Relationship of solar flare accelerated particles to solar energetic particles (SEPs) observed in the interplanetary medium

Observations of hard X-ray (HXR)/γ-ray continuum and γ-ray lines produced by energetic electrons and ions, respectively, colliding with the solar atmosphere, have shown that large solar flares can accelerate ions up to many GeV and electrons up to hundreds of MeV. Solar energetic particles (SEPs) are observed by spacecraft near 1 AU and by ground-based instrumentation to extend up to similar energies as in large SEP events, but it appears that a different acceleration process, one associated with fast coronal mass ejections is responsible. Much weaker SEP events are observed that are generally rich in electrons, ³He, and heavy elements. The energetic particles in these events appear to be similar to those accelerated in flares. The Ramaty high energy solar spectroscopic imager (RHESSI) mission provides high-resolution spectroscopy and imaging of flare HXRs and γ-rays. Such observations can provide information on the location, energy spectra, and composition of the flare accelerated energetic particles at the Sun. Here, preliminary comparisons of the RHESSI observations with observations of both energetic electron and ion near 1 AU are reviewed, and the implications for the particle acceleration and escape processes are discussed.     

On the early phase of relativistic solar particle events: Are there signatures of acceleration mechanism?

Many physical processes precede and accompany the solar energetic particles (SEP) occurrence on the Earth’s orbit. Explosive energy release on the Sun gives rise to a flare and a coronal mass ejection (CME). X-ray and gamma emissions are believed to be connected with flares. Radio emission is signature of disturbances traveling through the corona and interplanetary space. Particles can gain energy both in the flare and the accompanying wave processes. The beginning of the SEP events has the advantage of being the phase most close to the time of acceleration. Influence of interplanetary transport is minimal in the case of first arriving relativistic solar protons recorded by ground based neutron monitors in so called ground-level enhancements (GLE). The early phase of the SEP events attracts attention of many scientists searching for the understanding of particle acceleration. However, they come to the opposite conclusions. While some authors find arguments for coronal mass ejections as a sole accelerator of SEPs, others prove a flare to be the SEP origin. Here, the circumstances of SEP generation for several GLEs of the 23rd solar cycle are considered. Timing of X-ray, CME, and radio emissions shows a great variety from event to event. However, the time of particle ejection from the Sun is closer to maximum of X-ray emission than to any other phenomena considered. No correlation is found between the particle fluxes and the CME characteristics.     

Ozone variability related to several SEP events occurring during solar cycle no. 23

Data from geostationary operational environmental satellite (GOES) series were used to identify intense solar energetic particle (SEP) events occurred during the solar activity cycle no. 23. We retrieved O₃, NO, NO₂, HNO₃, OH, HCl and OHCl profiles coming from different satellite sensors (solar occultation and limb emission) and we looked for the mesospheric/stratospheric response to SEPs at high terrestrial latitudes. The chemistry of the minor atmospheric components is analysed to evaluate the associated odd nitrogen (NO_x) and odd hydrogen (HO_x) production, able to cause short (h) and medium (days) term ozone variations. We investigated the effects of SEPs on the polar atmosphere in three different seasons, i.e., January 2005, April 2002 and July 2000. The inter-hemispheric variability of the ozone, induced by the SEP series of January 2005, has been compared with the effects connected both to larger and quite similar events. We found that during SEP events: (i) solar illumination is the key factor driving SEP-induced effects on the chemistry of the polar atmosphere; (ii) even events with limited particle flux in the range 15–40 MeV are able to change the abundance of the minor constituents in the mesosphere and upper stratosphere.     

The hydroxyl radical as an indicator of SEP fluxes in the high-latitude terrestrial atmosphere

The low background values at nighttime of the mesospheric hydroxyl (OH) radical make it easier to single out the atmospheric response to the external solar forcing in Polar Regions. Because of the short lifetime of HO_x, it is possible to follow the trails of Solar Energetic Particle (SEP) events in the terrestrial atmosphere, as shown by Storini and Damiani (2008). The sensitivity of this indicator makes discernible not only extreme particle events with a flux peak of several thousand pfu [1 pfu = 1 particle/(cm² s sr)] at energies >10 MeV, but also those with lower flux up to about 300 pfu. Using data from the Microwave Limb Sounder (MLS) on board the EOS AURA satellite, we examined the correlation of OH abundance vs. solar proton flux for almost all the identified SEP events spanning from November 2004 to December 2006 (later on no more SEP events occurred during Solar Cycle no. 23). The channels at energies greater than 5 MeV and 10 MeV showed the best correlation values (r ∼ 0.90–0.95) at altitudes around 65–75 km whereas, as expected, the most energetic channels were most highly correlated at lower altitudes. Therefore, it is reasonably possible to estimate the solar proton flux from values of mesospheric OH (and viceversa) and it could be useful in studying periods with gaps in the records of solar particles.     

SEP events and multi-spacecraft observations: Constraints on theory

Fifteen solar energetic particle (SEP) events have been analyzed using proton flux data recorded by the Helios 1, Helios 2, and IMP 8 spacecraft in the energy range ∼4–40 MeV during 1974–1982. For each of the events at least two of the spacecraft have their nominal magnetic footpoint within 20° in heliocentric longitude from each other. The SEP events are sub-grouped as a function of their heliocentric longitudinal separation and heliocentric radial distance from the SEP associated solar flare and several case studies are presented in this paper. Main results concerning their usage in estimating the SEP radial dependence are given. Moreover, we investigate the behavior of the third not connected spacecraft in order to study the dependence of the proton flux as a function of flare location. It is found that the contribution of the longitudinal gradient in determining variations in the SEP proton flux is particularly relevant for spacecraft having their magnetic connection footpoint separated from the flare between 30° and 50°.     

Solar proton events recorded in the stratosphere during cosmic ray balloon observations in 1957–2008

Long-term balloon observations have been performed by the Lebedev Physical Institute since 1957 up to the present time. The observations are taken several times a week at the polar and mid latitudes and allow us to study dynamics of galactic and solar cosmic ray as well as secondary particle fluxes in the atmosphere and in the near-Earth space. Solar energetic particles (120) – mostly protons – (SEP) events with >100 MeV proton intensity above 1 cm⁻² s⁻¹ s⁻¹ were recorded during 1958–2006. Before the advent of the SEP monitoring on spacecraft these results constituted the only homogeneous series of >100 MeV SEP events. The SEP intensities and energy spectra inferred from the Lebedev Physical Institute observations are consistent with the results taken in the adjacent energy intervals by the spacecraft and neutron monitors. Joint consideration of the SEP events series recorded by balloons and by neutron monitors during solar cycles 20–23 makes it possible to restore the probable number of events in solar cycle 19, which was not properly covered by observations. Some correlation was found between duration of SEP event production in a solar cycle and sunspot cycle characteristics.     

Solar cosmic rays in the near Earth space and the atmosphere

Solar energetic particles (SEPs) constitute a distinct population of energetic charged particles, which can be often observed in the near Earth space. SEP penetration into the Earth’s magnetosphere is a complicated process depending on particle magnetic rigidity and geomagnetic field structure. Particles in the several MeV energy range can only access to periphery of the magnetosphere and the polar cap regions, while the GeV particles can arrive at equatorial latitudes. Solar protons with energies higher than 100 MeV may be observed in the atmosphere above ∼30 km, and those with energies more than 1 GeV may be recorded even at the sea level. There are some observational evidences of SEP influence on atmospheric processes. Intruding into the atmosphere, SEPs affect middle atmosphere odd-nitrogen and ozone chemistry. Since spatial and temporal variations of SEP fluxes in the near Earth space are controlled by solar activity, SEPs may present an important link between solar activity and climate. The paper outlines dynamics of SEP fluxes in the near Earth space during the last decades. This can be useful for tracing relationship between SEPs and atmospheric processes.     

太阳高能粒子事件强度与相关双CME事件关系的两个事例

太阳高能粒子事件常伴随太阳耀斑和日冕物质抛射事件(Coronal Mass Ejections,CME)出现,由于太阳高能粒子事件的关键因素是双CME的相互作用,利用SOHO卫星观测的高能粒子强度、耀斑强度以及CME的相对高度与时间,通过高度与时间拟合得到的速度,分析了2001年4月15日和2005年1月20日的太阳高能粒子事件强度与相关双CME事件的关系,发现这两个太阳高能粒子事件中E ≥ 10MeV质子的强度与双CME事件无关.因此在这两次太阳高能粒子事件早期,E ≥ 10MeV质子的强度只与相关太阳耀斑和CME有关.      

Solar energetic particle events during the rise phases of solar cycles 23 and 24

We present a comparative study of the properties of coronal mass ejections (CMEs) and flares associated with the solar energetic particle (SEP) events in the rising phases of solar cycles (SC) 23 (1996–1998) (22 events) and 24 (2009–2011) (20 events), which are associated with type II radio bursts. Based on the SEP intensity, we divided the events into three categories, i.e. weak (intensity < 1 pfu), minor (1 pfu < intensity < 10 pfu) and major (intensity ? 10 pfu) events. We used the GOES data for the minor and major SEP events and SOHO/ERNE data for the weak SEP event. We examine the correlation of SEP intensity with flare size and CME properties. We find that most of the major SEP events are associated with halo or partial halo CMEs originating close to the sun center and western-hemisphere. The fraction of halo CMEs in SC 24 is larger than the SC 23. For the minor SEP events one event in SC23 and one event in SC24 have widths < 120° and all other events are associated with halo or partial halo CMEs as in the case of major SEP events. In case of weak SEP events, majority (more than 60%) of events are associated with CME width < 120°. For both the SC the average CMEs speeds are similar. For major SEP events, average CME speeds are higher in comparison to minor and weak events. The SEP event intensity and GOES X-ray flare size are poorly correlated. During the rise phase of solar cycle 23 and 24, we find north–south asymmetry in the SEP event source locations: in cycle 23 most sources are located in the south, whereas during cycle 24 most sources are located in the north. This result is consistent with the asymmetry found with sunspot area and intense flares.     

A model of solar energetic particles for use in calculating LET spectra developed from ONR-604 data.

A model of solar energetic particles (SEP) has been developed and is applied to solar flares during the 1990/1991 CRRES mission using data measured by the University of Chicago instrument, ONR-604. The model includes the time-dependent behavior, heavy-ion content, energy spectrum and fluence, and can accurately represent the observed SEP events in the energy range between 40 to 500 MeV/nucleon. Results are presented for the March and June, 1991 flare periods.     

Solar particle precipitation into the polar atmosphere and their dependence on hemisphere and local time

The precipitation of solar energetic particles, protons as well as electrons, at high latitudes is commonly assumed to be homogeneous across both polar caps. Using Low-Earth Orbit POES (Polar Orbiting Environmental Satellites) we determine particle penetration ratios into the polar atmosphere for protons ranging from about 0.1 MeV to 500 MeV and for electrons spanning about one order of magnitude in energy with a maximum of 0.3 MeV. Based on power law fits for the POES spectrum we show, that for energies interesting for middle and lower atmosphere chemistry, particle flux over the poles is comparable in magnitude to flux at the geostationary orbit or at L1 in interplanetary space. The time period under study are the solar energetic particle (SEP) event series of October/November 2003 and January 2005.     

Solar flares,CMEs and solar energetic particle events during solar cycle 24

We present here a study of Solar Energetic Particle Events (SEPs) associated with solar flares during 2010–2014 in solar cycle 24. We have selected the flare events (≥GOES M-class), which produced SEPs. The SEPs are classified into three categories i.e. weak (proton intensity?≤?1?pfu), minor (1?pfu?<?proton intensity?<?10?pfu) and major (proton intensity?≥?10?pfu). We used the GOES data for the SEP events which have intensity greater than one pfu and SOHO/ERNE data for the SEP event less than one pfu intensity. In addition to the flare and SEP properties, we have also discussed different properties of associated CMEs.     

On some large solar energetic particle events: Direct impulsive component and broad associated coronal mass ejections

Using the proton intensity and X-ray flux data from the GOES, combined with the observations of the associated solar eruptions by the Large Angle and Spectrometric Coronagraph Experiment (LASCO) on board the Solar and Heliospheric Observatory (SOHO), 14 large SEP events occurring in the period 2000 January–2002 April have been studied. It is found that: (1) events with the SEPs increasing shortly after the maximum of their parent flares (<1 h; hereafter prompt events) have rapid and great (up to four orders of magnitude) SEP increments in high-energy channels (> ∼100 MeV); however, for events whose onset of the SEP injection lags the flare maximum for a long time (>3 h; hereafter delayed events), the high-energy SEPs show no obvious enhancements (within one order of magnitude); (2) peak intensity of the prompt events is distinctly larger than that of the delayed events; (3) CMEs associated with the poorly magnetically connected events (source region <W30°) in our survey are all halo CMEs. From these observational differences, we propose a special scenario of the production of the largest SEP events: both CMEs and flares are induced in the same coronal process; high-energy particles accelerated in the reconnection region can escape easily from the open field lines and/or be transported by fast CMEs into interplanetary space, indicating a direct impulsive component in large gradual SEP events. Meanwhile, the broad width of the associated CMEs implies that the CME width is more important in SEP events production than previously considered.     

Statistical properties of the most powerful solar and heliospheric disturbances

We present and discuss here the first version of a data base of extreme solar and heliospheric events. The data base contains now 87 extreme events mostly since 1940. An event is classified as extreme if one of the three critical parameters passed a lower limit. The critical parameters were the X-ray flux (parameter R), solar proton flux (parameter S) and geomagnetic disturbance level (parameter G). We find that the five strongest extreme events based on four variables (X-rays SEP, Dst, Ap) are completely separate except for the October 2003 event which is one the five most extreme events according to SEP, Dst and Ap. This underlines the special character of the October 2003 event, making it unique within 35 years. We also find that the events based on R and G are rather separate, indicating that the location of even extreme flares on the solar disk is important for geomagnetic effects. We also find that S = 3 events are not extreme in the same sense as R > 3 and G > 3 events, while S = 5 events are missing so far. This suggests that it might be useful to rescale the classification of SEP fluxes.     

Statistical properties of SEP event flux declines

The interplanetary space is not a passive medium, which merely constitutes a scene for the propagation of previously accelerated energetic particles, but influences the distribution of particles by changing their energies as well due to interactions with magnetic field inhomogeneities. Such processes manifest themselves in the energy spectra of solar energetic particle (SEP) events. In this paper the fluxes of protons with energies of 4–60 MeV are investigated on the basis of two data sets. Both sets are homogeneous, obtained by the CPME instrument aboard the IMP 8 satellite between 1974 and 2001. The first includes all SEP events where the integral fluxes of >4 MeV protons exceeded 2 particle/cm² s sr. The other set consists of fluxes recorded in differential energy windows between 0.5 and 48 MeV. Important characteristics of SEP events include the rates of decrease of particle flux, which, as well as peak flux time, is an integral feature of the interplanetary medium within a considerable region, surrounding the observation point. The time intervals selected cover the decay phases of SEP events following flares, CMEs and interplanetary shocks of different origin. Only those parts of declines were selected, that could reasonably be described by exponential dependence, irrespective of the gradual/impulsive character of the events. It is shown that the average values of characteristic decay time, τ, and energy spectral index, γ, are all changing with the solar activity phase. Distributions of τ and γ values are obtained in SEPs with and without shocks and during different phases of events: just after peak flux and late after maximum.     

A new modeling method of solar energetic proton events for ISO specification

Solar energetic protons degrade performance and reliability of spacecraft systems due to single-event effects, total dose effects and displacement damage in electronics components including solar cells. On designing a solar cell panel, a total fluence of solar energetic protons (SEPs) which cause solar cell damage is needed to estimate power loss of the solar cells over mission life. Nowadays a solar panel area of spacecraft is increasing as spacecraft mission life becomes longer (15–18 years). Thus an accurate SEP model is strongly required for the cost-minimum design from the aerospace industry. The SEP model, JPL-91 proposed by Feynman et al., is currently used widely for solar cell designing. However, it is known that the JPL-91 model predicts higher fluences of protons than values actually experienced in space, especially after 7 years on orbit. In addition, the model is based on several assumptions, and also needs Monte-Carlo simulations for calculating fluences. In this study, we propose a new method for modeling SEPs especially focused on solar cell degradation. The newly-proposed method is empirical, which constructs a model based directly upon proton flux measurement data taken by instruments onboard spacecraft. This method has neither assumptions nor dependence on SEP event selection, both of which are needed in JPL-91. The model fluences derived from this method show lower fluences in longer missions compared to JPL-91. This method has been proposed to ISO (International Organization for Standardization) and has been discussed for a new standard SEP model.     

Onset study of impulsive solar energetic particleevents

Impulsive solar energetic particle (SEP) events are associated with impulsive X-ray flares, energetic electrons,and enhanced heavy ion abundances. Using instruments on ACE, we have examined the composition and origin of twelve impulsive SEP events from November 1997 to June 2000. All selected impulsive SEP events have enhanced ³He/⁴He ratios compared with the solar wind values. The range of ³He/⁴He ratios varies from 0.01 to 7.8. By assuming scatter-free propagation at zero degree pitch-angle, we fitted the minimum particle path lengths (from 1.2 to 1.4 AU, as expected), and estimated the ion event release time back at the Sun to within better than 30 minutes in most cases. We found only four events in which the release times agree for both 38–50 keV electrons and <1 MeV/nucleon ions. Five of our events have significant differences (>40 minutes) between the electron and ion onset times, all with ions injected later. Three impulsive ion events have no association with any impulsive electron event. Seven events have associated solar electromagnetic signatures (Type III radio bursts and/or X-ray flares).     

Exploring the global shock scenario at multiple points between sun and earth: The solar transients launched on January 1 and September 23, 1978

We revisit the transient interplanetary events of January 1 and September 23, 1978. Using in-situ and remote sensing observations at locations widely separated in longitudes and distances from the Sun, we infer that in both cases the overall shock surface had a very fast “nose” region with speeds >900 and >1500 km⁻¹ in the January and September events, respectively, and much slower flank speeds (∼600 km⁻¹ or less), suggesting a shock surface with a strong speed gradient with heliospheric longitude. The shock-nose regions are thus likely efficient acceleration sites of MeV ions, even at 1 AU from the Sun. Our 3D magnetohydrodynamics modeling suggests that a 24° × 24° localized disturbance at 18 solar radii injecting momentum 100 times the background solar wind input over 1 h can produce a disturbance in semi-quantitative agreement with the observed shock arrival time, plasma density and velocity time series in the January 1978 event.     

The investigation of powerful solar flares characteristics by analysis of excited states of C and various neutrons capture lines

Accelerated energetic particles in solar flares produced nuclear γ-lines in interactions with ambient solar atmosphere. Analysis of intensity of ratios between various γ-lines allows us to make estimations of abundance of elements, parameters of surrounding media and other solar characteristics. In this article we discuss the flux ratio between two lines from excited states of ¹²C (f_15.11/f_4.44) and our results of preliminary calculation of intensity ratio between two neutron capture lines at ³He and ¹H (f_20.58/f_2.223). In particular we consider the opportunity to obtain n(³He)/n(¹H) ratio during solar flares and using high-energy gamma-emission studying, based on the satellite data. Possible interpretation of spectral features observed during the January 20, 2005 solar flare is discussed. Preliminary analysis of energy spectrum in the band of 2–21 MeV gives n(³He)/n(¹H) ∼ 8 × 10⁻⁴ for January 20, 2005 solar flare.     

Cone model-based SEP event calculations for applications to multipoint observations

The problem of modeling solar energetic particle (SEP) events is important to both space weather research and forecasting, and yet it has seen relatively little progress. Most important SEP events are associated with coronal mass ejections (CMEs) that drive coronal and interplanetary shocks. These shocks can continuously produce accelerated particles from the ambient medium to well beyond 1 AU. This paper describes an effort to model real SEP events using a Center for Integrated Space weather Modeling (CISM) MHD solar wind simulation including a cone model of CMEs to initiate the related shocks. In addition to providing observation-inspired shock geometry and characteristics, this MHD simulation describes the time-dependent observer field line connections to the shock source. As a first approximation, we assume a shock jump-parameterized source strength and spectrum, and that scatter-free transport occurs outside of the shock source, thus emphasizing the role the shock evolution plays in determining the modeled SEP event profile. Three halo CME events on May 12, 1997, November 4, 1997 and December 13, 2006 are used to test the modeling approach. While challenges arise in the identification and characterization of the shocks in the MHD model results, this approach illustrates the importance to SEP event modeling of globally simulating the underlying heliospheric event. The results also suggest the potential utility of such a model for forcasting and for interpretation of separated multipoint measurements such as those expected from the STEREO mission.