Plasma-maser effects in plasma astrophysics

The role of a new mode coupling effect (plasma-maser) in space plasma physics is reviewed. The new maser effect, the idea that the resonant electrons with the low-frequency mode can amplify the high-frequency mode, does not require population inversion of electrons. The generation mechanisms of ULF modulated ELF emissions, auroral kilometric radiation, chorus related electrostatic bursts, whistler mode in the solar wind, and type III solar radio bursts are studied based on plasma-maser effect. The forced plasma-maser interaction model reduces to a conservative Lotka-Volterra system. A chaotic behavior of the forced Lotka-Volterra system is obtained. The new mode coupling process has potential importance in attempting to interpret numerous astrophysical radio phenomena.     

Cyclotron Resonant Interactions in Cosmic Particle Accelerators

A review is given for cyclotron resonant interactions in space plasmas. After giving a simple formulation for the test particle approach, illustrative examples for resonant interactions are given. It is shown that for obliquely propagating whistler waves, not only fundamental cyclotron resonance, but also other resonances, such as transit-time resonance, anomalous cyclotron resonance, higher-harmonic cyclotron resonance, and even subharmonic resonance can come into play. A few recent topics of cyclotron resonant interactions, such as electron injection in shocks, cyclotron resonant heating of solar wind heavy ions, and relativistic modifications, are also reviewed.     

Relativistic electron events in interplanetary space

This review is concerned with relativistic electron events observed in interplanetary space. The different types of event are identified and illustrated. The relationships between solar X-ray and radio emissions and relativistic electrons are examined, and the relevance of the observations to solar flare acceleration models is discussed. A statistical analysis of electron spectra, the electron/proton ratio and propagation from the flare site to the Earth is presented. A model is outlined which can account for the release of electrons from the Sun in a manner consistent with observations of energetic solar particles and electromagnetic solar radiation.The literature survey for this review was concluded in May 1973.     

Particle Acceleration in Impulsive Solar Flares

We present the major observationally-derived requirements for a solar flare particle acceleration mechanism, briefly discuss some general electrodynamic constraints that also need to be considered, and suggest a unified electron and ion acceleration theory. This theory consists of two elements: cascading MHD turbulence generated at large scales during the primary flare energy release, which is responsible for the energization of electrons and all ions except 3He, and an electron beam, which excites the waves necessary for 3He acceleration. An issue of special importance for understanding ion acceleration is the convincing measurement of the charge state of Fe, which can be accomplished by the Advanced Composition Explorer in the upcoming solar maximum. This revised version was published online in June 2006 with corrections to the Cover Date.     

THE INFLUENCE OF THE LOCAL INTERSTELLAR MEDIUM ON THE SOLAR WIND DYNAMICS IN THE INNER HELIOSPHERE

The consequences of the interaction between the solar wind and the local interstellar medium for the wind region enclosed by the heliospheric shock are reviewed. After identifying the principal mechanisms to influence the dynamics of the solar wind, an approach allowing the simultaneous incorporation of neutral atoms, pick-up ions, cosmic rays and energetic electrons into a multifluid model of the expanding wind plasma is outlined. The effects of these particle species are discussed in detail, with special emphasis on the electron component which behaves more like a quasi-static hot gas rather than an expanding fluid. This electron gas is effectively trapped within a three-dimensional trough of a circumsolar electric potential whose outer fringes are possibly determined by the density distribution of anomalous cosmic rays. The electrons are proven to be a globally structered component of great importance for the solar wind momentum flow contributing to a triggering of the solar wind dynamics by asymmetric interstellar boundary conditions. Finally, the consequences for the relative motion of the Sun and the local interstellar medium as well as for the solar system as a whole are described.     

Implications of X-ray Observations for Electron Acceleration and Propagation in Solar Flares

High-energy X-rays and ??-rays from solar flares were discovered just over fifty years ago. Since that time, the standard for the interpretation of spatially integrated flare X-ray spectra at energies above several tens of keV has been the collisional thick-target model. After the launch of the Reuven Ramaty High Energy Solar Spectroscopic Imager (RHESSI) in early 2002, X-ray spectra and images have been of sufficient quality to allow a greater focus on the energetic electrons responsible for the X-ray emission, including their origin and their interactions with the flare plasma and magnetic field. The result has been new insights into the flaring process, as well as more quantitative models for both electron acceleration and propagation, and for the flare environment with which the electrons interact. In this article we review our current understanding of electron acceleration, energy loss, and propagation in flares. Implications of these new results for the collisional thick-target model, for general flare models, and for future flare studies are discussed.     

Hybrid Simulations of Wave Propagation and Ion Cyclotron Heating in the Expanding Solar Wind

We present results from hybrid (particle ions, fluid electrons) simulations of the evolution of Alfvén waves close to the ion cyclotron frequency in the solar wind, which take into account the basic properties of the background solar wind flow, i.e., the spherical expansion and the consequent decrease in magnetic field and cyclotron frequency with increasing distance from the Sun. We follow the evolution of a plasma parcel in a frame of reference moving with the solar wind using a 1D expanding box hybrid model; use of the hybrid model yields a fully self-consistent treatment of the resonant cyclotron wave-particle interaction. This model is related to a previous MHD model (Velli et al. 1992), which allows the use of a simple Cartesian geometry with periodic boundary conditions. The use of stretched expanding coordinates in directions transverse to the mean radial solar wind flow naturally introduces an anisotropic damping effect on velocity and magnetic field. We present results for the case of a single circularly polarized Alfvén wave propagating radially outward. Initially, the wave is below the cyclotron frequency for both the alpha partcles and protons. As the wind expands, the wave frequency (as seen in the solar wind frame) decreases more slowly than the cyclotron frequencies and the wave comes into resonance. With only protons, heating occurs as the wave frequency approaches the proton cyclotron frequency. With both alphas and protons, the alphas, which come into resonance first, are observed to be preferentially heated and accelerated. This revised version was published online in June 2006 with corrections to the Cover Date.     

Auroral flares and solar flares

The morphology of development of auroral flares (magnetospheric substorms) for both electron and proton auroras is summarized, based on ground-based as well as rocket-borne and satellite-borne data with specific reference to the morphology of solar flares.The growth phase of an auroral flare is produced by the inflow of the solar wind energy into the magnetosphere by the reconnection mechanism between the solar wind field and the geomagnetic field, thus the neutral and plasma sheets in the magnetotail attaining their minimum thickness with a great stretch of the geomagnetic fluxes into the tail.The onset of the expansion phase of an auroral flare is represented by the break-up of electron and proton auroras, which is associated with strong auroral electrojets, a sudden increase in CNA, VLF hiss emissions and characteristic ULF emissions. The auroral break-up is triggered by the relaxation of stretched magnetic fluxes caused by cutting off of the tail fluxes at successively formed X-type neutral lines in the magnetotail.The resultant field-aligned currents flowing between the tailward magnetosphere and the polar ionosphere produce the field-aligned anomalous resistivity owing to the electrostatic ion-cyclotron waves; the electrical potential drop thus increased further accelerates precipitating charged particles with a result of the intensification of both the field-aligned currents and the auroral electrojet. It seems that the rapid building-up of this positive feedback system for precipitating charged particles is responsible for the break-up of an auroral flare.     

Spectroscopic Constraints on Models of Ion-cyclotron Resonance Heating in the Polar Solar Corona

Using empirical velocity distributions derived from UVCS and SUMER ultraviolet spectroscopy, we construct theoretical models of anisotropic ion temperatures in the polar solar corona. The primary energy deposition mechanism we investigate is the dissipation of high frequency (10-10000 Hz) ion-cyclotron resonant Alfvén waves which can heat and accelerate ions differently depending on their charge and mass. We find that it is possible to explain the observed high perpendicular temperatures and strong anisotropies with relatively small amplitudes for the resonant waves. There is suggestive evidence for steepening of the Alfvén wave spectrum between the coronal base and the largest heights observed spectroscopically. Because the ion-cyclotron wave dissipation is rapid, even for minor ions like O⁵⁺, the observed extended heating seems to demand a constantly replenished population of waves over several solar radii. This indicates that the waves are generated gradually throughout the wind rather than propagated up from the base of the corona. This revised version was published online in June 2006 with corrections to the Cover Date.     

Isotopic Fractionation by Plasma Processes

The Sun is the largest reservoir of matter in the solar system, which formed 4.6 Gy ago from the protosolar nebula. The solar wind carries a nearly unfractionated sample of heavy isotopes at energies of about 1 keV/amu from the Sun into interplanetary space. Data from space missions and theoretical models indicate that the isotopes of the volatile elements N, O, Ne, and Ar are fractionated by at most a few percent per atomic mass unit in different solar wind regimes. In contrast, isotopic abundances of solar and heliospheric energetic particles at energies larger than about 100 keV/amu are observed to strongly vary relative to solar abundances. Processes such as resonant acceleration or pre-acceleration by plasma waves, first-order Fermi acceleration, or propagation in the interplanetary plasma are discussed as causes for charge-to-mass dependent fractionation. This revised version was published online in August 2006 with corrections to the Cover Date.     

Effects of Particle Beams in the Solar Atmosphere

This work addresses the observational and physical effects of particle beams in the solar atmosphere. Mainly electron beams are considered, but also some effects of proton and neutral beams are mentioned. Briefly describing acceleration mechanisms of superthermal particles, the main attention is devoted to effects influencing the particle beam propagation. The collisional energy losses and pitch-angle scattering, return current effects, mirroring in the converging magnetic field, and the scattering in the Alfvén and whistler wave turbulence in specific situations are considered. The role of quasi-linear relaxation is discussed. Examples of observations showing effects of particle beams in the solar atmosphere are presented throughout the paper. Separate chapters are devoted to processes connected with particle beam bombardment of dense layers of the solar atmosphere: hard X-ray and -ray flare emissions, evaporation process, asymmetry of optical chromospheric lines, and impact linear H line polarization. The beam induced energy release processes are also included. The presented effects of particle beams are summarized in the conclusions and future prospects are suggested.     

High-energy phenomena on the Sun: An introductory review

Large solar flares are often accompanied by both emissions of high-energy quanta and particles. The emissions such as gamma-ray and hard X-ray photons are generated due to the interaction of high-energy nuclei and electrons with gases ambient in the flare regions and the solar atmosphere. Nonthermal radio emissions of wide frequency band are produced from energetic electrons while being decelerated by the action of plasmas and magnetic fields ambient in the flare site and its neighboring region. To understand the emission mechanism of these high-energy quanta on the Sun, it is, therefore, necessary to find the acceleration mechanism for both nuclei and electrons, which begins almost simultaneously with the onset of solar flares.A part of the accelerated nuclei and electrons are later released from the solar atmosphere into the outer space and eventually lost from the space of the solar system. Their behavior in the interplanetary space is considered to study the large-scale structure of plasmas and magnetic fields in this space.The observations and studies of high-energy phenomena on the Sun are thus thought of as giving some crucial hint important to understand the nature of various high-energy phenomena being currently observed in the Universe.     

Electron-Ion Temperature Equilibration in Collisionless Shocks: The Supernova Remnant-Solar Wind Connection

Collisionless shocks are loosely defined as shocks where the transition between pre-and post-shock states happens on a length scale much shorter than the collisional mean free path. In the absence of collision to enforce thermal equilibrium post-shock, electrons and ions need not have the same temperatures. While the acceleration of electrons for injection into shock acceleration processes to produce cosmic rays has received considerable attention, the related problem of the shock heating of quasi-thermal electrons has been relatively neglected. In this paper we review the state of our knowledge of electron heating in astrophysical shocks, mainly associated with supernova remnants (SNRs), shocks in the solar wind associated with the terrestrial and Saturnian bowshocks, and galaxy cluster shocks. The solar wind and SNR samples indicate that the ratio of electron temperature, (T _e ) to ion temperature (T _p ) declining with increasing shock speed or Alfvén Mach number. We discuss the extent to which such behavior can be understood on the basis of waves generated by cosmic rays in a shock precursor, which then subsequently damp by heating electrons, and speculate that a similar explanation may work for both solar wind and SNR shocks.     

Fields and plasmas in the outer solar system

The most significant information about fields and plasmas in the outer solar system, based on observations by Pioneer 10 and 11 investigations, is reviewed. The characteristic evolution of solar wind streams beyond 1 AU has been observed. The region within which the velocity increases continuously near 1 AU is replaced at larger distances by a thick interaction region with abrupt jumps in the solar wind speed at the leading and trailing edges. These abrupt increases, accompanied by corresponding jumps in the field magnitude and in the solar wind density and temperature, consist typically of a forward and a reverse shock. The existence of two distinct corotating regions, separated by sharp boundaries, is a characteristic feature of the interplanetary medium in the outer solar system. Within the interaction regions, compression effects are dominant and the field strength, plasma density, plasma temperature and the level of fluctuations are enhanced. Within the intervening quiet regions, rarefaction effects dominate and the field magnitude, solar wind density and fluctuation level are very low. These changes in the structure of interplanetary space have significant consequences for the many energetic particles propagating through the medium. The interaction regions control the access to the inner solar system of relativistic electrons from Jupiter's magnetosphere. The interaction regions and shocks appear to be associated with an acceleration of solar protons to MeV energies. Flare-generated shocks are observed to be propagating through the outer solar system with constant speed, implying that the previously recognized deceleration of flare shocks takes place principally near the Sun. Radial gradients in the solar wind and interplanetary field parameters have been determined. The solar wind speed is nearly constant between 1 and 5 AU with only a slight deceleration of 30 km s⁺¹ on the average. The proton flux follows an r ⁺² dependence reasonably well, however, the proton density shows a larger departure from this dependence. The proton temperature decreases steadily from 1 to 5 AU and the solar wind protons are slightly hotter than anticipated for an adiabatic expansion. The radial component of the interplanetary field falls off like r ⁺² and, on the average, the magnitude and spiral angle also agree reasonably well with theory. However, there is evidence, principally within quiet regions, of a significant departure of the azimuthal field component and the field magnitude from simple theoretical models. Pioneer 11 has obtained information up to heliographic latitudes of 16°. Observations of the interplanetary sector structure show that the polarity of the field becomes gradually more positive, corresponding to outward-directed fields at the Sun, and at the highest latitudes the sector structure disappears. These results confirm a prior suspicion that magnetic sectors are associated with an interplanetary current sheet surrounding the Sun which is inclined slightly to the solar equator.Proceedings of the Symposium on Solar Terrestrial Physics held in Innsbruck, May–June 1978.     

Measurements of low energy electrons and ions during long-lived solar particle events

Following a solar flare in April 1979, a stream of ions and electrons appeared in interplanetary space for about 8 days. The ions follow a classic ESP pattern. Large fluxes of low energy (2–11 keV) electrons are also present throughout the event. Several distinct populations of these electrons can be identified in association with filaments of interplanetary magnetic field. The electron energy spectrum is remarkably well fit by a power law exponent -2.7 during most of the event.The pitch angle distribution of the low energy electrons are complex and undergo many changes. Weak pitch angle scattering and adiabatic effects play a role in shaping these distributions. The low energy electron fluxes increase following the strong interplanetary shock on 5 April 1979.An invited paper presented at STIP Workshop on Shock Waves in the Solar Corona and Interplanetary Space, 15–19 June, 1980, Smolenice, Czechoslovakia.Physics Department and Space Sciences Laboratory.Space Sciences Laboratory.     

Interplanetary scintillation of radio sources during August 1972

The observations of interplanetary scintillation of radio sources in early August 1972 are reviewed. Three-site measurements of solar wind speed were made at University of California, San Diego (73.8 MHz) and at Nagoya University, Toyokawa (69.3 MHz). Single-site measurements of scintillation index were made at Mullard Radio Astronomy Observatory, Cambridge (81.5 MHz) and at University of Adelaide (111.5 MHz). The enhancements in solar wind speed and scintillation index associated with three shock waves were detected. The extent in both longitude and latitude of the shock wave associated with the solar flare on 7 August, the anisotropic expansion of shock waves and the detection of the corotating high-speed streams are main results deduced from the observations.     

Solar Sources of Heliospheric Energetic Electron Events—Shocks or Flares?

Electrons with near-relativistic (E≳30 keV, NrR) and relativistic (E≳0.3 MeV) energies are often observed as discrete events in the inner heliosphere following solar transient activity. Several acceleration mechanisms have been proposed for the production of those electrons. One candidate is acceleration at MHD shocks driven by coronal mass ejections (CMEs) with speeds ≳1000 km s⁻¹. Many NrR electron events are temporally associated only with flares while others are associated with flares as well as with CMEs or with radio type II shock waves. Since CME onsets and associated flares are roughly simultaneous, distinguishing the sources of electron events is a serious challenge. On a phenomenological basis two classes of solar electron events were known several decades ago, but recent observations have presented a more complex picture. We review early and recent observational results to deduce different electron event classes and their viable acceleration mechanisms, defined broadly as shocks versus flares. The NrR and relativistic electrons are treated separately. Topics covered are: solar electron injection delays from flare impulsive phases; comparisons of electron intensities and spectra with flares, CMEs and accompanying solar energetic proton (SEP) events; multiple spacecraft observations; two-phase electron events; coronal flares; shock-associated (SA) events; electron spectral invariance; and solar electron intensity size distributions. This evidence suggests that CME-driven shocks are statistically the dominant acceleration mechanism of relativistic events, but most NrR electron events result from flares. Determining the solar origin of a given NrR or relativistic electron event remains a difficult proposition, and suggestions for future work are given.     

The Observational Motivation for Computational Advances in Solar Flare Physics

A solar flare is a violent and transient release of energy in the corona of the Sun, associated with the reconfiguration of the coronal magnetic field. The major mystery of solar flare physics is the precise nature of the conversion of stored magnetic energy into the copious accelerated particles that are observed indirectly by the radiation that they produce, and also directly with in situ detectors. This presents a major challenge for theory and modeling. Recent years have brought significant observational advances in the study of solar flares, addressing the storage and release of magnetic energy, and the acceleration and propagation of fast electrons and ions. This paper concentrates on two topics relevant to the early phase of a flare, magnetic reconnection and charged particle acceleration and transport. Some recent pertinent observations are reviewed and pointers given for the directions that, this reviewer suggests, computational models should now seek to take.