Solar and Heliospheric Modulation of Galactic Cosmic Rays

The significance of external influences on the environment of Earth and its atmosphere has become evident during recent years. Especially, on time scales of several hundred years, the cosmogenic isotope concentration during the Wolf-, Spoerer-, Maunder- and Dalton-Minimum indicates an increased cosmic ray flux. Because these grand minima of solar activity coincide with cold periods, a correlation of the Earth climate with the cosmic ray intensities is plausible. Any quantitative study of the effects of energetic particles on the atmosphere and environment of the Earth must address their transport to Earth and their interactions with the Earth’s atmosphere including their filtering by the terrestrial magnetosphere. The first problem is one of the fundamental problems in modern cosmic ray astrophysics, and corresponding studies began in the 1960s based on Parker’s cosmic ray modulation theory taking into account diffusion, convection, adiabatic deceleration, and (later) the drift of energetic particles in the global heliospheric magnetic field. It is well established that all of these processes determining the modulation of cosmic rays are depending on parameters that are varying with the solar magnetic cycle. Therefore, the galactic cosmic ray intensities close to Earth is the result of a complex modulation of the interstellar galactic spectrum within the heliosphere. The modern view of this cosmic ray modulation is summarized in our contribution.     

10Be Production in the Atmosphere by Galactic Cosmic Rays

Galactic cosmic ray nuclei and energetic protons produced in solar flares and accelerated by coronal mass ejections are the main sources of high-energy particles of extraterrestrial origin in near-Earth space and inside the Earth’s atmosphere. The intensity of galactic cosmic rays inside the heliosphere is strongly influenced by the modulation of the interstellar source particles on their way through interplanetary space. Among others, this modulation depends on the activity of the Sun, and the resulting intensity of the energetic particles in the atmosphere is an indicator of the solar activity. Therefore, rare isotopes found in historical archives and produced by spallation reactions of primary and secondary hadrons of cosmic origin in the atmosphere, so-called cosmogenic nuclides, can be used to reconstruct the solar activity in the past. The production rate of ¹⁰Be, one of the cosmogenic nuclides most adequate to study the solar activity, is presented showing its variations with geographic latitude and altitude and the dependence on different production cross-sections present in literature. In addition, estimates for altitude integrated production rates of ¹⁰Be at different locations since the early nineteen sixties are shown.     

Composition of Anomalous Cosmic Rays

The “classic” anomalous cosmic ray (ACR) component originates as interstellar neutral atoms that drift into the heliosphere, become ionized and picked up by the solar wind, and carried to the outer heliosphere where the pickup ions are accelerated to hundreds of MeV, presumably at the solar wind termination shock. These interstellar ACRs are predominantly singly charged, although higher charge states are present and become dominant above ～350 MeV. Their isotopic composition is like that of the solar system and unlike that of the source of galactic cosmic rays. A comparison of their energy spectra with the estimated flux of pickup ions flowing into the termination shock reveals a mass-dependent acceleration efficiency that favors heavier ions. There is also a heliospheric ACR component as evidenced by “minor” ACR ions, such as Na, Mg, S, and Si that appear to be singly-ionized ions from a source likely in the outer heliosphere.     

Cosmic Rays in the Inner Heliosphere: Insights from Observations, Theory and Models

The global modulation of galactic cosmic rays in the inner heliosphere is determined by four major mechanisms: convection, diffusion, particle drifts (gradient, curvature and current sheet drifts), and adiabatic energy losses. When these processes combine to produce modulation, the complexity increases significantly especially when one wants to describe how they evolve spatially in all three dimensions throughout the heliosphere, and with time, as a function of solar activity over at least 22 years. In this context also the global structure and features of the solar wind, the heliospheric magnetic field, the wavy current sheet, and of the heliosphere and its interface with the interstellar medium, play important roles. Space missions have contributed significantly to our knowledge during the past decade. In the inner heliosphere, Ulysses and several other missions have contributed to establish the relative importance of these major mechanisms, leading to renewed interest in developing more sophisticated theories and numerical models to explain these observations, and to understand the underlying physics that determines galactic cosmic ray modulation at Earth. An overview is given of some of the observational and modeling highlights over the past decade.     

Cosmic Rays in the Heliosphere: Requirements for Future Observations

Since the publication of Cosmic Rays in the Heliosphere in 1998 there has been great progress in understanding how and why cosmic rays vary in space and time. This paper discusses measurements that are needed to continue advances in relating cosmic ray variations to changes in solar and interplanetary activity and variations in the local interstellar environment. Cosmic ray acceleration and transport is an important discipline in space physics and astrophysics, but it also plays a critical role in defining the radiation environment for humans and hardware in space, and is critical to efforts to unravel the history of solar activity. Cosmic rays are measured directly by balloon-borne and space instruments, and indirectly by ground-based neutron, muon and neutrino detectors, and by measurements of cosmogenic isotopes in ice cores, tree-rings, sediments, and meteorites. The topics covered here include: what we can learn from the deep 2008–2009 solar minimum, when cosmic rays reached the highest intensities of the space era; the implications of ¹⁰Be and ¹⁴C isotope archives for past and future solar activity; the effects of variations in the size of the heliosphere; opportunities provided by the Voyagers for discovering the origin of anomalous cosmic rays and measuring cosmic-ray spectra in interstellar space; and future space missions that can continue the exciting exploration of the heliosphere that has occurred over the past 50 years.     

The Inner Heliosphere - Outer Heliosphere Comparison for Cosmic Ray Modulation

This paper summarizes cosmic ray data on both galactic and anomalous particles in the inner and outer heliosphere near the sunspot minimum in 1995 and 1996 at the end of solar cycle 22. These data come from the IMP spacecraft in the inner heliosphere and the Voyager and Pioneer spacecraft in the outer heliosphere. In the inner heliosphere, the cosmic ray intensities at all energies in 1996 have recovered to almost the same maximum values they had at the last sunspot minimum in 1987 and the intensities are an even closer match to those observed two 11-year cycles earlier in 1976. In the outer heliosphere beyond 40 AU the intensity recovery is very slow and the intensities at all energies and for all species are almost constant in 1995-96 indicating that little further recovery can be expected in this cycle. The intensity of galactic cosmic rays in 1996 is only 0.3-0.5 of that observed at the same radius of 42 AU in 1987 and for anomalous cosmic rays this ratio is only 0.1-0.2. This suggests a dramatically different entry of particles into the heliosphere in the two cycles for both types of particles as well as significantly different particle flow characteristics in the outer heliosphere. The net result of these different characteristics is that near the Earth only a relatively small intensity difference is observed between successive 11-year solar cycles whereas in the outer heliosphere the differences between cycles become very large and may even dominate the overall modulation.     

The termination shock of the solar wind

An overview of the solar wind termination shock is presented including: its place in the heliosphere and its origin; its structure including the role of interstellar pickup ions and galactic and anomalous cosmic rays; its inferred location based on Lyman- backscatter, Voyager radio signals, and anomalous cosmic rays; its shape and movement.     

Cosmic-Ray Energy Spectra and Time Variations in the Local Interstellar Medium: Constraints and Uncertainties

The spectra of galactic cosmic rays that are observed inside the heliosphere result from the interaction of the spectra present in the local interstellar medium with the structured but turbulent magnetic field carried by the solar wind. Observational tests of solar modulation theory depend on comparisons between spectra inside and outside the heliosphere. Our knowledge of the local interstellar spectra are indirect, using extrapolations of interplanetary spectra measured at high energies where solar modulation effects are minimal and modeling of the physical processes that occur during particle acceleration and transport in the interstellar medium. The resulting estimates of the interstellar spectra can also be checked against observations of the effects that cosmic rays have on the chemistry of the interstellar medium and on the production of the diffuse galactic gamma-ray background. I review the present understanding of the local galactic cosmic-ray spectra, emphasizing the constraints set by observations and the uncertainties that remain.     

Galactic Cosmic Rays in the Outer Heliosphere: Theory and Models

We review recent advances in the field of galactic cosmic ray transport in the distant heliosphere. The advent of global MHD models brought about a better understanding of the three-dimensional structure of the interface between the solar system and the surrounding interstellar space, and of the magnetic field topology in the outer heliosphere. These results stimulated a development of galactic cosmic ray transport models taking the advantage of the available detailed plasma backgrounds and of the new Voyager results from the heliosheath. It emerges that the heliosheath plays a prominent role in the process of modulation and filtration of low-energy galactic ions and electrons. The heliosheath stores particles for a duration of several years thus acting as a large reservoir of galactic cosmic rays. Cosmic-ray trajectories, transit times, and entry locations across the heliopause are discussed. When compared to observations model calculations of low energy electrons show almost no radial gradient up to the termination shock, irrespective of solar activity, but a large gradient in the inner heliosheath. Intensities are however sensitive to heliospheric conditions such as the location of the heliopause and shock. In contrast, high energy proton observations by both the Voyager spacecraft show a clear solar cycle dependence with intensities also increasing with increasing distance. By comparing these observations to model calculations we can establish whether our current understanding of long-term modulation result in computed intensities compatible to observations.     

Cosmic Ray Modulation over the Poles at Solar Maximum: Observations

Our knowledge of how galactic and anomalous cosmic rays are modulated in the inner heliosphere has been dramatically enlarged as a result of measurements from several missions launched in the past ten years. Among them, Ulysses explored the polar regions of the inner heliosphere during the last solar minimum period and is now revisiting southern polar latitudes under solar maximum conditions. This gives us for the first time the possibility to compare modulation of cosmic rays at high heliographic latitudes during such different time periods. We present data from different instruments on board the Ulysses spacecraft together with 1 AU measurements in the ecliptic. In this paper we focus on measurements that have direct implications for our understanding of modulation of cosmic rays in the inner heliosphere. This revised version was published online in August 2006 with corrections to the Cover Date.     

Global Processes that Determine Cosmic Ray Modulation

The global processes that determine cosmic ray modulation are reviewed. The essential elements of the theory which describes cosmic ray behavior in the heliosphere are summarized, and a series of discussions is presented which compare the expectations of this theory with observations of the spatial and temporal behavior of both galactic cosmic rays and the anomalous component; the behavior of cosmic ray electrons and ions; and the 26-day variations in cosmic rays as a function of heliographic latitude. The general conclusion is that the current theory is essentially correct. There is clear evidence, in solar minimum conditions, that the cosmic rays and the anomalous component behave as is expected from theory, with strong effects of gradient and curvature drifts. There is strong evidence of considerable latitude transport of the cosmic rays, at all energies, but the mechanism by which this occurs is unclear. Despite the apparent success of the theory, there is no single choice for the parameters which describe cosmic ray behavior, which can account for all of the observed temporal and spatial variations, spectra, and electron vs. ion behavior.     

Modulation of Galactic Cosmic Rays at Solar Minimum

Cosmic ray particles respond to the heliospheric magnetic field in the expanding solar wind and its turbulence and therefore provide a unique probe for conditions in the changing heliosphere. During the last four years, concentrated around the solar minimum period of solar cycle 22, the exploration of the solar polar regions by the joint ESA/NASA mission Ulysses revealed the three-dimensional behavior of cosmic rays in the inner and middle heliosphere. Also during the last decades, the Pioneer and Voyager missions have greatly expanded our understanding of the structure and extent of the outer heliosphere. Simultaneously, numerical models describing the propagation of galactic cosmic rays are becoming sophisticated tools for interpreting and understanding these observations. We give an introduction to the subject of the modulation of galactic cosmic rays in the heliosphere during solar minimum. The modulation effects on cosmic rays of corotating interaction regions and their successors in the outer heliosphere are discussed in more detail by Gazis, McDonald et al. (1999) and McKibben, Jokipii et al. (1999) in this volume. Cosmic-ray observations from the Ulysses spacecraft at high heliographic latitudes are also described extensively in this volume by Kunow, Lee et al. (1999). This revised version was published online in August 2006 with corrections to the Cover Date.     

The Theory of Anomalous Cosmic Rays

Anomalous cosmic rays are a heliospheric phenomenon in which interstellar neutral atoms stream into the heliosphere, are ionized by either solar radiation or the solar wind, and are subsequently accelerated to very high energies, greater than 1 GeV. Current thinking has the bulk of the acceleration to very-high energies taking place, by the mechanism of diffusive shock acceleration, at the termination shock of the solar wind. Detailed two-dimensional numerical simulations and models based on this picture show broad agreement with a number of the observed properties of anomalous cosmic rays. Recent improvements to this picture include the observation of multiply charged cosmic rays and the suggestion that some "preacceleration" of the initially ionized particles occurs in the inner heliosphere.     

Challenges for the Advanced Composition Explorer

This report is a brief introduction to some of the vital contributions that the Advanced Composition Explorer Mission will make towards our understanding of the origins of matter and acceleration of particles on a wide range of solar and astrophysical scales. Examples of these contributions are drawn from two broad areas of the space sciences. They are: (1) Dynamical phenomena at the Sun and in the inner heliosphere; and (2) The elemental and isotopic composition of matter in the solar wind, solar accelerated ejecta, galactic cosmic radiation and the anomalous nuclear component in the heliosphere. Some current problems with theories intended to account for these phenomena are discussed, including interpretations of the stable and radioactive isotopes in the galactic cosmic rays. This revised version was published online in June 2006 with corrections to the Cover Date.     

The Galactic Environment of the Sun: Interstellar Material Inside and Outside of the Heliosphere

Interstellar material (ISMa) is observed both inside and outside of the heliosphere. Relating these diverse sets of ISMa data provides a richer understanding of both the interstellar medium and the heliosphere. The galactic environment of the Sun is dominated by warm, low-density, partially ionized interstellar material consisting of atoms and dust grains. The properties of the heliosphere are dependent on the pressure, composition, radiation field, ionization, and magnetic field of ambient ISMa. The very low-density interior of the Local Bubble, combined with an expanding superbubble shell associated with star formation in the Scorpius-Centaurus Association, dominate the properties of the local interstellar medium (LISM). Once the heliosphere boundaries and interaction mechanisms are understood, interstellar gas, dust, pickup ions, and anomalous cosmic rays inside of the heliosphere can be directly compared to ISMa outside of the heliosphere. Our understanding of ISMa at the Sun is further enriched when the circumheliospheric interstellar material is compared to observations of other nearby ISMa and the overall context of our galactic environment. The IBEX mission will map the interaction region between the heliosphere and ISMa, and improve the accuracy of comparisons between ISMa inside and outside the heliosphere.     

What do Cosmogenic Isotopes Tell us About Past Solar Forcing of Climate?

In paleoclimate studies, cosmogenic isotopes are frequently used as proxy indicators of past variations in solar irradiance on centennial and millennial timescales. These isotopes are spallation products of galactic cosmic rays (GCRs) impacting Earth's atmosphere, which are deposited and stored in terrestrial reservoirs such as ice sheets, ocean sediments and tree trunks. On timescales shorter than the variations in the geomagnetic field, they are modulated by the heliosphere and thus they are, strictly speaking, an index of heliospheric variability rather than one of solar variability. Strong evidence of climate variations associated with the production (as opposed to the deposition) of these isotopes is emerging. This raises a vital question: do cosmic rays have a direct influence on climate or are they a good proxy indicator for another factor that does (such as the total or spectral solar irradiance)? The former possibility raises further questions about the possible growth of air ions generated by cosmic rays into cloud condensation nuclei and/or the modulation of the global thunderstorm electric circuit. The latter possibility requires new understanding about the required relationship between the heliospheric magnetic fields that scatter cosmic rays and the photospheric magnetic fields which modulate solar irradiance.     

Physical Processes in the Outer Heliosphere

This chapter covers the theory of physical processes in the outer heliosphere that are particularly important for the IBEX Mission, excluding global magnetohydrodynamic/Boltzmann modeling of the entire heliosphere. Topics addressed include the structure and parameters of the solar wind termination shock, the transmission of ions through the termination shock including possible reflections at the shock electrostatic potential, the acceleration and transport of suprathermal ions and anomalous cosmic rays at the termination shock and in the heliosheath, charge-exchange interactions in the outer heliosphere including mass and momentum loading of the solar wind, the transport of interstellar pickup ions, and the production and anticipated intensities of energetic neutral atoms (ENAs) in the heliosphere.     

Large Scale Modulation: View From the Earth

The current knowledge and ideas, obtained from groundlevel observations and concerning the solar modulation of cosmic rays, are reviewed. The following topics are discussed: observations of the cosmic ray modulation at the Earth and main characteristics of the accumulated experimental data; manifestations of the solar magnetic cycle in cosmic rays; the effect of hysteresis and its relation to the size of the heliosphere; the rigidity spectrum of long-term cosmic ray variations; the influence of the sporadic effects on long-term modulation; long-term variations of cosmic ray anisotropy and gradients; the place of groundlevel observations in current studies of cosmic ray modulation and their future prospects. Particular consideration is given to the correlation of long-term cosmic ray variations with different solar-heliospheric parameters, and to empirical models of cosmic ray modulation. This revised version was published online in August 2006 with corrections to the Cover Date.     

Corotating Particle Events

The corotating particle events give us a unique opportunity to probe the three-dimensional structures of the heliosphere. This is especially true if we have observations over a period of extreme stability of the CIRs, such as existed over the recent solar minimum. We discuss how the observations fit into the context of current heliospheric magnetic field models. The energetic particle signatures of CIRs throughout the regions of the heliosphere covered by the deep-space missions are reviewed. The CIRs accelerate these particles and at the same time modulate both the high energy galactic cosmic rays and the anomalous cosmic rays.