Investigation of the composition of solar and interstellar matter using solar wind and pickup ion measurements with SWICS and SWIMS on the ACE spacecraft

The Solar Wind Ion Composition Spectrometer (SWICS) and the Solar Wind Ions Mass Spectrometer (SWIMS) on ACE are instruments optimized for measurements of the chemical and isotopic composition of solar and interstellar matter. SWICS determines uniquely the chemical and ionic-charge composition of the solar wind, the thermal and mean speeds of all major solar wind ions from H through Fe at all solar wind speeds above 300 km s−1 (protons) and 170 km s−1 (Fe+16), and resolves H and He isotopes of both solar and interstellar sources. SWICS will measure the distribution functions of both the interstellar cloud and dust cloud pickup ions up to energies of 100 keV e−1. SWIMS will measure the chemical, isotopic and charge state composition of the solar wind for every element between He and Ni. Each of the two instruments uses electrostatic analysis followed by a time-of-flight and, as required, an energy measurement. The observations made with SWICS and SWIMS will make valuable contributions to the ISTP objectives by providing information regarding the composition and energy distribution of matter entering the magnetosphere. In addition, SWICS and SWIMS results will have an impact on many areas of solar and heliospheric physics, in particular providing important and unique information on: (i) conditions and processes in the region of the corona where the solar wind is accelerated; (ii) the location of the source regions of the solar wind in the corona; (iii) coronal heating processes; (iv) the extent and causes of variations in the composition of the solar atmosphere; (v) plasma processes in the solar wind; (vi) the acceleration of particles in the solar wind; (vii) the physics of the pickup process of interstellar He in the solar wind; and (viii) the spatial distribution and characteristics of sources of neutral matter in the inner heliosphere. This revised version was published online in June 2006 with corrections to the Cover Date.     

The Advanced Composition Explorer

The Advanced Composition Explorer was launched August 25, 1997 carrying six high-resolution spectrometers that measure the elemental, isotopic, and ionic charge-state composition of nuclei from H to Ni (1≤Z≤28) from solar wind energies (∼1 keV nucl−1) to galactic cosmic-ray energies (∼500 MeV nucl−1). Data from these instruments is being used to measure and compare the elemental and isotopic composition of the solar corona, the nearby interstellar medium, and the Galaxy, and to study particle acceleration processes that occur in a wide range of environments. ACE also carries three instruments that provide the heliospheric context for ion composition studies by monitoring the state of the interplanetary medium. From its orbit about the Sun-Earth libration point ∼1.5 million km sunward of Earth, ACE also provides real-time solar wind measurements to NOAA for use in forecasting space weather. This paper provides an introduction to the ACE mission, including overviews of the scientific goals and objectives, the instrument payload, and the spacecraft and ground systems. This revised version was published online in June 2006 with corrections to the Cover Date.     

Structure of the Solar Wind and Compositional Variations

The composition of the solar wind is largely determined by the composition of the source material, i.e. the present-day composition of the outer convective zone. It is then modified by the processes which operate in the transition region and in the inner corona. In situ measurements of the solar wind composition give a unique opportunity to obtain information on the isotopic and elemental composition of the Sun. However, elemental — and to some degree also isotopic — fractionation can occur in the flow of matter from the outer convective zone into the interplanetary space. The most important examples of elemental fractionation are the well-known FIP/FIT effect (First Ionization Potential/Time) and the sometimes dramatic variations of the helium abundance relative to hydrogen in the solar wind. A thorough investigation of fractionation processes which cause compositional variations in different solar wind regimes is necessary to make inferences about the solar source composition from solar wind observations. Our understanding of these processes is presently improving thanks to the detailed diagnostics offered by the optical instrumentation on SOHO. Correlated observations of particle instruments on Ulysses, WIND, and SOHO, together with optical observations will help to make inferences for the solar composition. Continuous in situ observations of several isotopic species with the particle instruments on WIND and SOHO are currently incorporated into an experimental database to infer isotopic fractionation processes which operate in different solar wind regimes between the solar surface and the interplanetary medium. Except for the relatively minor effects of secular gravitational sedimentation which works at the boundary between the outer convective zone and the radiative zone, refractory elements such as Mg can be used as faithful witnesses to monitor the magnitude of these processes. With theoretical considerations it is possible to make inferences about the importance of isotopic fractionation in the solar wind from a comparison of optical and in situ observations of elemental fractionation with the corresponding models. Theoretical models and preliminary results from particle observations indicate that the combined isotope effects do not exceed a few percent per mass unit. In the worst case, which concerns the astrophysically important 3He/4He ratio, we expect an overall effect of at most several percent in the sense of a systematic depletion of the heavier isotope. Continued observations with WIND, SOHO, and ACE, and, with the revival of the foil technique, with the upcoming Genesis mission will further consolidate our knowledge about the relation between solar wind dynamics and solar wind composition. This revised version was published online in June 2006 with corrections to the Cover Date.     

Plasma-induced sputtering of an atmosphere

Magnetospheric ions, solar wind ions, and locally produced pick-up ions can impact the atmospheres of objects in the solar system, transferring energy by collisions with atmospheric atoms and molecules. This can result in an expansion of the atmospheric corona with a fraction of the energetic atoms or molecules being lost (sputtered) from the atmosphere. The expanded corona presents a larger target to the incident plasma, which in turn enhances pick-up ion formation and collisional ejection. In this manner a significant flux of atoms or molecules can be lost from an atmosphere, affecting its long-term evolution. This has been shown to be an important process for the dynamics and evolution of the atmosphere of lo, which is bombarded by the Jovian magnetospheric plasma, and for loss of atmosphere from Titan. Sputtering by pick-up ion bombardment has been shown to remove material from the atmosphere of Mars affecting the observed isotope ratios, and energetic O⁺ precipitation affects the Earth's thermosphere. The physics of ion bombardment of a gas which leads to atmospheric sputtering is described here. Analytic expressions derived from transport equations are shown to be useful for estimating the sputtering rate. These are compared to results from transport and Monte-Carlo calculations.     

Composition of Light Solar Wind Noble Gases in the Bulk Metallic Glass flown on the Genesis Mission

We discuss data of light noble gases from the solar wind implanted into a metallic glass target flown on the Genesis mission. Helium and neon isotopic compositions of the bulk solar wind trapped in this target during 887 days of exposure to the solar wind do not deviate significantly from the values in foils of the Apollo Solar Wind Composition experiments, which have been exposed for hours to days. In general, the depth profile of the Ne isotopic composition is similar to those often found in lunar soils, and essentially very well reproduced by ion-implantation modelling, adopting the measured velocity distribution of solar particles during the Genesis exposure and assuming a uniform isotopic composition of solar wind neon. The results confirm that contributions from high-energy particles to the solar wind fluence are negligible, which is consistent with in-situ observations. This makes the enigmatic “SEP-Ne” component, apparently present in lunar grains at relatively large depth, obsolete. ²⁰Ne/ ²²Ne ratios in gas trapped very near the metallic glass surface are up to 10% higher than predicted by ion implantation simulations. We attribute this superficially trapped gas to very low-speed, current-sheet-related solar wind, which has been fractionated in the corona due to inefficient Coulomb drag.     

The Solar System d/h Ratio: Observations and Theories

The measured D/H ratios in interstellar environments and in the solar system are reviewed. The two extreme D/H ratios in solar system water - (720±120)×10⁻⁶ in clay minerals and (88±11)×10⁻⁶ in chondrules, both from LL3 chondritic meteorites - are interpreted as the result of a progressive isotopic exchange in the solar nebula between deuterium-rich interstellar water and protosolar H₂. According to a turbulent model describing the evolution of the nebula (Drouart et al., 1999), water in the solar system cannot be a product of thermal (neutral) reactions occurring in the solar nebula. Taking 720×10⁻⁶ as a face value for the isotopic composition of the interstellar water that predates the formation of the solar nebula, numerical simulations show that the water D/H ratio decreases via an isotopic exchange with H₂. During the course of this process, a D/H gradient was established in the nebula. This gradient was smoothed with time and the isotopic homogenization of the solar nebula was completed in 10⁶ years, reaching a D/H ratio of 88×10⁻⁶. In this model, cometary water should have also suffered a partial isotopic re-equilibration with H₂. The isotopic heterogeneity observed in chondrites result from the turbulent mixing of grains, condensed at different epochs and locations in the solar nebula. Recent isotopic determinations of water ice in cold interstellar clouds are in agreement with these chondritic data and their interpretation (Texeira et al., 1999). This revised version was published online in June 2006 with corrections to the Cover Date.     

THE INFLUENCE OF THE LOCAL INTERSTELLAR MEDIUM ON THE SOLAR WIND DYNAMICS IN THE INNER HELIOSPHERE

The consequences of the interaction between the solar wind and the local interstellar medium for the wind region enclosed by the heliospheric shock are reviewed. After identifying the principal mechanisms to influence the dynamics of the solar wind, an approach allowing the simultaneous incorporation of neutral atoms, pick-up ions, cosmic rays and energetic electrons into a multifluid model of the expanding wind plasma is outlined. The effects of these particle species are discussed in detail, with special emphasis on the electron component which behaves more like a quasi-static hot gas rather than an expanding fluid. This electron gas is effectively trapped within a three-dimensional trough of a circumsolar electric potential whose outer fringes are possibly determined by the density distribution of anomalous cosmic rays. The electrons are proven to be a globally structered component of great importance for the solar wind momentum flow contributing to a triggering of the solar wind dynamics by asymmetric interstellar boundary conditions. Finally, the consequences for the relative motion of the Sun and the local interstellar medium as well as for the solar system as a whole are described.     

Johannes Geiss’ Investigations of Solar, Heliospheric and Interstellar Matter

Johannes Geiss is a world leader and foremost expert on measurements and interpretation of the composition of matter that reveals the history, present state, and future of astronomical objects. With his Swiss team he was first to measure the composition of the noble gases in the solar wind when in the late 1960s he flew the brilliant solar wind collecting foil experiments on the five Apollo missions to the moon. Always at the forefront of the art of composition measurements, he with his colleagues determined the isotopic and elemental composition of the solar wind using instruments characterized by innovative design that have provided the most comprehensive record of the solar wind composition under all solar wind conditions at all helio-latitudes. He discovered heavy interstellar pickup ions, from which the composition of the neutral gas of the Local Interstellar Cloud is determined, and the “Inner Source” of pickup ions. Johannes Geiss played a key role both in the in-situ measurements and modeling of molecular ions in comets, and the interpretation of these data. He and co-workers measured the composition of plasmas in the magnetospheres of Earth and Jupiter. Here we highlight Johannes Geiss’ many discoveries and seminal contributions to our knowledge of the composition of matter of the Sun, solar wind, interstellar gas, early universe, comets and magnetospheres.     

Fractionation of SI, NE, and MG Isotopes in the Solar Wind as Measured by Soho/Celias/MTOF

Using the high-resolution mass spectrometer CELIAS/MTOF on board SOHO we have measured the solar wind isotope abundance ratios of Si, Ne, and Mg and their variations in different solar wind regimes with bulk velocities ranging from 330 km/s to 650 km/s. Data indicate a small systematic depletion of the heavier isotopes in the slow solar wind on the order of (1.4±1.3)% per amu (2σ-error) compared to their abundances in the fast solar wind from coronal holes. These variations in the solar wind isotopic composition represent a pure mass-dependent effect because the different isotopes of an element pass the inner corona with the same charge state distribution. The influence of particle mass on the acceleration of minor solar wind ions is discussed in the context of theoretical models and recent optical observations with other SOHO instruments. This revised version was published online in June 2006 with corrections to the Cover Date.     

The Seed Population for Energetic Particles Accelerated by CME-Driven Shocks

Understanding properties of solar energetic particle (SEP) events associated with coronal mass ejections has been identified as a key problem in solar-terrestrial physics. Although recent CME shock acceleration models are highly promising, detailed agreement between theoretical predictions and observations has remained elusive. Recent observations from ACE have shown substantial enrichments in the abundances of ³He and He⁺ ions which are extremely rare in the thermal solar wind plasma. Consequently, these ions act as tracers of their source material, i.e., ³He ions are flare suprathermals and He⁺ ions are interstellar pickup ions. The average heavy ion composition also exhibits unsystematic differences when compared with the solar wind values, but correlates significantly with the ambient suprathermal material abundances. Taken together these results provide compelling evidence that CME-driven shocks draw their source material from the ubiquitous but largely unexplored suprathermal tail rather than from the more abundant solar wind peak. However, the suprathermal energy regime has many more contributors and exhibits much larger variability than the solar wind, and as such needs to be investigated more thoroughly. Answers to fundamental new questions regarding the preferred injection of the suprathermal ions, the spatial and temporal dependence of the various sources, and the causes of their variability and their effects on the SEP properties are needed to improve agreement between the simulations and observations.     

Isotopic Composition of the Solar Wind Inferred from In-Situ Spacecraft Measurements

The Sun is the largest reservoir of matter in the solar system, which formed 4.6 Gyr ago from the protosolar nebula. Data from space missions and theoretical models indicate that the solar wind carries a nearly unfractionated sample of heavy isotopes at energies of about 1 keV/amu from the Sun into interplanetary space. In anticipation of results from the Genesis mission’s solar-wind implanted samples, we revisit solar wind isotopic abundance data from the high-resolution CELIAS/MTOF spectrometer on board SOHO. In particular, we evaluate the isotopic abundance ratios ¹⁵N/¹⁴N, ¹⁷O/¹⁶O, and ¹⁸O/¹⁶O in the solar wind, which are reference values for isotopic fractionation processes during the formation of terrestrial planets as well as for the Galactic chemical evolution. We also give isotopic abundance ratios for He, Ne, Ar, Mg, Si, Ca, and Fe measured in situ in the solar wind.     

Measurement of the Abundance of Helium-3 in the Sun and in the Local Interstellar Cloud with SWICS on Ulysses

The abundance of 3He in the present day local interstellar cloud (LIC) and in the sun has important implications for the study of galactic evolution and for estimating the production of light nuclei in the early universe. Data from the Solar Wind Ion Composition Spectrometer (SWICS) on Ulysses is used to measure the isotopic ratio of helium (3He/4He = ) both in the solar wind and the local interstellar cloud. For the solar wind, the unique high-latitude orbit of Ulysses allows us to study this ratio in the slow and highly dynamic wind in the ecliptic plane as well as the steady high-latitude wind of the polar coronal holes. The 3He+/4He+ ratio in the local cloud is derived from the isotopic ratio of pickup helium measured in the high-speed solar wind. In the LIC the ratio is found to be (2.48 _-0.62 ^+0.68 ) × 10^-4 with the 1- uncertainty resulting almost entirely from statistical error. In the solar wind, is determined with great statistical accuracy but shows systematic differences between fast and slow solar wind streams. The slow wind ratio is variable. Its weighted average value (4.08 ± 0.25) × 10-4 is, within uncertainties, in agreement with the Apollo SWC results. The high wind ratio is less variable but smaller. The average in the fast wind is (3.3 ± 0.3) × 10-4.     

The composition of heavy ions in solar energetic particle events

We review recent advances in determining the elemental, charge-state, and isotopic composition of 1 to 20 MeV per nucleon ions in solar energetic particle (SEP) events and outline our current understanding of the nature of solar and interplanetary processes which may explain the observations.The composition within individual SEP events may vary both with time and energy, and will in general be different from that in other SEP events. Average values of relative abundances measured in a large number of SEP events, however, are found to be roughly energy independent in the 1 to 20 MeV per nucleon range, and show a systematic deviation from photospheric abundances which seems to be organized in terms of the first ionization potential of the ion.Direct measurements of the charge states of SEPs have revealed the surprisingly common presence of energetic He⁺ along with heavy ions with typically coronal ionization states. High-resolution measurements of isotopic abundance ratios in a small number of SEP events show these to be consistent with the universal composition except for the puzzling overabundance of the SEP ²²Ne/²⁰Ne relative to this isotopes ratio in the solar wind. The broad spectrum of observed elemental abundance variations, which in their extreme result in composition anomalies characteristic of ³He-rich, heavy-ion rich and carbon-poor SEP events, along with direct measurements of the ionization states of SEPs provide essential information on the physical characteristics of, and conditions in the source regions, as well as important constraints to possible models for SEP production.It is concluded that SEP acceleration is a two-step process, beginning with plasma-wave heating of the ambient plasma in the lower corona, which may include pockets of cold material, and followed by acceleration to the observed energies by either flare-generated coronal shocks or Fermi-type processes in the corona. Interplanetary propagation as well as acceleration by interplanetary propagating shock will often further modify the composition of SEP events, especially at lower energies.     

Heliospheric and Interstellar Phenomena Deduced From Pickup ion Observations

Pickup ions, created by ionization of slow moving atoms and molecules well inside the heliosphere, provide us with a new tool to probe remote regions in and beyond the heliosphere and to study injection and acceleration processes in the solar wind. Comprehensive and continuous measurements of H, He, C, N, O, Ne and other pickup ions, especially with the Solar Wind Ion Composition Spectrometer (SWICS) on both Ulysses and ACE, have given us a wealth of data that have been used to infer chemical and physical properties of the local interstellar cloud. With SWICS on Ulysses we discovered a new population of pickup ions, produced from atomic and molecular sources deep inside the heliosphere. The velocity distributions and composition of these “inner source” pickup ions are distinctly different from those of interstellar pickup ions, showing effects of strong adiabatic cooling, and a composition resembling that of the solar wind. Strong cooling indicates that the source of these pickup ions lies close to the Sun. The similarity of composition of inner source heavy ions to that of the solar wind implies that the dominant production mechanism for these pickup ions involves the absorption and re-emission of solar wind from interplanetary dust grains. While interstellar pickup ions are the seed population of the main Anomalous Cosmic Rays (ACRs), inner source pickup ions may be an important source of the rarer ACRs such as C, Mg, Si, S, and Fe. We present new results and review previous work with an emphasis on characteristics of the local interstellar cloud and properties of the inner source. This revised version was published online in August 2006 with corrections to the Cover Date.     

The Solar Isotope Spectrometer for the Advanced Composition Explorer

The Solar Isotope Spectrometer (SIS), one of nine instruments on the Advanced Composition Explorer (ACE), is designed to provide high- resolution measurements of the isotopic composition of energetic nuclei from He to Zn (Z=2 to 30) over the energy range from ∼10 to ∼100 MeV nucl−1. During large solar events SIS will measure the isotopic abundances of solar energetic particles to determine directly the composition of the solar corona and to study particle acceleration processes. During solar quiet times SIS will measure the isotopes of low-energy cosmic rays from the Galaxy and isotopes of the anomalous cosmic-ray component, which originates in the nearby interstellar medium. SIS has two telescopes composed of silicon solid-state detectors that provide measurements of the nuclear charge, mass, and kinetic energy of incident nuclei. Within each telescope, particle trajectories are measured with a pair of two-dimensional silicon-strip detectors instrumented with custom, very large-scale integrated (VLSI) electronics to provide both position and energy-loss measurements. SIS was especially designed to achieve excellent mass resolution under the extreme, high flux conditions encountered in large solar particle events. It provides a geometry factor of ∼40 cm2 sr, significantly greater than earlier solar particle isotope spectrometers. A microprocessor controls the instrument operation, sorts events into prioritized buffers on the basis of their charge, range, angle of incidence, and quality of trajectory determination, and formats data for readout by the spacecraft. This paper describes the design and operation of SIS and the scientific objectives that the instrument will address. This revised version was published online in June 2006 with corrections to the Cover Date.     

Physical reasons and consequences of a three-dimensionally structured heliosphere

In this article we have discussed reasons both of solar and of interstellar origin giving rise to a pronounced three-dimensional structure of the expanding solar wind and thus of the global configuration of the heliosphere. Our present observational knowledge on these structurings is reviewed, and all attempts to theoretically model these solar wind structures are critically analysed with respect to their virtues and flaws. It is especially studied here by what mechanisms interstellar imprints on the actual type of solar wind expansion can be envisaged. With concern to this aspect it hereby appears to be of eminent importance that the solar system maintains a relative motion with a submagnetosonic velocity of about 23km/sec with respect to the ambient magnetized interstellar medium corresponding to a magnetosonic Mach number of about 0.5.A heliopause closing the distant heliospheric cavity within a solar distance of about 100AU on the upwind side and opening it into an largely extended tail on the downwind side results as a first consequence from this relative motion. As a second consequence an asymmetric heliospheric shockfront with upwind distances smaller than downwind distances by ratios between 1/3 and 2/3 is most likely provoked which gives rise to at least two important upwind-downwind asymmetric processes influencing the supersonic solar wind expansion downstream from the shock: the anomalous cosmic ray diffusion into the solar wind, and high energetic jet electrons originating at the shock and moving inwards up to an inner critical point at around 20AU. As we shall demonstrate both processes are influencing the solar wind expansion beyond 20AU, however, more efficiently in the upwind hemisphere as compared to the downwind hemisphere. In the region inside 20AU other mechanisms are operating to propagate the interstellar imprint on the solar wind expansion further downstream into the inner heliosphere because here even the original solar wind electrons, in view of the solar wind bulk velocities, behave as a subsonic plasma constituent which can modify the solar wind solutions by means of an appropriate detuning of the circumsolar electric polarisation field. We give quantitative estimates for these effects.What concerns the theory of a solar wind expansion into a counterflowing ambient interstellar medium, some flaws of the present theoretical attempts are identified impeding that the interstellar influence on the actual solar wind solutions can become visible. We thus conclude that there is a clear need for three-dimensional and time-dependent solar wind models with a free outflow geometry taking into account the multisonicity of the solar wind plasma with different eigenmodes for a perturbation propagation.     

UVCS Observations of Temperature and Velocity Profiles in Coronal Holes

The spectroscopic observations of the Ultraviolet Coronagraph Spectrometer (UVCS), on board the SOHO observatory, allow the study and the full characterization of the expansion of the solar atmosphere by means of measurements of the outflow speeds and the physical properties of the wind, directly in the region where the solar plasma is heated and accelerated: the extended corona. During solar minimum, when the magnetic configuration of the corona is rather simple, the open magnetic fields emerging from the wide polar coronal holes channel toward the heliosphere both the fast and the slow wind. The fast wind flows along flux tubes with lower areal divergence than the slow wind which is guided by flux tubes characterized by non-monotonic areal expansion functions. Differences in the physical properties, such as kinetic temperature, electron density, composition and density fluctuations, of the fast and slow wind in the corona are discussed.     

Nickel Isotopic Composition and Nickel/Iron Ratio in the Solar Wind: Results from SOHO/CELIAS/MTOF

Using the Mass Time-of-Flight Spectrometer (MTOF)—part of the Charge, Elements, Isotope Analysis System (CELIAS)—onboard the Solar Heliospheric Observatory (SOHO) spacecraft, we derive the nickel isotopic composition for the isotopes with mass 58, 60 and 62 in the solar wind. In addition we measure the elemental abundance ratio of nickel to iron. We use data accumulated during ten years of SOHO operation to get sufficiently high counting statistics and compare periods of different solar wind velocities. We compare our values with the meteoritic ratios, which are believed to be a reliable reference for the solar system and also for the solar outer convective zone, since neither element is volatile and no isotopic fractionation is expected in meteorites. Meteoritic isotopic abundances agree with the terrestrial values and can thus be considered to be a reliable reference for the solar isotopic composition. The measurements show that the solar wind elemental Ni/Fe-ratio and the isotopic composition of solar wind nickel are consistent with the meteoritic values. This supports the concept that low-FIP elements are fed without relative fractionation into the solar wind. Our result also confirms the absence of substantial isotopic fractionation processes for medium and heavy ions acting in the solar wind.     

Solar wind helium isotopic composition from SWICS/ULYSSES

This is the first study of the isotopic composition of solar wind helium with the SWICS time-of flight mass spectrometer. Although the design of SWICS is not optimized to measure³He abundances precisely,⁴He/³He flux ratios can be deduced from the data. The long term ratio is 2290±200, which agrees with the results obtained with the ICI magnetic mass spectrometer on ISEE-3 and with the Apollo SWC foil experiments.The ULYSSES spacecraft follows a trajectory which is ideal for the study of different solar wind types. During one year, from mid-1992 to mid-1993, it was in a range of heliographic latitudes where a recurrent fast stream from the southern polar coronal hole was observed every solar rotation. Solar wind bulk velocities ranged from 350 km/s to 950 km/s which would, in principle allow us to identify velocity-correlated compositional variations. Our investigation of solar wind helium, however, shows an isotopic ratio which does not depend on the solar wind speed.