Performance analysis for DOA estimation algorithms: unification,simplification, and observations

Subspace based direction-of-arrival (DOA) estimation has motivated many performance studies, but limitations such as the assumption of an infinite amount of data and analysis of individual algorithms generally exist in these performance studies. The authors have previously proposed a unified performance analysis based on a finite amount of data and achieved a tractable expression for the mean-squared DOA estimation error for the multiple signal classification (MUSIC). Min-Norm, estimation of signal parameters using rotational invariance techniques (ESPRIT), and state-space realization algorithms. However, this expression uses the singular values and vectors of a data matrix, which are obtained by the highly nonlinear transformation of the singular value decomposition (SVD). Thus the effects of the original data parameters such as numbers of sensors and snapshots, source coherence and separations were not explicitly analyzed. The authors unify and simplify this previous result and derive a unified expression based on the original data parameters. They analytically observe the effects of these parameters on the estimation error     

基于迭代QR分解的DOA估计技术

提出了一种基于迭代QR分解的信源到达角(DOA)估计技术.DOA估计的子空间方法主要是通过估计信号协方差矩阵的信号子空间或者噪声子空间来求出信号的DOA参数.估计这些子空间通常需要大量的计算,采用ASIC实现时其成本会非常昂贵.本文采用迭代QR分解方法进行子空间分解,可以利用较少量的计算资源完成处理任务.仿真实验结果达到0.23毫弧度,说明该算法比较可靠有效.     

基于稀疏表示和近似(e)0范数约束的宽带信号DOA估计

针对宽带信号的波达方向(DOA)估计问题,在稀疏框架下提出一种近似(e)0范数约束的宽带信号DOA估计新算法.首先对宽带信号进行预处理,得到同一参考频率点下的接收数据,然后对其协方差矩阵元素进行加和平均运算,得到一个低维的观测向量,并在稀疏框架下进行稀疏表示,最后利用截断(e)1函数设定权值,构造逼近(e)0范数约束的稀疏重构方法,进而重构信号,获得宽带信号的DOA估计.仿真结果表明,相比于传统的宽带信号DOA估计算法,所提算法具有更高的分辨率和估计精度.     

冲击杂波下的MIMO雷达DOA估计方法

研究了对称α稳定分布(SαS)冲击杂波下的多输入多输出（MIMO）雷达目标波达方向（DOA）估计问题,分别提出基于分数低阶最小方差无畸变响应(FrMVDR)的MIMO雷达DOA估计算法和无穷范数归一化最小方差无畸变响应（Inf-MVDR)算法。FrMVDR算法,首先进行冲击杂波特征指数的估计,然后使MIMO雷达接收阵列的分数低阶输出功率最小,实现MIMO雷达的DOA估计。为了避免FrMVDR算法对杂波特征指数估计,提出Inf-MVDR算法,首先用无穷范数对接收信号进行归一化处理,使归一化后的阵列输出功率有界,继而采用传统MVDR算法进行DOA估计。计算机仿真验证了上述两种算法的有效性;同时仿真结果还表明在冲击杂波下,MIMO雷达的空间分集特性可显著提高DOA估计的精度。     

Cyclostationarity-exploiting direction finding algorithms

Many modulated communication signals exhibit a cyclostationarity (or periodic correlation) property, corresponding to the underlying periodicity arising from carrier frequencies or baud rates. By exploiting cyclostationarity, the signal direction of arrival (DOA) estimation can be significantly improved. We propose two new direction finding beamformer algorithms that exploit cyclostationarity. These algorithms show very attractive estimation performance over conventional beamforming methods, as depicted by simulation results.     

未知互耦条件下混合信号波达方向估计

阵列天线互耦对导向矢量的扰动以及信号相干性对数据协方差矩阵造成的秩损,使得基于子空间正交性原理的超分辨波达方向估计(Direction-of-Arrival,DOA)算法性能恶化,甚至失效。针对这一问题,提出一种在相干与非相干信号混合状态下无需阵列互耦补偿的特征矢量平滑DOA估计算法。该算法对部分阵元接收数据的协方差矩阵特征分解,将得到的特征矢量平滑处理后构造等效协方差矩阵,抑制阵列互耦影响的同时完成混合信号DOA估计。在阵列互耦和信号相干性均未知的条件下,正确估计了信号DOA,无需互耦参数估计或补偿。计算机仿真结果验证了算法的有效性。     

DOA Estimation for Uniform Linear Array with Mutual Coupling

An algorithm is presented for direction-of-arrival (DOA) estimation in the presence of unknown mutual coupling based on the generalized eigenvalues utilizing signal subspace eigenvectors (GEESE) algorithm for uniform linear array (ULA). It is not an iterative algorithm, and a spectral peak search is not required. The DOA can be accurately estimated without any calibration sources since the effects of mutual coupling can be eliminated by the inherent mechanism of the proposed algorithm. An algorithm for estimating the mutual coupling coefficients is also proposed. Simulation results demonstrate the effectiveness of the proposed algorithms.     

子空间投影DOA估计算法分析及合成空间谱

 针对子空间投影波达方向（DOA）估计方法在非理想条件下性能下降的问题,提出利用加权信号子空间投影和噪声子空间投影获得合成空间谱的DOA估计方法。从不同空间投影矩阵的角度对多种基于特征分解的子空间投影DOA估计方法进行归类分析,在分析的基础上通过对信号子空间投影采用主特征值倒数加权,并与常规噪声子空间投影进行空间谱合成对多目标进行分辨。合成空间谱在低信噪比、小快拍数和非等强多目标条件下具有优良的目标分辨能力和稳健性。理论和统计性能分析表明其性能优于多重信号分类（MUSIC）和信号子空间模变MUSIC（SSMUSIC）方法,有较高的工程应用价值。     

DOA估计算法性能分析及仿真

分析了几种常见空间谱估计算法的结构,提出了一种未知信源数的高分辨DOA估计算法。该算法继承了求根MUSIC算法优越的性能,直接利用阵列接收数据的协方差矩阵,无须预判信源个数和进行特征值分解,实现高分辨谱估计,同时在信噪比较小时,仍能保持较高的角度分辨力。最后通过大量的计算机仿真实验比较了各种算法的性能,证明了新算法理论的正确性和有效性。     

MIMO雷达DOD和DOA联合估计算法: RTR-ESPRIT

 针对双基地多输入多输出(MIMO)雷达多目标波离角(DOD)和波达角(DOA)的联合估计问题,提出一种接收-发射-接收(RTR)-ESPRIT算法。该算法首先利用一维接收ESPRIT(R-ESPRIT)预估计目标DOA,随后分别利用一维发射ESPRIT(T-ESPRIT)和一维接收ESPRIT得到目标的高精度DOD和DOA估计,在每两次ESPRIT算法之间分别构造正交投影算子对接收信号进行接收波束形成和发射波束形成。与传统ESPRIT算法相比,该算法大大降低了数据协方差矩阵维数和计算复杂度,无需额外的配对算法,且理论证明了该方法还可以用于相干目标和单快拍情况下DOD和DOA的联合估计。仿真结果表明了该算法的正确性及良好的估计性能。     

基于空域稀疏性的宽带DOA估计

利用宽带阵列接收信号的空域稀疏性,将宽带信号的波达方向(DOA)估计转化为一个稀疏信号重构的问题,提出了一种新的宽带信号DOA估计算法。该算法将宽带信号分解为多个子带信号,联合利用多个子带信号的空域稀疏性进行重构。它是对用于稀疏重构的标准的稀疏贝叶斯学习算法的推广,可适用于多冗余字典的信号模型。另外,通过对多快拍的阵列接收信号进行奇异值分解(SVD),提取信号子空间作为算法的输入数据,可以在有效减少运算复杂度的同时,提高对噪声的稳健性。与传统的宽带阵列DOA估计方法相比,该算法能够用于低信噪比、快拍有限和信源相关性较高的场合,同时算法的性能对信源个数的估计值不太敏感。仿真实验表明,该算法相对现有的基于子空间类的方法,具有更好的DOA估计性能。     

运动单阵元被动合成阵列波达方向估计

 提出了一种运动单阵元被动合成阵列波达方向(DOA)估计算法。该算法基于被动合成阵列(PSA)的概念,结合空间谱估计的思想构建了运动单阵元被动合成阵列模型,通过多次不同速度合成阵列过程实现对信号DOA的无模糊估计。通过对单次匀速合成阵列过程进行分析得到,在假设信号频率已知条件下,合成阵列算法能够达到与同孔径实阵列多重信号分类（MUSIC）算法相当的DOA估计性能。仿真验证了被动合成阵列与同孔径实阵列的渐近等效性及算法的有效性。     

基于共轭循环平稳特性的二维波达方向估计方法

 提出了一种具有阵列孔径扩展能力的共轭循环平稳二维波达方向（DOA）估计方法。该方法通过引入伪采样,充分利用了阵元输出之间共轭循环互相关函数的时间维信息,扩展了阵列有效孔径,提高了算法DOA估计精度,具有较好的低信噪比适应能力。该方法避免了最优时延选择问题,无需谱峰搜索,且其二维角度参数能够自动配对,具有较低的计算量。计算机仿真结果验证了该方法的有效性。     

聚焦变换在MIMO阵列方位估计中的应用

MIMO阵列是近年来信号处理领域提出的一种新体制阵列技术,可有效避免常规阵列中的相干源问题。为解决多载波造成的方位模糊,提出了一种基于聚焦变换的MIMO阵列目标方位估计方法。该方法将MIMO阵列接收信号分解为多个频率分量的信号,并通过聚焦算法将多个频率信号聚焦到同一信号子空间,然后对聚焦后的信号进行方位估计。仿真结果表明:与直接对MIMO阵列接收信号进行方位估计相比,该方法利用了MIMO阵列的回波不相干性和宽带信号能量,具有更好的分辨能力和更高的方位估计精度。     

DOA estimation using one-bit quantized measurements

The effects 1-bit quantization of the input samples has on the direction-of-arrival (DOA) estimation accuracy are considered. The signal model assumes a single stochastic Gaussian point source that is embedded in white Gaussian noise (WGN). The inherent limitations governed by the extreme clipping of the input data are analyzed using the Cramer-Rao bound (CRB) that is derived for a two-sensor array. In addition, several estimators for the I-bit estimation are discussed. Numerical and analytical analyses of the estimation error reveal weak dependency on signal-to-noise ratio (SNR) with singular behavior of the estimation error in certain DOA angles.     

Dimension reduction for array processing with robust interference cancellation

We present a robust solution for data reduction in array processing. The purpose is to reduce the computation and improve the performance of applied signal processing algorithms by mapping the data into a lower dimension beamspace (BS) through a transformation. Nulls steering to interference are incorporated into a transformation using the subspace projection technique, and the BS spatial spectrum estimation accuracy is evaluated and maximized with a measure. The derived transformation tries to preserve the full-dimension Cramer-Rao bounds (CRBs) for the parameters of interest while rejecting undesired signals effectively. When compared with an optimal method and an adaptive approach, simulation results show that significant improvements are obtained in terms of BS direction-of-arrival (DOA) estimation root-mean-squared error (RMSE), bias, and resolution probability.     

DOA estimation for attitude determination on communication satellites

In order to determine an appropriate attitude of three-axis stabilized communication satellites, this paper describes a novel attitude determination method using direction of arrival （DOA） estimation of a ground signal source. It differs from optical measurement, magnetic field measurement, inertial measurement, and global positioning system （GPS） attitude determination. The proposed method is characterized by taking the ground signal source as the attitude reference and acquiring attitude information from DOA estimation. Firstly, an attitude measurement equation with DOA estimation is derived in detail. Then, the error of the measurement equation is analyzed. Finally, an attitude determination algorithm is presented using a dynamic model, the attitude measurement equation, and measurement errors. A developing low Earth orbit （LEO） satellite which tests mobile communication technology with smart antennas can be stabilized in three axes by corporately using a magnetometer, reaction wheels, and three-axis magnetorquer rods. Based on the communication satellite, simulation results demonstrate the effectiveness of the method. The method could be a backup of attitude determination to prevent a system failure on the satellite. Its precision depends on the number of snapshots and the input signal-to-noise ratio （SNR） with DOA estimation.     

基于压缩感知的频率和DOA联合估计算法

波达方向（DOA）估计是阵列信号处理的一个重要问题,针对信号的DOA估计问题,本文基于压缩感知理论,提出了一种新的频率和角度联合估计算法。首先利用方向波数的空间稀疏性,建立过完备稀疏字典,然后利用压缩采样阵列结构通过求解最优化问题得到方向波数的高分辨估计,最后利用最优空域滤波实现信号到达角度和频率的配对。相对于传统算法,该算法能够实现多信号DOA的高分辨估计,且经过压缩采样后降低了运算量,仿真验证了该算法的正确性与有效性。     

无人机测控通信系统中智能天线技术

针对无人机测控与信息传输系统中地面设备笨重、跟踪速度慢等问题,提出地面天线采用智能天线的方法,利用MUSIC(MUltiple SIgnal Classification,多重信号分类)算法实现对机载终端的DOA(Direction Of Ar-rival,波达方向)估计,并添加去相关操作对抗多径,利用基于LCMV(Linearly Constrained Minimum Variance,线性约束最小方差)准则的波束成形算法完成波束赋形,相较于传统的机械跟踪方式,具有设备质量小、成本低、机动性灵活性强和跟踪速度快等优势.仿真和实际测试结果表明,采用DOA估计和波束成形算法的智能天线能够在保证高增益的同时,实时准确地估计出有用信号和多径信号的来波信号方向,并正确完成波束指向,具有很高的工程应用价值.     

鲁棒成形极化敏感阵列波束的方法及极化估计

基于极化敏感阵列,提出了一种鲁棒成形阵列波束的方法。该方法首先将阵列的数据模型进行了重新描述,从而获得了信号波达角(DOA)和极化解耦的模型。借助于该模型并对信号的两个极化方向分别进行鲁棒约束,设计出了一个新的鲁棒空域波束空间成形矩阵,利用该矩阵可以获得信号两个极化分量的鲁棒估计。基于特征值分解的方法,最后给出了估计信号极化参数的方法。分析和数值仿真实验均表明:提出的方法,在对DOA估计误差以及阵列位置误差等造成的阵列失配具有较强鲁棒性的同时,也能有效抑制干扰和噪声,进而提升了极化参数估计的性能。