The acceleration of pickup ions

The well-established association of pickup ions with anomalous cosmic rays shows that acceleration of pickup ions to energies above 1 GeV occurs. At present, diffusive shock acceleration of the pickup ions at the termination shock of the solar wind seems to be the best candidate for acceleration to the high energies of anomalous cosmic rays, accounting well for many of their observed properties. However, it is shown that acceleration of pickup ions from their initial energies by this process appears to be difficult at very strong, nearly perpendicular shocks such as the termination shock. This injection problem remains without a clear solution. A number of alternatives have been proposed for the initial acceleration of pickup ions to the point where diffusive acceleration at the termination shock can take over, but none of these processes has yet emerged as a clear favorite.     

The anomalous component of cosmic rays in the 3-D heliosphere

More than 20 years ago, in 1972, anomalous flux increases of helium and heavy ions were discovered during solar quiet times. These flux increases in the energy range<50 MeV/nucleon showed peculiar elemental abundances and energy spectra, e.g. a C/O ratio0.1 around 10 MeV/nucleon, different from the abundances of solar energetic particles and galactic cosmic rays. Since then, this anomalous cosmic ray component (ACR) has been studied extensively and at least six elements have been found (He,N,O,Ne,Ar,C) whose energy spectra show anomalous increases above the quiet time solar and galactic energetic particle spectrum. There have been a number of models proposed to explain the ACR component. The presently most plausible theory for the origin of ACR ions identifies neutral interstellar gas as the source material. After penetration into the inner heliosphere, the neutral particles are ionized by solar UV radiation and by charge exchange reactions with the solar wind protons. After ionization, the now singly charged ions are picked up by the interplanetary magnetic field and are then convected with the solar wind to the outer solar system. There, the ions are accelerated to high energies, possibly at the solar wind termination shock, and then propagate back into the inner heliosphere. A unique prediction of this model is that ACR ions should be singly ionized. Meanwhile, several predictions of this model have been verified, e.g. low energy pick-up ions have been detected and the single charge of ACR ions in the energy range at MeV/nucleon has been observed. However, some important aspects such as, for example, the importance of drift effects for the acceleration and propagation process and the location of the acceleration site are still under debate. In this paper the present status of experimental and theoretical results on the ACR component are reviewed and constraints on the acceleration process derived from the newly available ACR ionic charge measurements will be presented. Possible new constraints provided by correlative measurements at high and low latitudes during the upcoming solar pole passes of the ULYSSES spacecraft in 1994 and 1995 will be discussed.     

Particle acceleration by magnetic reconnection and shocks during current loop coalescence in solar flares

This article reviews recent development of the theory of current loop coalescence and shock waves, giving particular attention to particle acceleration caused by these processes. First, explosive reconnection driven by the current loop coalescence and associated particle acceleration are studied by theoretical and magnetohydrodynamic simulation methods and the results are compared with observations of solar flares; this model gives a good explanation for the quasi-periodic structure of some solar flare bursts. Next follows a discussion of particle acceleration in association with fast magnetosonic shock waves. It is shown theoretically and by relativistic particle simulation that a quasi-perpendicular shock wave can accelerate trapped ions in the direction perpendicular to the ambient magnetic field up to speeds much greater than the Alfvén speed, . When the ambient magnetic field is rather strong ( _{ce pe} ), both ions and electrons can be accelerated to relativistic energies. For both the nonrelativistic and relativistic cases, the time needed for the acceleration is very short; it is for the ions. These results are compared with the rapid and simultaneous acceleration of ions and electrons in the impulsive phase of solar flares.     

The composition of heavy ions in solar energetic particle events

We review recent advances in determining the elemental, charge-state, and isotopic composition of 1 to 20 MeV per nucleon ions in solar energetic particle (SEP) events and outline our current understanding of the nature of solar and interplanetary processes which may explain the observations.The composition within individual SEP events may vary both with time and energy, and will in general be different from that in other SEP events. Average values of relative abundances measured in a large number of SEP events, however, are found to be roughly energy independent in the 1 to 20 MeV per nucleon range, and show a systematic deviation from photospheric abundances which seems to be organized in terms of the first ionization potential of the ion.Direct measurements of the charge states of SEPs have revealed the surprisingly common presence of energetic He⁺ along with heavy ions with typically coronal ionization states. High-resolution measurements of isotopic abundance ratios in a small number of SEP events show these to be consistent with the universal composition except for the puzzling overabundance of the SEP ²²Ne/²⁰Ne relative to this isotopes ratio in the solar wind. The broad spectrum of observed elemental abundance variations, which in their extreme result in composition anomalies characteristic of ³He-rich, heavy-ion rich and carbon-poor SEP events, along with direct measurements of the ionization states of SEPs provide essential information on the physical characteristics of, and conditions in the source regions, as well as important constraints to possible models for SEP production.It is concluded that SEP acceleration is a two-step process, beginning with plasma-wave heating of the ambient plasma in the lower corona, which may include pockets of cold material, and followed by acceleration to the observed energies by either flare-generated coronal shocks or Fermi-type processes in the corona. Interplanetary propagation as well as acceleration by interplanetary propagating shock will often further modify the composition of SEP events, especially at lower energies.     

Abundances,Ionization States,Temperatures, and FIP in Solar Energetic Particles

The relative abundances of chemical elements and isotopes have been our most effective tool in identifying and understanding the physical processes that control populations of energetic particles. The early surprise in solar energetic particles (SEPs) was 1000-fold enhancements in \({}^{3}\mbox{He}/{}^{4}\mbox{He}\) from resonant wave-particle interactions in the small “impulsive” SEP events that emit electron beams that produce type III radio bursts. Further studies found enhancements in Fe/O, then extreme enhancements in element abundances that increase with mass-to-charge ratio \(A/Q\), rising by a factor of 1000 from He to Au or Pb arising in magnetic reconnection regions on open field lines in solar jets. In contrast, in the largest SEP events, the “gradual” events, acceleration occurs at shock waves driven out from the Sun by fast, wide coronal mass ejections (CMEs). Averaging many events provides a measure of solar coronal abundances, but \(A/Q\)-dependent scattering during transport causes variations with time; thus if Fe scatters less than O, Fe/O is enhanced early and depleted later. To complicate matters, shock waves often reaccelerate impulsive suprathermal ions left over or trapped above active regions that have spawned many impulsive events. Direct measurements of ionization states \(Q\) show coronal temperatures of 1–2 MK for most gradual events, but impulsive events often show stripping by matter traversal after acceleration. Direct measurements of \(Q\) are difficult and often unavailable. Since both impulsive and gradual SEP events have abundance enhancements that vary as powers of \(A/Q\), we can use abundances to deduce the probable \(Q\)-values and the source plasma temperatures during acceleration, ≈3 MK for impulsive SEPs. This new technique also allows multiple spacecraft to measure temperature variations across the face of a shock wave, measurements otherwise unavailable and provides a new understanding of abundance variations in the element He. Comparing coronal abundances from SEPs and from the slow solar wind as a function of the first ionization potential (FIP) of the elements, remaining differences are for the elements C, P, and S. The theory of the fractionation of ions by Alfvén waves shows that C, P, and S are suppressed because of wave resonances during chromospheric transport on closed magnetic loops but not on open magnetic fields that supply the solar wind. Shock waves can accelerate ions from closed coronal loops that easily escape as SEPs, while the solar wind must emerge on open fields.     

Coronal mass ejections at high heliographic latitudes: Ulysses

Nine coronal mass ejections (CMEs) have been detected in the solar wind by the Ulysses plasma experiment between 31° and 61° South. One of these events, which was also a magnetic cloud, was directly associated with an event observed by the soft X-ray telescope on Yohkoh in which large magnetic loops formed in the solar corona directly beneath Ulysses. This association suggests that the flux rope topology of the magnetic cloud resulted from reconnection between the legs of neighboring magnetic loops within the rising CME. The average CME speed (740 km s^–1) at these latitudes was comparable to that of the normal solar wind there and is much greater than average CME speeds observed either in the solar wind in the ecliptic plane or in the corona close to the Sun. We suggest that the same basic acceleration process applies to both slow CMEs and the normal solar wind at any latitude.     

GeV Particle Acceleration in Solar Flares and Ground Level Enhancement (GLE) Events

Ground Level Enhancement (GLE) events represent the most energetic class of solar energetic particle (SEP) events, requiring acceleration processes to boost ?1?GeV ions in order to produce showers of secondary particles in the Earth’s atmosphere with sufficient intensity to be detected by ground-level neutron monitors, above the background of cosmic rays. Although the association of GLE events with both solar flares and coronal mass ejections (CMEs) is undisputed, the question arises about the location of the responsible acceleration site: coronal flare reconnection sites, coronal CME shocks, or interplanetary shocks? To investigate the first possibility we explore the timing of GLE events with respect to hard X-ray production in solar flares, considering the height and magnetic topology of flares, the role of extended acceleration, and particle trapping. We find that 50% (6 out of 12) of recent (non-occulted) GLE events are accelerated during the impulsive flare phase, while the remaining half are accelerated significantly later. It appears that the prompt GLE component, which is observed in virtually all GLE events according to a recent study by Vashenyuk et al. (Astrophys. Space Sci. Trans. 7(4):459–463, 2011), is consistent with a flare origin in the lower corona, while the delayed gradual GLE component can be produced by both, either by extended acceleration and/or trapping in flare sites, or by particles accelerated in coronal and interplanetary shocks.     

Theoretical studies of interplanetary propagation and acceleration

Studies evaluating the transport coefficients for energetic particles in interplanetary space are described in relation to particle data.In position space, the main mode of propagation is along field lines but perpendicular diffusion and drift motion is also possible. Diffusion coefficients based on interplanetary magnetic field data are either derived from quasi-linear, adiabatic theory or this theory corrected for finite scattering near 90° pitch angle or by numerical techniques. Relevant particle data includes solar proton event time profile and anisotropy measurements. In general, when Fokker-Planck transport equation solutions are fitted to particle data, the parallel diffusion coefficients obtained still appear rather larger than those given by theoretical estimates. Perpendicular diffusion is shown to be due to field line wandering and random drift motion effects. The importance of drift motion in cosmic ray modulation theory is mentioned.Although much emphasis is currently placed upon shock acceleration in CIR's, statistical acceleration in interplanetary space must be considered. Energetic particles may gain energy from longitudinal waves and cyclotron resonance interactions. Analytical and numerical estimates of the energy space diffusion coefficients are considered. Some reveal a surprising importance to this statistical acceleration and can explain a variety of data.Presented at the Fifth International Symposium on Solar-Terrestrial Physics, held at Ottawa, Canada, May 1982.     

Acceleration of the solar wind

In this review, we discuss critically recent research on the acceleration of the solar wind, giving emphasis to high-speed solar wind streams emanating from solar coronal holes. We first explain why thermally driven wind models constrained by solar and interplanetary observations encounter substantial difficulties in explaining high speed streams. Then, through a general discussion of energy addition to the solar wind above the coronal base, we indicate a possible resolution of these difficulties. Finally, we consider the question of what role MHD waves might play in transporting energy through the solar atmosphere and depositing it in the solar wind, and we conclude by examining, in a simple way, the specific mechanism of solar wind acceleration by Alfvén waves and the related problem of accelerating massive stellar winds with Alfvén waves.Paper presented at the IX-th Lindau Workshop The Source Region of the Solar Wind.On leave from the Auroral Observatory, Institute of Mathematical and Physical Sciences, University of Tromsø, N-9001 Tromsø, Norway.The National Center for Atmospheric Research is sponsored by the National Science Foundation.     

The Origin of Solar Energetic Particle Events: Coronal Acceleration versus Shock Wave Acceleration

We review evidence that led to the view that acceleration at shock waves driven by coronal mass ejections (CMEs) is responsible for large particle events detected at 1 AU. It appears that even if the CME bow shock acceleration is a possible model for the origin of rather low energy ions, it faces difficulties on account of the production of ions far above 1 MeV: (i) although shock waves have been demonstrated to accelerate ions to energies of some MeV nucl^–1 in the interplanetary medium, their ability to achieve relativistic energies in the solar environment is unproven; (ii) SEP events producing particle enhancements at energies 100 MeV are also accompanied by flares; those accompanied only by fast CMEs have no proton signatures above 50 MeV. We emphasize detailed studies of individual high energy particle events which provide strong evidence that time-extended particle acceleration which occurs in the corona after the impulsive flare contributes to particle fluxes in space. It appears thus that the CME bow shock scenario has been overvalued and that long lasting coronal energy release processes have to be taken into account when searching for the origin of high energy SEP events.     

Ion Acceleration and Outflow from Mars and Venus: An Overview

Solar wind forcing of Mars and Venus results in outflow and escape of ionospheric ions. Observations show that the replenishment of ionospheric ions starts in the dayside at low altitudes (??300?C800 km), ions moving at a low velocity (5?C10 km/s) in the direction of the external/ magnetosheath flow. At high altitudes, in the inner magnetosheath and in the central tail, ions may be accelerated up to keV energies. However, the dominating energization and outflow process, applicable for the inner magnetosphere of Mars and Venus, leads to outflow at energies ??5?C20 eV. The aim of this overview is to analyze ion acceleration processes associated with the outflow and escape of ionospheric ions from Mars and Venus. Qualitatively, ion acceleration may be divided in two categories:

1. Modest ion acceleration, leading to bulk outflow and/or return flow (circulation).
2. Acceleration to well over escape velocity, up into the keV range.

In the first category we find a processes denoted ??planetary wind??, the result of e.g. ambipolar diffusion, wave enhanced planetary wind, and mass-loaded ion pickup. In the second category we find ion pickup, current sheet acceleration, wave acceleration, and parallel electric fields, the latter above Martian crustal magnetic field regions. Both categories involve mass loading. Highly mass-loaded ion energization may lead to a low-velocity bulk flow??A consequence of energy and momentum conservation. It is therefore not self-evident what group, or what processes are connected with the low-energy outflow of ionospheric ions from Mars. Experimental and theoretical findings on ionospheric ion acceleration and outflow from Mars and Venus are discussed in this report.     

Ion acceleration at shocks in interplanetary space: A brief review of recent observations

The mechanism by which ions are accelerated near the Earth's bow shock and near shocks propagating outward from the Sun in response to solar activity appears to be essentially the same. For both types of shock the solar wind thermal distribution acts as a seed population. Leaked magnetospheric ions and resident flare ions are additional seed populations for the bow shock and outward propagating shocks respectively. The acceleration of solar wind ions at these shocks begins with either the reflection of ions off the shock or leakage of shocked plasma back through the shock. Interaction with a disruption wave field self-generated by these backstreaming ions is responsible for the remainder of the acceleration at the bow shock. Both the disruption wave field and the ambient interplanetary wave field play important roles in accelerating ions at outward propagating shocks, but on different time scales. The geometry of the shock and the duration of field line connection to the shock play decisive roles in determining what is observed.     

A three-dimensional plasma and energetic particle investigation for the wind spacecraft

This instrument is designed to make measurements of the full three-dimensional distribution of suprathermal electrons and ions from solar wind plasma to low energy cosmic rays, with high sensitivity, wide dynamic range, good energy and angular resolution, and high time resolution. The primary scientific goals are to explore the suprathermal particle population between the solar wind and low energy cosmic rays, to study particle accleration and transport and wave-particle interactions, and to monitor particle input to and output from the Earth's magnetosphere.Three arrays, each consisting of a pair of double-ended semi-conductor telescopes each with two or three closely sandwiched passivated ion implanted silicon detectors, measure electrons and ions above 20 keV. One side of each telescope is covered with a thin foil which absorbs ions below 400 keV, while on the other side the incoming <400 keV electrons are swept away by a magnet so electrons and ions are cleanly separated. Higher energy electrons (up to 1 MeV) and ions (up to 11 MeV) are identified by the two double-ended telescopes which have a third detector. The telescopes provide energy resolution of E/E0.3 and angular resolution of 22.5°×36°, and full 4 steradian coverage in one spin (3 s).Top-hat symmetrical spherical section electrostatic analyzers with microchannel plate detectors are used to measure ions and electrons from 3 eV to 30 keV. All these analyzers have either 180° or 360° fields of view in a plane, E/E0.2, and angular resolution varying from 5.6° (near the ecliptic) to 22.5°. Full 4 steradian coverage can be obtained in one-half or one spin. A large and a small geometric factor analyzer measure ions over the wide flux range from quiet-time suprathermal levels to intense solar wind fluxes. Similarly two analyzers are used to cover the wide range of electron fluxes. Moments of the electron and ion distributions are computed on board.In addition, a Fast Particle Correlator combines electron data from the high sensitivity electron analyzer with plasma wave data from the WAVE experiment (Bougeretet al., in this volume) to study wave-particle interactions on fast time scales. The large geometric factor electron analyzer has electrostatic deflectors to steer the field of view and follow the magnetic field to enhance the correlation measurements.     

Shock acceleration of energetic particles in the heliosphere

The theory of shock acceleration of energetic particles is briefly discussed and reviewed with an emphasis on clarifying the apparent distinction between the V × B and Fermi mechanisms. Attention is restricted to those situations in which the energetic particles do not themselves influence the given shock structure. In particular, application of the theory to the acceleration of energetic particles in corotating interaction regions (CIR) in the solar wind is presented. Here particles are accelerated at the forward and reverse shocks which bound the CIR by being compressed between the shock fronts and magnetic irregularities upstream from the shocks, or by being compressed between upstream irregularities and those downstream from the shocks. Particles also suffer adiabatic deceleration in the expanding solar wind, an effect not included in previous shock models for acceleration in CIRs. The model is able to account for the observed exponential spectra at Earth, the observed behavior of the spectra with radial distance, the observed radial gradients in the intensity, and the observed differences in the intensity and spectra at the forward and reverse shocks.Calculations and resulting energy spectra are also presented for shock acceleration of energetic particles in large solar flare events. Based on the simplifying assumption that the shock evolves as a spherically symmetric Sedov blast wave, the calculation yields the time-integrated spectrum of particles initially injected at the shock which eventually escape ahead of the shock into interplanetary space. The spectra are similar to those observed at Earth. Finally further applications are suggested.An invited paper presented at STIP Workshop on Shock Waves in the Solar Corona and Interplanetary Space, 15–19 June, 1980, Smolenice, Czechoslovakia.     

A cosmochemical view of cosmic rays and solar particles

The composition of cosmic rays and solar particles is reviewed with emphasis on the question of whether they are representative samples of Galactic and solar matter. The composition of solar particles changes with energy and from flare to flare. A strong excess of heavy elements at energies below a few MeV/nuc decreases with energy, and at energies above 15 MeV/nuc the composition of solar particles resembles that of galactic cosmic rays somewhat better than that of the solar atmosphere. The elements Ne through Pb have remarkably similar abundances in cosmic ray sources and in the matter of the solar system. The lighter elements are depleted in cosmic rays, whereas U and Th may be enriched or not, depending on whether the meteoritic or solar abundance of Th is used. Two prototype sources of cosmic rays are considered: gas with solar system composition but enriched in elements with Z > 8 during acceleration and emission (by analogy with solar particle emission), and highly evolved matter enriched in r-process elements such as U, Th and transuranic elements. The energy-dependence of cosmic ray composition suggests that both sources may contribute at different energies.Miller Institute Professor, 1972–73.     

Motion of the heliospheric termination shock at high heliographic latitude

We expect the mean distance of the heliospheric termination shock to be greater (smaller) at polar latitudes than at equatorial latitudes, depending on whether the mean dynamic pressure of the solar wind is greater or smaller at high latitudes. The heliospheric termination shock is expected to move in response to variation in upstream solar wind conditions, so that at any particular instant the termination shock will resemble a distorted asymmetric balloon with some parts moving inward and others moving outward. If the shock is a gasdynamic or magnetohydrodynamic shock the results of the analysis depend only very weakly on the nature of the upstream disturbance; typical speeds of the disturbed shock are 100 to 200 km/s. In the absence of a significant latitude gradient of the typical magnitude of solar wind disturbances typical motions of the disturbed shock at polar latitudes would be about twice as fast, due to the higher speed of the high-latitude wind. If the dynamics of the termination shock are dominated by acceleration of the aromalous component of the cosmic rays, the motion of the shock in response to a given disturbance is substantially slower than in the gasdynamic case. Conceivably, particle acceleration might be a less important effect at higher latitudes, and we envision the possibility of a termination shock that is dominated by particle acceleration at lower latitudes and is an MHD shock at high latitudes. In this event high latitude solar wind disturbances would produce substantially larger inward and outward motions of the shock in the polar regions.     

Measurements of the properties of solar wind plasma relevant to studies of its coronal sources

Interplanetary measurements of the speeds, densities, abundances, and charge states of solar wind ions are diagnostic of conditions in the source region of the solar wind. The absolute values of the mass, momentum, and energy fluxes in the solar wind are not known to an accuracy of 20%. The principal limitations on the absolute accuracies of observations of solar wind protons and alpha particles arise from uncertain instrument calibrations, from the methods used to reduce the data, and from sampling biases. Sampling biases are very important in studies of alpha particles. Instrumental resolution and measurement ambiguities are additional major problems for the observation of ions heavier than helium. Progress in overcoming some of these measurement inadequacies is reviewed.Paper presented at the IX-th Lindau Workshop The Source Region of the Solar Wind.     

High-latitude observations of energetic ions during the first Ulysses polar pass

We present observations of energetic ions from the Ulysses COSPIN Low Energy Telescope in the mid and high-latitude regions of the heliosphere prior to and during the first polar pass of the Ulysses spacecraft. After the encounter with Jupiter, Ulysses started on its journey out-of-the-ecliptic. Between 13°S and 29°S the spacecraft sampled the solar wind from both the streamer belt and the polar coronal hole. Here, co-rotating magnetic structures with forward and reverse shocks and containing accelerated energetic ions were observed.At latitudes greater than 29°S, Ulysses was completely immersed in the solar wind from the polar coronal hole. Here the co-rotating magnetic structures were weaker, and in general had only reverse shocks, but were still capable of accelerating the energetic ions, albeit with reduced intensity. The most recent results show that beyond 50°S, very few if any, reverse shocks are observed. However, accelerated ions from magnetic interaction regions are still observed. We report also on an intensity enhancement at 50°S due to the passage of a high-latitude CME.     

Properties of the interstellar gas inside the heliosphere

Methods and results of investigations of the interstellar gas inside the heliosphere are summarized and discussed. Flow parameters of H and He and the relative abundances of H, He, N, O, and Ne in the distant heliosphere are given. Charge exchange processes in front of the heliosphere affect the flow of hydrogen and oxygen through the heliopause. The speed of hydrogen is reduced by 6 km/s, and screening leads to a reduction of the O/He and H/He ratios in the neutral gas entering the heliosphere. When the screening effect and the acceleration processes leading to the anomalous cosmic rays (ACR) are sufficiently understood, abundances in the LIC can be derived from measurements inside the heliosphere. Since isotopic ratios are virtually not changed by screening or by EUV and solar wind ionisation, relative abundances of isotopes in the gaseous phase of the LIC can be determined with no or minor correction from investigations of the neutral gas, pickup ions and ACR particles.     

Coronal streamers' theories

Some theoretical aspects of solar coronal streamers are discussed with emphasis on the current sheet and reconnection processes going on along the axis of the streamer. The dynamics of the streamer is a combination of MHD and transport, with acceleration of particles due to reconnection and leakage of plasma outwards as a slow solar wind as the observable results. The presence of the almost-closed magnetic bottles of streamers that can store high-energy particles for significant times provides the birdcage for solar cosmic rays, the reconnection in the sheet feeds medium-energy protons into the corona for the large-scale storage needed for certain flare models, and the build-up of excess density sets the stage for coronal mass ejections.