to the incident plasma, which in turn enhances pick-up ion formation and collisional ejection. In this manner a significant flux of atoms or molecules can be lost from an atmosphere, affecting its long-term evolution. This has been shown to be an important process for the dynamics and evolution of the atmosphere of lo, which is bombarded by the Jovian magnetospheric plasma, and for loss of atmosphere from Titan. Sputtering by pick-up ion bombardment has been shown to remove material from the atmosphere of Mars affecting the observed isotope ratios, and energetic O⁺ precipitation affects the Earth's thermosphere. The physics of ion bombardment of a gas which leads to atmospheric sputtering is described here. Analytic expressions derived from transport equations are shown to be useful for estimating the sputtering rate. These are compared to results from transport and Monte-Carlo calculations.     

Atmospheric Ions and Aerosol Formation

This paper discusses atmospheric ions and their role in aerosol formation. Emphasis is placed upon the upper troposphere where very low temperatures tend to facilitate new particle formation by nucleation. New measurements addressed include: Laboratory measurements of cluster ions, aircraft measurements of ambient atmospheric ions, atmospheric measurements of the powerful nucleating gas H₂SO₄ and its gaseous precursor SO₂. The paper also discusses model simulations of aerosol formation and growth. It is concluded that in the upper troposphere new aerosol formation via ions is a frequent process with relatively large rates. However new particle formation by homogeneous nucleation which does not involve ions also seems to be efficient. The bottleneck in the formation of upper troposphere aerosol particles with sizes sufficiently large to be climate relevant is mostly not nucleation but sufficient growth of new and still very small particles. Our recent upper troposphere SO₂ measurements suggest that particle growth by gaseous sulphuric acid condensation can be efficient in certain circumstances. If so, cosmic ray mediated formation of CCN sized particles should at least occasionally be operative in the upper troposphere.     

Observations of Stratosphere-Troposphere Coupling During Major Solar Eclipses from FORMOSAT-3/COSMIC Constellation

Sudden tropospheric cooling and induced stratospheric warming were found during the 22 July 2009 total solar eclipse. Can the 22 July 2009 hallmark also be seen in other major solar eclipses? Here we hypothesize that the tropospheric cooling and the stratospheric warming can be predicted to occur during a major solar eclipse event. In this work we use the FORMOSAT-3/COSMIC (F3C) Global Positioning System (GPS) radio occultation (RO) data to construct eclipse-time temperature profiles before, during, and after the passages of major solar eclipses for the years 2006–2010. We use four times a day of meteorological analysis from the European Centre for Medium Range Weather Forecast (ECMWF) global meteorological analysis to construct non-eclipse effect temperature profiles for the same eclipse passages. The eclipse effects were calculated based on the difference between F3C and ECMWF profiles. A?total of five eclipse cases and thirteen non-eclipse cases were analyzed and compared. We found that eclipses cause direct thermal cooling in the troposphere and indirect dynamic warming in the stratosphere. These results are statistically significant. Our results show ?0.6 to ?1.2°C cooling in the troposphere and 0.4 to 1.3°C warming in the middle to lower stratosphere during the eclipses. This characteristic stratosphere-troposphere coupling in temperature profiles represent a distinctive atmospheric responses to the solar eclipses.     

Noctilucent clouds

Noctilucent clouds appear during the summertime at high latitudes near the top of the mesosphere. In this review, the observational facts about them, obtained from ground level, by rocket sounding and from orbiting spacecraft, are reviewed. The data are not sufficiently clear and unambiguous to permit dogmatic assertion about the origin and nature of the clouds. They seem to be ice particles nucleated at very low pressures and temperatures by either meteoric smoke or by atmospheric ions. Wavepatterns in the clouds may well result from quite close relations between the troposphere and the mesosphere. The very existence of the clouds leads to difficulties in explaining why there is so much water vapour at this great height in the atmosphere. To try to predict the microscopic behaviour of the cloud particles leads one into assessment of the relative importance of radiometer effects, radiation balance, Brownian movement, electric polarization and the influence of Coulomb attraction on the growth of large clustered ions. Finally, a list is given of published sources of observational data.     

Trends in the Neutral and Ionized Upper Atmosphere

This article reviews our knowledge of long-term changes and trends in the upper atmosphere and ionosphere. These changes are part of complex and comprehensive pattern of long-term trends in the Earth’s atmosphere. They also have practical impact. For example, decreasing thermospheric density causes the lifetime of orbiting space debris to increase, which is becoming a significant threat to important satellite technologies. Since the first paper on upper atmosphere trends was published in 1989, our knowledge has progressed considerably. Anthropogenic emissions of greenhouse gases affect the whole atmosphere, not only the troposphere. They cause warming in the troposphere but cooling in the upper atmosphere. Greenhouse gases such as carbon dioxide are not the only driver of long-term changes and trends in the upper atmosphere and ionosphere. Anthropogenic changes of stratospheric ozone, long-term changes of geomagnetic and solar activity, and other drivers play a role as well, although greenhouse gases appear to be the main driver of long-term trends. This makes the pattern of trends more complex and variable. A?consistent, although incomplete, scenario of trends in the upper atmosphere and ionosphere is presented. Trends in F2-region ionosphere parameters, in mesosphere-lower thermosphere dynamics, and in noctilucent or polar mesospheric clouds, are discussed in more detail. Advances in observational and theoretical analysis have explained some previous discrepancies in this global trend scenario. An important role in trend investigations is played by model simulations, which facilitate understanding of the mechanisms behind the observed trends.     

Atmospheric Aerosol and Cloud Condensation Nuclei Formation: A Possible Influence of Cosmic Rays?

A physical mechanism which may have a potential to connect climate with cosmic rays (CR) involves aerosol particle formation by CR generated atmospheric ions followed by new particle growth. Only grown particles can scatter sunlight efficiently and can eventually act as cloud condensation nuclei (CCN) and thereby may influence climate. Moreover grown particles live longer as they are less rapidly scavenged by pre-existing larger particles. The present paper discusses aerosol particle formation and growth in the light of new measurements recently made by our MPIK Heidelberg group. Emphasis is placed upon the upper troposphere where very low temperatures tend to facilitate new particle formation by nucleation. The new measurements include: laboratory measurements of cluster ions, aircraft measurements of ambient atmospheric ions, and atmospheric measurements of the powerful nucleating gas H₂SO₄ and its precursor SO₂. The discussion also addresses model simulations of aerosol formation and growth. It is concluded that in the upper troposphere new aerosol formation by CR generated ions is a frequent process with relatively large rates. However new particle formation by homogeneous nucleation (HONU) which is not related to CR also seems to be efficient. The bottleneck in the formation of upper troposphere aerosol particles with sizes sufficiently large to be climate relevant is not nucleation but growth of small particles. Our recent upper troposphere SO₂ measurements suggest that particle growth by gaseous sulphuric acid condensation is at least occasionally efficient. If so CR mediated formation of CCN sized particles should at least occasionally be operative in the upper troposphere.     

Lightning Related Transient Luminous Events at High Altitude in the Earth’s Atmosphere: Phenomenology, Mechanisms and Effects

This paper presents a literature survey on the recent developments related to experimental and modeling studies of transient luminous events (TLEs) in the middle atmosphere termed elves, sprites and jets that are produced in association with thunderstorm activity at tropospheric altitudes. The primary emphasis is placed on publications that appeared in refereed literature starting from year 2008 and up to the present date. The survey covers general phenomenology of TLEs and their relationships to characteristics of individual thunderstorms and lightning, physical mechanisms and modeling of TLEs, past, present and future orbital observations of TLEs, and their chemical, energetic and electric effects on local and global scales.