Composition of Interstellar Neutrals and the Origin of Anomalous Cosmic Rays

Knowledge of the elemental composition of the interstellar gas is of fundamental importance for understanding galactic chemical evolution. In addition to spectroscopic determinations of certain element abundance ratios, measurements of the composition of interstellar pickup ions and Anomalous Cosmic Rays (ACRs) have provided the principal means to obtain this critical information. Recent advances in our understanding of particle acceleration processes in the heliosphere and measurements by the Voyagers of the energy spectra and composition of energetic particles in the heliosheath provide us with another means of determining the abundance of the neutral components of the local interstellar gas. Here we compare the composition at the termination shock of six elements obtained from measurements of (a) pickup ions at ～5 AU, (b) ACRs in the heliosphere at ～70 AU, and (c) energetic particles as well as (d) ACRs in the heliosheath at ～100 AU. We find consistency among these four sets of derived neutral abundances. The average interstellar neutral densities at the termination shock for H, N, O, Ne and Ar are found to be 0.055±0.021 cm^?3, (1.44±0.45)×10^?5 cm^?3, (6.46±1.89)×10^?5 cm^?3, (8.5±3.3)×10^?6 cm^?3, and (1.08±0.49)×10^?7 cm^?3, respectively, assuming the He density is 0.0148±0.002 cm^?3.     

ENA Imaging of the Inner Heliosheath—Preparing for the Interstellar Boundary Explorer (IBEX)

The Voyager 1 and 2 spacecraft recently crossed the termination shock and are currently sending back groundbreaking and detailed observations at two locations in the inner heliosheath. Complementary global observations will soon be provided by the Interstellar Boundary Explorer—IBEX, which measures energetic neutral atoms (ENAs) produced via charge exchange with energetic protons in this region. While several data sets from instruments on other spacecraft have provided tantalizing observations that might be heliosheath ENAs, none has definitively shown that they are observing this source. In contrast, IBEX has been specifically designed and developed to make all-sky observations of inner heliosheath ENAs with very high sensitivity and signal to noise. These observations will provide the critical global perspective required to understand the three-dimensional heliospheric interaction with the Circum-Heliospheric Interstellar Medium (CHISM). This paper, written prior to the launch of IBEX, reviews previous observations and provides background on this important new mission.     

Composition of Anomalous Cosmic Rays

The “classic” anomalous cosmic ray (ACR) component originates as interstellar neutral atoms that drift into the heliosphere, become ionized and picked up by the solar wind, and carried to the outer heliosphere where the pickup ions are accelerated to hundreds of MeV, presumably at the solar wind termination shock. These interstellar ACRs are predominantly singly charged, although higher charge states are present and become dominant above ～350 MeV. Their isotopic composition is like that of the solar system and unlike that of the source of galactic cosmic rays. A comparison of their energy spectra with the estimated flux of pickup ions flowing into the termination shock reveals a mass-dependent acceleration efficiency that favors heavier ions. There is also a heliospheric ACR component as evidenced by “minor” ACR ions, such as Na, Mg, S, and Si that appear to be singly-ionized ions from a source likely in the outer heliosphere.     

Insights into Cosmic-Ray Acceleration from the Study of Anomalous Cosmic Rays

Cosmic rays from many sources and in many locations exhibit similar, inverse-power-law energy spectra, which suggests a common origin for most cosmic rays. Diffusive shock acceleration appears at present to be this common accelerator. Hence, anomalous cosmic rays, thought to be accelerated at the solar-wind termination shock, provide a relatively accessible laboratory for the study of the mechanism of cosmic-ray acceleration. Observations showing a transition from singly-charged anomalous cosmic-ray oxygen to multiply-charged at an energy of some 250 MeV support the picture of acceleration at the quasi-perpendicular termination shock. Such acceleration may be important in other sources, as well. The basic physics of this acceleration process is discussed in some detail. This revised version was published online in June 2006 with corrections to the Cover Date.     

Physical Processes in the Outer Heliosphere

This chapter covers the theory of physical processes in the outer heliosphere that are particularly important for the IBEX Mission, excluding global magnetohydrodynamic/Boltzmann modeling of the entire heliosphere. Topics addressed include the structure and parameters of the solar wind termination shock, the transmission of ions through the termination shock including possible reflections at the shock electrostatic potential, the acceleration and transport of suprathermal ions and anomalous cosmic rays at the termination shock and in the heliosheath, charge-exchange interactions in the outer heliosphere including mass and momentum loading of the solar wind, the transport of interstellar pickup ions, and the production and anticipated intensities of energetic neutral atoms (ENAs) in the heliosphere.     

The Dynamic Heliosphere: Outstanding Issues

Properties of the heliospheric interface, a complex product of an interaction between charged and neutral particles and magnetic fields in the heliosphere and surrounding Circumheliospheric Medium, are far from being fully understood. Recent Voyager spacecraft encounters with the termination shock and their observations in the heliosheath revealed multiple energetic particle populations and noticeable spatial asymmetries not accounted for by the classic theories. Some of the challenges still facing space physicists include the origin of anomalous cosmic rays, particle acceleration downstream of the termination shock, the role of interstellar magnetic fields in producing the global asymmetry of the interface, the influence of charge exchange and interstellar neutral atoms on heliospheric plasma flows, and the signatures of solar magnetic cycle in the heliosheath. These and other outstanding issues are reviewed in this joint report of working groups 4 and 6.     

The Solar Wind in the Outer Heliosphere and Heliosheath

The solar wind environment has a large influence on the transport of cosmic rays. This chapter discusses the observations of the solar wind plasma and magnetic field in the outer heliosphere and the heliosheath. In the supersonic solar wind, interaction regions with large magnetic fields form barriers to cosmic ray transport. This effect, the “CR-B” relationship, has been quantified and is shown to be valid everywhere inside the termination shock (TS). In the heliosheath, this relationship breaks down, perhaps because of a change in the nature of the turbulence. Turbulence is compressive in the heliosheath, whereas it was non-compressive in the solar wind. The plasma pressure in the outer heliosphere is dominated by the pickup ions which gain most of the flow energy at the TS. The heliosheath plasma and magnetic field are highly variable on scales as small as ten minutes. The plasma flow turns away from the nose roughly as predicted, but the radial speeds at Voyager 1 are much less than those at Voyager 2, which is not understood. Despite predictions to the contrary, magnetic reconnection is not an important process in the inner heliosheath with only one observed occurrence to date.     

Galactic Cosmic Rays in the Outer Heliosphere: Theory and Models

We review recent advances in the field of galactic cosmic ray transport in the distant heliosphere. The advent of global MHD models brought about a better understanding of the three-dimensional structure of the interface between the solar system and the surrounding interstellar space, and of the magnetic field topology in the outer heliosphere. These results stimulated a development of galactic cosmic ray transport models taking the advantage of the available detailed plasma backgrounds and of the new Voyager results from the heliosheath. It emerges that the heliosheath plays a prominent role in the process of modulation and filtration of low-energy galactic ions and electrons. The heliosheath stores particles for a duration of several years thus acting as a large reservoir of galactic cosmic rays. Cosmic-ray trajectories, transit times, and entry locations across the heliopause are discussed. When compared to observations model calculations of low energy electrons show almost no radial gradient up to the termination shock, irrespective of solar activity, but a large gradient in the inner heliosheath. Intensities are however sensitive to heliospheric conditions such as the location of the heliopause and shock. In contrast, high energy proton observations by both the Voyager spacecraft show a clear solar cycle dependence with intensities also increasing with increasing distance. By comparing these observations to model calculations we can establish whether our current understanding of long-term modulation result in computed intensities compatible to observations.     

The Heliospheric Termination Shock

The heliospheric termination shock is a vast, spheroidal shock wave marking the transition from the supersonic solar wind to the slower flow in the heliosheath, in response to the pressure of the interstellar medium. It is one of the most-important boundaries in the outer heliosphere. It affects energetic particles strongly and for this reason is a significant factor in the effects of the Sun on Galactic cosmic rays. This paper summarizes the general properties and overall large-scale structure and motions of the termination shock. Observations over the past several years, both in situ and remote, have dramatically revised our understanding of the shock. The consensus now is that the shock is quite blunt, is with the front, blunt side canted at an angle to the flow direction of the local interstellar plasma relative to the Sun, and is dynamical and turbulent. Much of this new understanding has come from remote observations of energetic charged particles interacting with the shock, radio waves and radiation backscattered from interstellar neutral atoms. The observations and the implications are discussed.     

Particle Acceleration in the Heliosphere: Implications for Astrophysics

There has been a remarkable discovery concerning particles that are accelerated in the solar wind. At low energies, in the region where the particles are being accelerated, the spectrum of the accelerated particles is always the same: when expressed as a distribution function, the spectrum is a power law in particle speed with a spectral index of ?5, and a rollover at higher particle speeds that can often be described as exponential. This common spectral shape cannot be accounted for by any conventional acceleration mechanism, such as diffusive shock acceleration or traditional stochastic acceleration. It has thus been necessary to invent a new acceleration mechanism to account for these observations, a pump mechanism in which particles are pumped up in energy through a series of adiabatic compressions and expansions. The conditions under which the pump acceleration is the dominant acceleration mechanism are quite general and are likely to occur in other astrophysical plasmas. In this paper, the most compelling observations of the ?5 spectra are reviewed; the governing equation of the pump acceleration mechanism is derived in detail; the pump acceleration mechanism is applied to acceleration at shocks; and, as an illustration of the potential applicability of the pump acceleration mechanism to other astrophysical plasmas, the pump mechanism is applied to the acceleration of galactic cosmic rays in the interstellar medium.     

IBEX—Interstellar Boundary Explorer

The Interstellar Boundary Explorer (IBEX) is a small explorer mission that launched on 19 October 2008 with the sole, focused science objective to discover the global interaction between the solar wind and the interstellar medium. IBEX is designed to achieve this objective by answering four fundamental science questions: (1) What is the global strength and structure of the termination shock, (2) How are energetic protons accelerated at the termination shock, (3) What are the global properties of the solar wind flow beyond the termination shock and in the heliotail, and (4) How does the interstellar flow interact with the heliosphere beyond the heliopause? The answers to these questions rely on energy-resolved images of energetic neutral atoms (ENAs), which originate beyond the termination shock, in the inner heliosheath. To make these exploratory ENA observations IBEX carries two ultra-high sensitivity ENA cameras on a simple spinning spacecraft. IBEX’s very high apogee Earth orbit was achieved using a new and significantly enhanced method for launching small satellites; this orbit allows viewing of the outer heliosphere from beyond the Earth’s relatively bright magnetospheric ENA emissions. The combination of full-sky imaging and energy spectral measurements of ENAs over the range from ～10 eV to 6 keV provides the critical information to allow us to achieve our science objective and understand this global interaction for the first time. The IBEX mission was developed to provide the first global views of the Sun’s interstellar boundaries, unveiling the physics of the heliosphere’s interstellar interaction, providing a deeper understanding of the heliosphere and thereby astrospheres throughout the galaxy, and creating the opportunity to make even greater unanticipated discoveries.     

The Heliospheric Magnetic Field and Its Extension to the Inner Heliosheath

The general structure of the heliospheric magnetic field is well known and has been extensively studied, mostly in the inner heliosphere, out to the orbit of Saturn. Beyond 10 AU, the Pioneer and now the Voyager spacecraft have provided a view of the outer heliosphere. Its structure is strongly affected by large-scale phenomena originating in the Sun’s activity, such as the pattern of fast and slow solar wind streams around solar minimum that lead to Corotating Interaction Regions, and the increased frequency and strength of Coronal Mass Ejections around solar maximum. The large current sheet that separates the dominant magnetic polarities in the heliospheric medium, the Heliospheric Current Sheet, provides a variable structure that evolves from a relatively simple geometry close to the solar equatorial plane to what is likely to be a highly complex and dynamic surface reaching to high heliolatitudes at high levels of solar activity. The magnetic field observed in a fluctuating, dynamical heliosheath differs considerably from that in a static heliosheath. In particular, the time between current-sheet crossings (sectors) is quite sensitive to the radial speed of the solar-wind termination shock. If an inwardly moving termination shock moves past an observer on a slowly moving spacecraft, the time between current-sheet crossings in the heliosheath becomes larger, and can become very large, for reasonably expected inward shock speeds. This effect may help to explain recent observations of the magnetic field from the Voyager 1 spacecraft, where, in the heliosheath, the magnetic field remained directed outward from the Sun for several months without a current-sheet crossing. The crossings finally resumed and now occur somewhat regularly. In addition, the magnetic fluctuations in the heliosheath are observed to be quite different from those in the supersonic upstream solar wind.     

Composition of anomalous cosmic rays and implications for the heliosphere

We use energy spectra of anomalous cosmic rays (ACRs) measured with the Cosmic Ray instrument on the Voyager 1 and 2 spacecraft during the period 1994/157-313 to determine several parameters of interest to heliospheric studies. We estimate that the strength of the solar wind termination shock is 2.42 (–0.08, +0.04). We determine the composition of ACRs by estimating their differential energy spectra at the shock and find the following abundance ratios: H/He = 5.6 (–0.5, ⁺0.6), C/He = 0.00048 ± 0.00011, N/He = 0.011 ± 0.001, O/He = 0.075 ± 0.006, and Ne/He = 0.0050 ± 0.0004. We correlate our observations with those of pickup ions to deduce that the long-term ionization rate of neutral nitrogen at 1 AU is 8.3 × 10^–7 s^–1 and that the charge-exchange cross section for neutral N and solar wind protons is 1.0 × 10^–15 cm² at 1.1 keV. We estimate that the neutral C/He ratio in the outer heliosphere is 1.8(–0.7, +0.9) × 10^–5. We also find that heavy ions are preferentially injected into the acceleration process at the termination shock.     

Acceleration of Solar-Energetic Particles by Shocks

Our current understanding of the acceleration of solar-energetic particles is reviewed. The emphasis in this paper is on analytic theory and numerical modeling of the physics of diffusive shock acceleration. This mechanism naturally produces an energy spectrum that is a power law over a given energy interval that is below a characteristic energy where the spectrum has a break, or a rollover. This power law is a common feature in the observations of all types of solar-energetic particles, and not necessarily just those associated with shock waves (e.g. events associated with impulsive solar flares which are often described in terms of resonant stochastic acceleration). Moreover, the spectral index is observed to have remarkably little variability from one event to the next (about 50%). Any successful acceleration mechanism must be able to produce this feature naturally and have a resulting power-law index that does not depend on physical parameters that are expected to vary considerably. Currently, only diffusive shock acceleration does this.     

Heliospheric ENA fluxes: How Sensitive Are They to the Ionization State of LIC?

We explore the sensitivity of the fluxes of heliospheric energetic neutral atoms (ENA) at 1 AU to the ionization state of the local interstellar cloud (LIC). The solar wind plasma is compressed and heated in the termination shock transition. The shocked solar plasma is convected toward the heliospheric tail in the heliosheath, the region between the termination shock and the heliopause. The ENAs are produced in charge exchange of the plasma protons and background neutral gas and can be readily detected at 1 AU. The expected ENA fluxes depend on the shocked plasma density, temperature, and velocity in the heliosheath. The size and structure of the heliospheric interface region depend on the parameters of the interstellar medium. ENA fluxes would thus reveal the LIC parameters. We demonstrate the sensitivity of the heliospheric ENA fluxes to the ionization state of the LIC. The axi-symmetric model of the solar wind/LIC interaction includes the self-consistent treatment of the plasma-gas coupling and Monte Carlo simulations of the neutral gas distribution. This revised version was published online in August 2006 with corrections to the Cover Date.     

Particle acceleration at the Sun and in the heliosphere

Energetic particles are accelerated in rich profusion at sites throughout the heliosphere. They come from solar flares in the low corona, from shock waves driven outward by coronal mass ejections (CMEs), from planetary magnetospheres and bow shocks. They come from corotating interaction regions (CIRs) produced by high-speed streams in the solar wind, and from the heliospheric termination shock at the outer edge of the heliospheric cavity. We sample many populations near Earth, but can distinguish them readily by their element and isotope abundances, ionization states, energy spectra, angular distributions and time behavior. Remote spacecraft have probed the spatial distributions of the particles and examined new sources in situ. Most acceleration sources can be ‘seen’ only by direct observation of the particles; few photons are produced at these sites. Wave-particle interactions are an essential feature in acceleration sources and, for shock acceleration, new evidence of energetic-proton-generated waves has come from abundance variations and from local cross-field scattering. Element abundances often tell us the physics of the source plasma itself, prior to acceleration. By comparing different populations, we learn more about the sources, and about the physics of acceleration and transport, than we can possibly learn from one source alone. This revised version was published online in August 2006 with corrections to the Cover Date.     

Shock Acceleration of Ions in the Heliosphere

Energetic particles constitute an important component of the heliospheric plasma environment. They range from solar energetic particles in the inner heliosphere to the anomalous cosmic rays accelerated at the interface of the heliosphere with the local interstellar medium. Although stochastic acceleration by fluctuating electric fields and processes associated with magnetic reconnection may account for some of the particle populations, the majority are accelerated by the variety of shock waves present in the solar wind. This review focuses on “gradual” solar energetic particle (SEP) events including their energetic storm particle (ESP) phase, which is observed if and when an associated shock wave passes Earth. Gradual SEP events are the intense long-duration events responsible for most space weather disturbances of Earth’s magnetosphere and upper atmosphere. The major characteristics of gradual SEP events are first described including their association with shocks and coronal mass ejections (CMEs), their ion composition, and their energy spectra. In the context of acceleration mechanisms in general, the acceleration mechanism responsible for SEP events, diffusive shock acceleration, is then described in some detail including its predictions for a planar stationary shock, shock modification by the energetic particles, and wave excitation by the accelerating ions. Finally, some complexities of shock acceleration are addressed, which affect the predictive ability of the theory. These include the role of temporal and spatial variations, the distinction between the plasma and wave compression ratios at the shock, the injection of thermal plasma at the shock into the process of shock acceleration, and the nonlinear evolution of ion-excited waves in the vicinity of the shock.     

Implications of a weak termination shock

Recent observations from the Voyager spacecraft have suggested that the spectrum of the anomalous cosmic ray component is relatively steep at the termination shock, which is believed to be responsible for accelerating these particles. This conclusion argues that the termination shock must be weak, which in turn requires that the upstream Mach number in the solar wind must be quite low, 2.4. It is pointed out that such conditions are unlikely to prevail at all locations along the shock front. However, it is possible for such conditions to exist at the interface between high speed streams at high heliographic latitudes and the region at low latitudes where high and low speed streams have interacted and come into equilibrium. This discussion suggests a preferred location for the injection of the anomalous component into the shock acceleration process.     

The Theory of Anomalous Cosmic Rays

Anomalous cosmic rays are a heliospheric phenomenon in which interstellar neutral atoms stream into the heliosphere, are ionized by either solar radiation or the solar wind, and are subsequently accelerated to very high energies, greater than 1 GeV. Current thinking has the bulk of the acceleration to very-high energies taking place, by the mechanism of diffusive shock acceleration, at the termination shock of the solar wind. Detailed two-dimensional numerical simulations and models based on this picture show broad agreement with a number of the observed properties of anomalous cosmic rays. Recent improvements to this picture include the observation of multiply charged cosmic rays and the suggestion that some "preacceleration" of the initially ionized particles occurs in the inner heliosphere.     

Ion Acceleration at the Earth’s Bow Shock

The Earth’s bow shock is the most studied example of a collisionless shock in the solar system. It is also widely used to model or predict the behaviour at other astrophysical shock systems. Spacecraft observations, theoretical modelling and numerical simulations have led to a detailed understanding of the bow shock structure, the spatial organization of the components making up the shock interaction system, as well as fundamental shock processes such as particle heating and acceleration. In this paper we review the observations of accelerated ions at and upstream of the terrestrial bow shock and discuss the models and theories used to explain them. We describe the global morphology of the quasi-perpendicular and quasi-parallel shock regions and the foreshock. The acceleration processes for field-aligned beams and diffuse ion distribution types are discussed with connection to foreshock morphology and shock structure. The different possible mechanisms for extracting solar wind ions into the acceleration processes are also described. Despite several decades of study, there still remain some unsolved problems concerning ion acceleration at the bow shock, and we summarize these challenges.