Heliospheric Lessons for Galactic Cosmic-ray Acceleration

The heliosphere is bathed in the supersonic solar wind, which generally creates shocks at any obstacles it encounters: magnetic structures such as coronal mass ejections and planetary magnetospheres, or fast-slow stream interactions such as corotating interaction regions (CIRs) or the termination shock. Each of these shock structures has an associated energetic particle population whose spectra and composition contain clues to the acceleration process and the sources of the particles. Over the past several years, the solar wind composition has been systematically studied, and the long-standing gap between high energy (>1 MeV amu^–1) and the plasma ion populations has been closed by instruments capable of measuring the suprathermal ion composition. In CIRs, where it has been possible to observe all the relevant populations, it turns out that the suprathermal ion population near 1.8–2.5 times the solar wind speed is the seed population that gets accelerated, not the bulk particles near the solar wind peak. These new results are of interest to the problem of Galactic Cosmic-Ray (GCR) Acceleration, since the injection and acceleration of GCRs to modest energies is likely to share many features with processes we can observe in detail in the heliosphere.     

Radio emission from quasi-parallel shock waves in the corona

Shock waves in the solar corona manifest themselves in type II bursts in dynamic radio spectra. Recently, short large amplitude magnetic structures (SLAMS) have been observed in the vicinity of the quasi-parallel region of Earth's bow shock as an example of a collisionless shock wave in space plasmas. SLAMS are able to accelerate electrons to high energies by shock drift acceleration. Assuming that SLAMS also appear in the vicinity of super-critical, quasi-parallel shocks in the corona, electrons can also be accelerated at quasi-parallel shocks and, subsequently, generate radio waves manifesting in solar type II radio bursts.     

Computer modeling of test particle acceleration at oblique shocks

We review the basic techniques and results of numerical codes used to model the acceleration of charged particles at oblique, fast-mode, collisionless shocks. The emphasis is upon models in which accelerated particles (ions) are treated as test particles, and particle dynamics is calculated by numerically integrating along exact phase-space orbits. We first review the case where ions are sufficiently energetic so that the shock can be approximated by a planar discontinuity, and where the electromagnetic fields on both sides of the shock are defined at the outset of each computer run. When the fields are uniform and static, particles are accelerated by the scatter-free drift acceleration process at a single shock encounter. We review the characteristics of scatter-free drift acceleration by considering how an incident particle distribution is modified by interacting with a shock. Next we discuss drift acceleration when magnetic fluctuations are introduced on both sides of the shock, and compare these results with those obtained under scatter-free conditions. We describe the modeling of multiple shock encounters, discuss specific applications, and compare the model predictions with theory. Finally, we review some recent numerical simulations that illustrate the importance of shock structure to both the ion injection process and to the acceleration of ions to high energies at quasi-perpendicular shocks.     

The Ultra-Low-Energy Isotope Spectrometer (ULEIS) for the ACE spacecraft

The Ultra Low Energy Isotope Spectrometer (ULEIS) on the ACE spacecraft is an ultra high resolution mass spectrometer designed to measure particle composition and energy spectra of elements He-Ni with energies from ∼45 keV nucl−1 to a few MeV nucl−1. ULEIS will investigate particles accelerated in solar energetic particle events, interplanetary shocks, and at the solar wind termination shock. By determining energy spectra, mass composition, and their temporal variations in conjunction with other ACE instruments, ULEIS will greatly improve our knowledge of solar abundances, as well as other reservoirs such as the local interstellar medium. ULEIS is designed to combine the high sensitivity required to measure low particle fluxes, along with the capability to operate in the largest solar particle or interplanetary shock events. In addition to detailed information for individual ions, ULEIS features a wide range of count rates for different ions and energies that will allow accurate determination of particle fluxes and anisotropies over short (∼few minutes) time scales. This revised version was published online in June 2006 with corrections to the Cover Date.     

CIR Associated Energetic Particles in the Inner and Middle Heliosphere

Energetic particles associated with Corotating Interaction Regions (CIRs) are observed throughout the inner and middle heliosphere, showing large positive (>100%/AU) radial intensity gradients. Their appearance at 1 AU is associated with the appearance of fast, recurrent solar wind streams. At several AU, CIR energetic particles are accelerated at shocks which propagate away from the interface of fast and slow solar wind streams. CIR energy spectra at 1 AU cover the range >35 keV to several MeV/amu; the spectra steepen above ∼1 MeV/amu, and show no turnover even at the lowest energies. The ion composition of CIRs is similar to solar material, but with significant differences that might be due to properties of the seed population and/or the acceleration process. This paper summarizes properties of energetic particles in CIRs as known through the early 1990s, prior to the launch of the Ulysses, and WIND spacecraft, whose new results are presented in Kunow, Lee et al. (1999) in this volume. This revised version was published online in August 2006 with corrections to the Cover Date.     

Shock Acceleration of Ions in the Heliosphere

Energetic particles constitute an important component of the heliospheric plasma environment. They range from solar energetic particles in the inner heliosphere to the anomalous cosmic rays accelerated at the interface of the heliosphere with the local interstellar medium. Although stochastic acceleration by fluctuating electric fields and processes associated with magnetic reconnection may account for some of the particle populations, the majority are accelerated by the variety of shock waves present in the solar wind. This review focuses on “gradual” solar energetic particle (SEP) events including their energetic storm particle (ESP) phase, which is observed if and when an associated shock wave passes Earth. Gradual SEP events are the intense long-duration events responsible for most space weather disturbances of Earth’s magnetosphere and upper atmosphere. The major characteristics of gradual SEP events are first described including their association with shocks and coronal mass ejections (CMEs), their ion composition, and their energy spectra. In the context of acceleration mechanisms in general, the acceleration mechanism responsible for SEP events, diffusive shock acceleration, is then described in some detail including its predictions for a planar stationary shock, shock modification by the energetic particles, and wave excitation by the accelerating ions. Finally, some complexities of shock acceleration are addressed, which affect the predictive ability of the theory. These include the role of temporal and spatial variations, the distinction between the plasma and wave compression ratios at the shock, the injection of thermal plasma at the shock into the process of shock acceleration, and the nonlinear evolution of ion-excited waves in the vicinity of the shock.     

Shock acceleration of energetic particles in the heliosphere

The theory of shock acceleration of energetic particles is briefly discussed and reviewed with an emphasis on clarifying the apparent distinction between the V × B and Fermi mechanisms. Attention is restricted to those situations in which the energetic particles do not themselves influence the given shock structure. In particular, application of the theory to the acceleration of energetic particles in corotating interaction regions (CIR) in the solar wind is presented. Here particles are accelerated at the forward and reverse shocks which bound the CIR by being compressed between the shock fronts and magnetic irregularities upstream from the shocks, or by being compressed between upstream irregularities and those downstream from the shocks. Particles also suffer adiabatic deceleration in the expanding solar wind, an effect not included in previous shock models for acceleration in CIRs. The model is able to account for the observed exponential spectra at Earth, the observed behavior of the spectra with radial distance, the observed radial gradients in the intensity, and the observed differences in the intensity and spectra at the forward and reverse shocks.Calculations and resulting energy spectra are also presented for shock acceleration of energetic particles in large solar flare events. Based on the simplifying assumption that the shock evolves as a spherically symmetric Sedov blast wave, the calculation yields the time-integrated spectrum of particles initially injected at the shock which eventually escape ahead of the shock into interplanetary space. The spectra are similar to those observed at Earth. Finally further applications are suggested.An invited paper presented at STIP Workshop on Shock Waves in the Solar Corona and Interplanetary Space, 15–19 June, 1980, Smolenice, Czechoslovakia.     

Electron Acceleration in the Heliosphere

We review the evidence for electron acceleration in the heliosphere putting emphasis on the acceleration processes. There are essentially four classes of such processes: shock acceleration, reconnection, wave particle interaction, and direct acceleration by electric fields. We believe that only shock and electric field acceleration can in principle accelerate electrons to very high energies. The shocks known in the heliosphere are coronal shocks, traveling interplanetary shocks, CME shocks related to solar type II radio bursts, planetary bow shocks, and the termination shock of the heliosphere. Even in shocks the acceleration of electrons requires the action of wave particle resonances of which beam driven whistlers are the most probable. Other mechanisms of acceleration make use of current driven instabilities which lead to electron and ion hole formation. In reconnection acceleration is in the current sheet itself where the particles perform Speiser orbits. Otherwise, acceleration takes place in the slow shocks which are generated in the reconnection process and emanate from the diffusion region in the Petschek reconnection model and its variants. Electric field acceleration is found in the auroral zones of the planetary magnetospheres and may also exist on the sun and other stars including neutron stars. The electric potentials are caused by field aligned currents and are concentrated in narrow double layers which physically are phase space holes in the ion and electron distributions. Many of them add up to a large scale electric field in which the electrons may be impulsively accelerated to high energies and heated to large temperatures.     

The plasma physics of shock acceleration

The notion that plasma shocks in astrophysical settings can and do accelerate charged particles to high energies is not a new one. However, in recent years considerable progress has been achieved in understanding the role particle acceleration plays both in astrophysics and in the shock process itself. In this paper we briefly review the history and theory of shock acceleration, paying particular attention to theories of parallel shocks which include the backreaction of accelerated particles on the shock structure. We discuss in detail the work that computer simulations, both plasma and Monte Carlo, are playing in revealing how thermal ions interact with shocks and how particle acceleration appears to be an inevitable and necessary part of the basic plasma physics that governs collisionless shocks. We briefly describe some of the outstanding problems that still confront theorists and observers in this field.     

Stochastic Acceleration by Turbulence

The subject of this paper is stochastic acceleration by plasma turbulence, a process akin to the original model proposed by Fermi. We review the relative merits of different acceleration models, in particular the so called first order Fermi acceleration by shocks and second order Fermi by stochastic processes, and point out that plasma waves or turbulence play an important role in all mechanisms of acceleration. Thus, stochastic acceleration by turbulence is active in most situations. We also show that it is the most efficient mechanism of acceleration of relatively cool non relativistic thermal background magnetized plasma particles. In addition, it can preferentially accelerate electrons relative to protons as is needed in many astrophysical radiating sources, where usually there are no indications of presence of shocks. We also point out that a hybrid acceleration mechanism consisting of initial acceleration by turbulence of background particles followed by a second stage acceleration by a shock has many attractive features. It is demonstrated that the above scenarios can account for many signatures of the accelerated electrons, protons and other ions, in particular ³He and ⁴He, seen directly as Solar Energetic Particles and through the radiation they produce in solar flares.     

Observation of Injection and Pre-Acceleration Processes in the Slow Solar Wind

Knowledge of injection and pre-acceleration mechanisms of ions is of fundamental importance for understanding particle acceleration that takes place in various astrophysical settings. The heliosphere offers the best chance to study these poorly understood processes experimentally. We examine ion injection and pre-acceleration using measurements of the bulk and suprathermal solar wind, and pickup ions. Our most puzzling observation is that high-velocity tails, extending to at least 60 keV/e - the upper limit of measurements -, are omnipresent in the slow, in-ecliptic solar wind; these tails exist even in the absence of any shocks. The cause of these tails is unknown. In the disturbed solar wind inside CIRs and downstream of shocks and waves these high-speed tails in the distributions of H⁺, He⁺ and He⁺⁺ become more pronounced and more complex, but with the shapes of the tails showing the same dependence on ion speed for the different species. Pickup hydrogen and helium are found to be readily injected for subsequent acceleration to MeV energies, and thus are the dominant source of CIR-accelerated energetic ions. Competing sources of MeV ions heavier than He are: (1) heated suprathermal solar wind observed downstream of CIR shocks, (2) interstellar N, O and Ne, and (3) the newly discovered heavy pickup ions from an extended inner source inside 1 AU. Our main conclusion is that mechanisms other than the traditional first-order shock acceleration process produce most of the modestly accelerated ions seen in the slow solar wind. This revised version was published online in August 2006 with corrections to the Cover Date.     

Particle Acceleration in the Heliosphere: Implications for Astrophysics

There has been a remarkable discovery concerning particles that are accelerated in the solar wind. At low energies, in the region where the particles are being accelerated, the spectrum of the accelerated particles is always the same: when expressed as a distribution function, the spectrum is a power law in particle speed with a spectral index of ?5, and a rollover at higher particle speeds that can often be described as exponential. This common spectral shape cannot be accounted for by any conventional acceleration mechanism, such as diffusive shock acceleration or traditional stochastic acceleration. It has thus been necessary to invent a new acceleration mechanism to account for these observations, a pump mechanism in which particles are pumped up in energy through a series of adiabatic compressions and expansions. The conditions under which the pump acceleration is the dominant acceleration mechanism are quite general and are likely to occur in other astrophysical plasmas. In this paper, the most compelling observations of the ?5 spectra are reviewed; the governing equation of the pump acceleration mechanism is derived in detail; the pump acceleration mechanism is applied to acceleration at shocks; and, as an illustration of the potential applicability of the pump acceleration mechanism to other astrophysical plasmas, the pump mechanism is applied to the acceleration of galactic cosmic rays in the interstellar medium.     

Solar Sources of Heliospheric Energetic Electron Events—Shocks or Flares?

Electrons with near-relativistic (E≳30 keV, NrR) and relativistic (E≳0.3 MeV) energies are often observed as discrete events in the inner heliosphere following solar transient activity. Several acceleration mechanisms have been proposed for the production of those electrons. One candidate is acceleration at MHD shocks driven by coronal mass ejections (CMEs) with speeds ≳1000 km s⁻¹. Many NrR electron events are temporally associated only with flares while others are associated with flares as well as with CMEs or with radio type II shock waves. Since CME onsets and associated flares are roughly simultaneous, distinguishing the sources of electron events is a serious challenge. On a phenomenological basis two classes of solar electron events were known several decades ago, but recent observations have presented a more complex picture. We review early and recent observational results to deduce different electron event classes and their viable acceleration mechanisms, defined broadly as shocks versus flares. The NrR and relativistic electrons are treated separately. Topics covered are: solar electron injection delays from flare impulsive phases; comparisons of electron intensities and spectra with flares, CMEs and accompanying solar energetic proton (SEP) events; multiple spacecraft observations; two-phase electron events; coronal flares; shock-associated (SA) events; electron spectral invariance; and solar electron intensity size distributions. This evidence suggests that CME-driven shocks are statistically the dominant acceleration mechanism of relativistic events, but most NrR electron events result from flares. Determining the solar origin of a given NrR or relativistic electron event remains a difficult proposition, and suggestions for future work are given.     

Collisionless Shocks in Partly Ionized Plasma with Cosmic Rays: Microphysics of Non-thermal Components

In this review we discuss some observational aspects and theoretical models of astrophysical collisionless shocks in partly ionized plasma with the presence of non-thermal components. A specific feature of fast strong collisionless shocks is their ability to accelerate energetic particles that can modify the shock upstream flow and form the shock precursors. We discuss the effects of energetic particle acceleration and associated magnetic field amplification and decay in the extended shock precursors on the line and continuum multi-wavelength emission spectra of the shocks. Both Balmer-type and radiative astrophysical shocks are discussed in connection to supernova remnants interacting with partially neutral clouds. Quantitative models described in the review predict a number of observable line-like emission features that can be used to reveal the physical state of the matter in the shock precursors and the character of nonthermal processes in the shocks. Implications of recent progress of gamma-ray observations of supernova remnants in molecular clouds are highlighted.     

Composition of Anomalous Cosmic Rays

The “classic” anomalous cosmic ray (ACR) component originates as interstellar neutral atoms that drift into the heliosphere, become ionized and picked up by the solar wind, and carried to the outer heliosphere where the pickup ions are accelerated to hundreds of MeV, presumably at the solar wind termination shock. These interstellar ACRs are predominantly singly charged, although higher charge states are present and become dominant above ～350 MeV. Their isotopic composition is like that of the solar system and unlike that of the source of galactic cosmic rays. A comparison of their energy spectra with the estimated flux of pickup ions flowing into the termination shock reveals a mass-dependent acceleration efficiency that favors heavier ions. There is also a heliospheric ACR component as evidenced by “minor” ACR ions, such as Na, Mg, S, and Si that appear to be singly-ionized ions from a source likely in the outer heliosphere.     

The anomalous component of cosmic rays in the 3-D heliosphere

More than 20 years ago, in 1972, anomalous flux increases of helium and heavy ions were discovered during solar quiet times. These flux increases in the energy range<50 MeV/nucleon showed peculiar elemental abundances and energy spectra, e.g. a C/O ratio0.1 around 10 MeV/nucleon, different from the abundances of solar energetic particles and galactic cosmic rays. Since then, this anomalous cosmic ray component (ACR) has been studied extensively and at least six elements have been found (He,N,O,Ne,Ar,C) whose energy spectra show anomalous increases above the quiet time solar and galactic energetic particle spectrum. There have been a number of models proposed to explain the ACR component. The presently most plausible theory for the origin of ACR ions identifies neutral interstellar gas as the source material. After penetration into the inner heliosphere, the neutral particles are ionized by solar UV radiation and by charge exchange reactions with the solar wind protons. After ionization, the now singly charged ions are picked up by the interplanetary magnetic field and are then convected with the solar wind to the outer solar system. There, the ions are accelerated to high energies, possibly at the solar wind termination shock, and then propagate back into the inner heliosphere. A unique prediction of this model is that ACR ions should be singly ionized. Meanwhile, several predictions of this model have been verified, e.g. low energy pick-up ions have been detected and the single charge of ACR ions in the energy range at MeV/nucleon has been observed. However, some important aspects such as, for example, the importance of drift effects for the acceleration and propagation process and the location of the acceleration site are still under debate. In this paper the present status of experimental and theoretical results on the ACR component are reviewed and constraints on the acceleration process derived from the newly available ACR ionic charge measurements will be presented. Possible new constraints provided by correlative measurements at high and low latitudes during the upcoming solar pole passes of the ULYSSES spacecraft in 1994 and 1995 will be discussed.     

The Origin of Solar Energetic Particle Events: Coronal Acceleration versus Shock Wave Acceleration

We review evidence that led to the view that acceleration at shock waves driven by coronal mass ejections (CMEs) is responsible for large particle events detected at 1 AU. It appears that even if the CME bow shock acceleration is a possible model for the origin of rather low energy ions, it faces difficulties on account of the production of ions far above 1 MeV: (i) although shock waves have been demonstrated to accelerate ions to energies of some MeV nucl^–1 in the interplanetary medium, their ability to achieve relativistic energies in the solar environment is unproven; (ii) SEP events producing particle enhancements at energies 100 MeV are also accompanied by flares; those accompanied only by fast CMEs have no proton signatures above 50 MeV. We emphasize detailed studies of individual high energy particle events which provide strong evidence that time-extended particle acceleration which occurs in the corona after the impulsive flare contributes to particle fluxes in space. It appears thus that the CME bow shock scenario has been overvalued and that long lasting coronal energy release processes have to be taken into account when searching for the origin of high energy SEP events.     

Energy Spectra, Composition, and Other Properties of Ground-Level Events During Solar Cycle 23

We report spacecraft measurements of the energy spectra of solar protons and other solar energetic particle properties during the 16 Ground Level Events (GLEs) of Solar Cycle 23. The measurements were made by eight instruments on the ACE, GOES, SAMPEX, and STEREO spacecraft and extend from ～0.1 to ～500–700?MeV. All of the proton spectra exhibit spectral breaks at energies ranging from ～2 to ～46?MeV and all are well fit by a double power-law shape. A comparison of GLE events with a larger sample of other solar energetic particle (SEP) events shows that the typical spectral indices are harder in GLE events, with a mean slope of ?3.18 at >40?MeV/nuc. In the energy range 45 to 80?MeV/nucleon about ～50?% of GLE events have properties in common with impulsive ³He-rich SEP events, including enrichments in Ne/O, Fe/O, ²²Ne/²⁰Ne, and elevated mean charge states of Fe. These ³He-rich events contribute to the seed population accelerated by CME-driven shocks. An analysis is presented of whether highly-ionized Fe ions observed in five events could be due to electron stripping during shock acceleration in the low corona. Making use of stripping calculations by others and a coronal density model, we can account for events with mean Fe charge states of 〈Q _Fe〉≈+20 if the acceleration starts at ～1.24–1.6 solar radii, consistent with recent comparisons of CME trajectories and type-II radio bursts. In addition, we suggest that gradual stripping of remnant ions from earlier large SEP events may also contribute a highly-ionized suprathermal seed population. We also discuss how observed SEP spectral slopes relate to the energetics of particle acceleration in GLE and other large SEP events.     

The Theory of Anomalous Cosmic Rays

Anomalous cosmic rays are a heliospheric phenomenon in which interstellar neutral atoms stream into the heliosphere, are ionized by either solar radiation or the solar wind, and are subsequently accelerated to very high energies, greater than 1 GeV. Current thinking has the bulk of the acceleration to very-high energies taking place, by the mechanism of diffusive shock acceleration, at the termination shock of the solar wind. Detailed two-dimensional numerical simulations and models based on this picture show broad agreement with a number of the observed properties of anomalous cosmic rays. Recent improvements to this picture include the observation of multiply charged cosmic rays and the suggestion that some "preacceleration" of the initially ionized particles occurs in the inner heliosphere.     

Large solar event of September 29, 1989: ten years after

Out of the 56 Ground Level Enhancements (GLEs) of solar cosmic rays (SCRs) observed since 1942 until the present, 15 events were recorded in the 22nd cycle of solar activity (1986–1996). Solar proton events (SPEs) in that cycle displayed some peculiarities, which may need an interpretation on a new concept base. The event of September 29, 1989 is of special interest. Since the well-known event of February 23, 1956, it proved to be the most intense in the relativistic range of proton energies. This GLE affords a unique opportunity to study the propagation of SCRs over a wide range of rigidity.In spite of its occurrence behind the western solar limb, the originating major flare could be observed over a wide range of the wavelengths and particle energy spectra – from gamma rays to decametric radio waves, from >2 MeV electrons to multi-GeV protons; there were also measurements of the energy spectra and charge states of solar heavy nuclei. The flare was followed by some energetic solar phenomena (large magnetic loops, coronal eruptions and mass ejections, shocks, etc.). Due to the very hard rigidity spectrum, this was the first GLE recorded by underground muon detectors. The event also has a number of other unusual features, for example, an extended component of gamma-ray emission and the change in direction of the probable particle source during the event's initial stage. In addition, the intensity-time profile of the GLE is notable for its non-classic shape, showing a two-peak structure. The latter implies the possibility of a two-component (or two-source) ejection of accelerated particles from the Sun.The available observational data for the event is described in detail, the main focus of this paper is concentrated on different attempts to interpret the data within the framework of traditional and non-traditional concepts: shock and/or post-eruption acceleration, two-component (dual) ejection, two-source model of particle acceleration in large (extended) coronal structures, etc. None of the models put forward for explaining this event is exhaustive. The rigidity spectrum of ejected protons is estimated and the problem of the maximum rigidity, R _m, of the accelerated particles is discussed. In the relativistic range, this event proved to be by 1–2 orders less intense than the event of February 23, 1956. It is also shown that the event of September 29, 1989 could not have been recorded with the present-day neutrino detectors.