Relative fluxes of shock and prompt peaks in SEP event time profiles

Peak fluxes are an important property of gradual solar energetic particle (SEP) event time profiles from both astro/heliophysical and applications perspectives. However, the peak flux in an event may occur at the event onset, or at the time of the interplanetary shock arrival (the ESP or energetic storm particles). This makes an important difference in the interpretation of the peak flux, and in any attempts to characterize or model it. This paper describes a study of SEP data sets from ACE, IMP-8 and GOES toward determining the relative properties of these peak fluxes for protons with energies near 1, 10, and 50 MeV. The results suggest that for gradual events with both peaks, the ESP peak often dominates at 1 MeV energies and is dominant about half the time at 10 MeV. Moreover, the prompt peak fluxes can be used to estimate the shock peak (ESP event) up to days ahead, especially in the lower energy range.     

Solar particle precipitation into the polar atmosphere and their dependence on hemisphere and local time

The precipitation of solar energetic particles, protons as well as electrons, at high latitudes is commonly assumed to be homogeneous across both polar caps. Using Low-Earth Orbit POES (Polar Orbiting Environmental Satellites) we determine particle penetration ratios into the polar atmosphere for protons ranging from about 0.1 MeV to 500 MeV and for electrons spanning about one order of magnitude in energy with a maximum of 0.3 MeV. Based on power law fits for the POES spectrum we show, that for energies interesting for middle and lower atmosphere chemistry, particle flux over the poles is comparable in magnitude to flux at the geostationary orbit or at L1 in interplanetary space. The time period under study are the solar energetic particle (SEP) event series of October/November 2003 and January 2005.     

Comparing proton fluxes of central meridian SEP events with those predicted by SOLPENCO

We have developed an operational code, SOLPENCO, that can be used for space weather prediction schemes of solar energetic particle (SEP) events. SOLPENCO provides proton differential flux and cumulated fluence profiles from the onset of the event up to the arrival of the associated traveling interplanetary shock at the observer’s position (either 1.0 or 0.4 AU). SOLPENCO considers a variety of interplanetary scenarios where the SEP events develop. These scenarios include solar longitudes of the parent solar event ranging from E75 to W90, transit speeds of the associated shock ranging from 400 to 1700 km s⁻¹, proton energies ranging from 0.125 to 64 MeV, and interplanetary conditions for the energetic particle transport characterized by specific mean free paths. We compare the results of SOLPENCO with flux measurements of a set of SEP events observed at 1 AU that fulfill the following four conditions: (1) the association between the interplanetary shock observed at 1 AU and the parent solar event is well established; (2) the heliolongitude of the active region site is within 30° of the Sun–Earth line; (3) the event shows a significant proton flux increase at energies below 96 MeV; (4) the pre-event intensity background is low. The results are discussed in terms of the transit velocity of the shock and the proton energy. We draw conclusions about both the use of SOLPENCO as a prediction tool and the required improvements to make it useful for space weather purposes.     

Acceleration and transport of energeticparticles at CME-driven shocks

Historically, solar energetic particle (SEP) events are classified in two classes as “impulsive” and “gradual”. Whether there is a clear distinction between the two classes is still a matter of debate, but it is now commonly accepted that in large “gradual” SEP events, Fermi acceleration, also known as diffusive shock acceleration, is the underlying acceleration mechanism. At shock waves driven by coronal mass ejections (CMEs), particles are accelerated diffusively at the shock and often reach > MeV energies (and perhaps up to GeV energies). As a CME-driven shock propagates, expands and weakens, the accelerated particles can escape ahead of the shock into the interplanetary medium. These escaping energized particles then propagate along the interplanetary magnetic field, experiencing only weak scattering from fluctuations in the interplanetary magnetic field (IMF). In this paper, we use a Monte-Carlo approach to study the transport of energetic particles escaping from a CME-driven shock. We present particle spectra observed at 1 AU. We also discuss the particle “crossing number” at 1AU and its implication to particle anisotropy. Based on previous models of particle acceleration at CME-driven shocks, our simulation allows us to investigate various characteristics of energetic particles arriving at various distances from the sun. This provides us an excellent basis for understanding the observations of high-energy particles made at 1 AU by ACE and WIND.     

A first step towards proton flux forecasting

We present a preliminary version of a potential tool for real time proton flux prediction which provides proton flux profiles and cumulative fluence profiles at 0.5 and 2 MeV of solar energetic particle events, from their onset up to the arrival of the interplanetary shock at the spacecraft position (located at 1 or 0.4 AU). Based on the proton transportation model by Lario et al. [Lario, D., Sanahuja, B., Heras, A.M. Energetic particle events: efficiency of interplanetary shocks as 50 keV E < 100 MeV proton accelerators. Astrophys. J. 509, 415–434, 1998] and the magnetohydrodynamic shock propagation model of Wu et al. [Wu, S.T., Dryer, M., Han, S.M. Non-planar MHD model for solar flare-generated disturbances in the Heliospheric equatorial plane. Sol. Phys. 84, 395–418, 1983], we have generated a database containing “synthetic” profiles of the proton fluxes and cumulative fluences of 384 solar energetic particle events. We are currently validating the applicability of this code for space weather forecasting by comparing the resulting “synthetic” flux profiles with those of several real events.     

Relationships between energetic storm particle events and interplanetary shocks driven by full and partial halo coronal mass ejections

We have analysed energetic storm particle (ESP) events in 116 interplanetary (IP) shocks driven by front-side full and partial halo coronal mass ejections (CMEs) with speeds $>$400 km s^?1during the years 1996–2015. We investigated the occurrence and relationships of ESP events with several parameters describing the IP shocks, and the associated CMEs, type II radio bursts, and solar energetic particle (SEP) events. Most of the shocks (57 %) were associated with an ESP event at proton energies $>$1 MeV.The shock transit speeds from the Sun to 1 AU of the shocks associated with an ESP event were significantly greater than those of the shocks without an ESP event, and best distinguished these two groups of shocks from each other. The occurrence and maximum intensity of the ESP events also had the strongest dependence on the shock transit speed compared to the other parameters investigated. The correlation coefficient between ESP peak intensities and shock transit speeds was highest (0.73 $\pm$ 0.04) at 6.2 MeV. Weaker dependences were found on the shock speed at 1 AU, Alfvénic and magnetosonic Mach numbers, shock compression ratio, and CME speed. On average all these parameters were significantly different for shocks capable to accelerate ESPs compared to shocks not associated with ESPs, while the differences in the shock normal angle and in the width and longitude of the CMEs were insignificant.The CME-driven shocks producing energetic decametric–hectometric (DH) type II radio bursts and high-intensity SEP events proved to produce also more frequently ESP events with larger particle flux enhancements than other shocks. Together with the shock transit speed, the characteristics of solar DH type II radio bursts and SEP events play an important role in the occurrence and maximum intensity of ESP events at 1 AU.     

Solar cosmic rays in the near Earth space and the atmosphere

Solar energetic particles (SEPs) constitute a distinct population of energetic charged particles, which can be often observed in the near Earth space. SEP penetration into the Earth’s magnetosphere is a complicated process depending on particle magnetic rigidity and geomagnetic field structure. Particles in the several MeV energy range can only access to periphery of the magnetosphere and the polar cap regions, while the GeV particles can arrive at equatorial latitudes. Solar protons with energies higher than 100 MeV may be observed in the atmosphere above ∼30 km, and those with energies more than 1 GeV may be recorded even at the sea level. There are some observational evidences of SEP influence on atmospheric processes. Intruding into the atmosphere, SEPs affect middle atmosphere odd-nitrogen and ozone chemistry. Since spatial and temporal variations of SEP fluxes in the near Earth space are controlled by solar activity, SEPs may present an important link between solar activity and climate. The paper outlines dynamics of SEP fluxes in the near Earth space during the last decades. This can be useful for tracing relationship between SEPs and atmospheric processes.     

Energetic particle signatures of geoeffective coronal mass ejections

We have studied statistically associations of moderate and intense geomagnetic storms with coronal mass ejections (CMEs) and energetic particle events. The goal was to identify specific energetic particle signatures, which could be used to improve the predictions of the geoeffectiveness of full and partial halo CMEs. Protons in the range 1–110 MeV from the ERNE experiment onboard SOHO are used in the analysis. The study covers the time period from August 1996 to July 2000. We demonstrate the feasibility of energetic particle observations as an additional source of information in evaluating the geoeffectiveness of full and partial halo CMEs. Based on the observed onset times of solar energetic particle (SEP) events and energetic storm particle (ESP) events, we derive a proxy for the transit times of shocks driven by the interplanetary counterparts of coronal mass ejections from the Sun to the Earth. For a limited number of geomagnetic storms which can be associated to both SEP and ESP signatures, we found that this transit time correlates with the strength of geomagnetic storms.     

Some problems with developing a standard for determining solar energetic particle fluxes

Based on the author’s experience in ISO TC20/SC14 Working Group 4, this paper discusses the common problems encountered when developing a standard for solar energetic particle (SEP) fluxes. The problem involving the reliability of the distribution function describing the SEP events and the interpolation of this function into the region of not-yet-observed large events are discussed. The problems with describing the fluences of SEPs over a wide range of energy in the form of energetic spectra are analyzed. Requirements for SEP flux models are formulated. The reliability of some SEP flux models is determined by comparing their predictions with the experimental data.     

Angular distributions of energetic charged particles observed with HELIOS-1 and -2 between 0.3 amd 1 AU and their relevance to manned interplanetary space missions.

The University of Kiel Cosmic Ray Instrument on board the solar probes HELIOS-1 and -2 measured angular distributions of electrons, protons, and heavier nuclei between 0.3 and 1 AU over one complete solar cycle between 1974 and 1986. Anisotropies are observed mainly during the rising phase of solar particle events or close to the passage of certain interplanetary shocks. The anisotropies are presented as proton data of energies between 27 and 37 MeV. The dependence of the anisotropies on particle energy and distance from the sun is provided based on diffusive propagation in interplanetary space. Strong anisotropies could provide a chance of efficient shielding of the passenger compartment by moving heavier parts of the spacecraft structure into the direction of the highest flux. A reduction of the total radiation dose by less than a factor of 2 might be achievable, however, selection of quiet times for the mission reduces the radiation hazard much more.     

FEM code simulation of the magnetospheric proton fluxes

We report a study of the numeric solution to the diffusive transport equation for energetic protons magnetically trapped in the Earth's equatorial magnetosphere. The analysis takes into account the pertinent physical processes in this region, including deceleration of protons by Coulomb collisional interactions with free and bound electrons, the charge exchange process, cosmic ray albedo neutron decay source, and electric and magnetic radial diffusion. These results were obtained using the Finite Element Method with magnetic moment and geomagnetic L-shell as free variables. Steady state boundary conditions were imposed at L=1 as zero distribution function and at L=7 with proton distribution function extracted from ATS 6 satellite observations. The FEM-code yields unidirectional proton flux in the energy range of 0.1–1000 MeV at the equatorial top of the geomagnetic lines, and the results are found to be in satisfactorily agreement with the empirical NASA AP-8 model proton flux within the energy range of 0.5–100 MeV. Below 500 keV, the empirical AP-8 model proton fluxes are several orders of magnitude greater than those computed with the FEM-code at L<3. This discrepancy is difficult to explain by uncertainties of boundary spectrum parameters or transport coefficients.     

On the early phase of relativistic solar particle events: Are there signatures of acceleration mechanism?

Many physical processes precede and accompany the solar energetic particles (SEP) occurrence on the Earth’s orbit. Explosive energy release on the Sun gives rise to a flare and a coronal mass ejection (CME). X-ray and gamma emissions are believed to be connected with flares. Radio emission is signature of disturbances traveling through the corona and interplanetary space. Particles can gain energy both in the flare and the accompanying wave processes. The beginning of the SEP events has the advantage of being the phase most close to the time of acceleration. Influence of interplanetary transport is minimal in the case of first arriving relativistic solar protons recorded by ground based neutron monitors in so called ground-level enhancements (GLE). The early phase of the SEP events attracts attention of many scientists searching for the understanding of particle acceleration. However, they come to the opposite conclusions. While some authors find arguments for coronal mass ejections as a sole accelerator of SEPs, others prove a flare to be the SEP origin. Here, the circumstances of SEP generation for several GLEs of the 23rd solar cycle are considered. Timing of X-ray, CME, and radio emissions shows a great variety from event to event. However, the time of particle ejection from the Sun is closer to maximum of X-ray emission than to any other phenomena considered. No correlation is found between the particle fluxes and the CME characteristics.     

The heliolongitudinal distribution of solar flares associated with solar proton events.

We find that the heliolongitudinal distribution of solar flares associated with earth-observed solar proton events is a function of the particle measurement energy. For solar proton events containing fluxes with energies exceeding 1 GeV, we find a Gaussian distribution about the probable root of the Archimedean spiral favorable propagation path leading from the earth to the sun. This distribution is modified as the detection threshold is lowered. For > 100 MeV solar proton events with fluxes > or = 10 protons (cm2-sec-ster)-1 we find the distribution becomes wider with a secondary peak near the solar central meridian. When the threshold is lowered to 10 MeV the distribution further evolves. For > 10 MeV solar proton events having a flux threshold at 10 protons (cm2-sec-ster)-1 the distribution can be considered to be a composite of two Gaussians. One distribution is centered about the probable root of the Archimedean spiral favorable propagation path leading from the earth to the sun, and the other is centered about the solar central meridian. For large flux solar proton events, those with flux threshold of 1000 (cm2-sec-ster)-1 at energies > 10 MeV, we find the distribution is rather flat for about 40 degrees either side of central meridian.     

太阳高能粒子事件强度与相关双CME事件关系的两个事例

太阳高能粒子事件常伴随太阳耀斑和日冕物质抛射事件(Coronal Mass Ejections,CME)出现,由于太阳高能粒子事件的关键因素是双CME的相互作用,利用SOHO卫星观测的高能粒子强度、耀斑强度以及CME的相对高度与时间,通过高度与时间拟合得到的速度,分析了2001年4月15日和2005年1月20日的太阳高能粒子事件强度与相关双CME事件的关系,发现这两个太阳高能粒子事件中E ≥ 10MeV质子的强度与双CME事件无关.因此在这两次太阳高能粒子事件早期,E ≥ 10MeV质子的强度只与相关太阳耀斑和CME有关.      

Simulation of ASTROD I test mass charging due to solar energetic particles and interplanetary electrons

As ASTROD I travels through space, its test mass will accrue charge due to exposure of the spacecraft to high-energy particles. This test mass charge will result in Coulomb forces between the test mass and the surrounding electrodes. In earlier work, we have used the GEANT 4 toolkit to simulate charging of the ASTROD test mass due to cosmic-ray protons of energies between 0.1 and 1000 GeV at solar maximum and at solar minimum. Here we use GEANT 4 to simulate the charging process due to solar energetic particle events and interplanetary electrons. We then estimate the test mass acceleration noise due to these fluxes. The predicted charging rates range from 2247 e⁺/s to 47,055 e⁺/s, at peak intensity, for the four largest SEP events in September and October 1989. Although the noise due to charging exceeds the ASTROD I budget for the two larger events, it can be suppressed through continuous discharging. The acceleration noise during the two small events is well below the design target. The charging rate of the ASTROD I test mass due to interplanetary electrons in this simulation is about −11% of the cosmic-ray protons at solar minimum, and over −37% at solar maximum. In addition to the Monte Carlo uncertainty, an error of ±30% in the net charging rates should be added to account for uncertainties in the spectra, physics models and geometry implementations.     

Onset study of impulsive solar energetic particleevents

Impulsive solar energetic particle (SEP) events are associated with impulsive X-ray flares, energetic electrons,and enhanced heavy ion abundances. Using instruments on ACE, we have examined the composition and origin of twelve impulsive SEP events from November 1997 to June 2000. All selected impulsive SEP events have enhanced ³He/⁴He ratios compared with the solar wind values. The range of ³He/⁴He ratios varies from 0.01 to 7.8. By assuming scatter-free propagation at zero degree pitch-angle, we fitted the minimum particle path lengths (from 1.2 to 1.4 AU, as expected), and estimated the ion event release time back at the Sun to within better than 30 minutes in most cases. We found only four events in which the release times agree for both 38–50 keV electrons and <1 MeV/nucleon ions. Five of our events have significant differences (>40 minutes) between the electron and ion onset times, all with ions injected later. Three impulsive ion events have no association with any impulsive electron event. Seven events have associated solar electromagnetic signatures (Type III radio bursts and/or X-ray flares).     

Energetic particle acceleration by coronal mass ejections

The current paradigm for the source of large, gradual solar energetic particle (SEP) events is that theyare accelerated in coronal/interplanetary shocks driven by coronal mass ejections (CMEs). Early studies established that there is a rough correlation between the logs of the CME speed and the logs of the SEP intensities. Here I review two topics challenging the basic paradigm, the recent discovery that CMEs are also associated with impulsive, high-Z rich SEP events and the search for gradual SEP sources other than CME-driven shocks. I then discuss three topics of recent interest dealing with the relationship between the shock or CME properties and the resulting SEP events. These are the roles that CME accelerations, interactions between fast and preceding slow CMEs, and widths of fast CMEs may play in SEP production.     

Periods of quasi-stationary conditions in interplanetary space according to sequences of SEP events

The values of the characteristic decay time of particle fluxes in SEP events vary, as a rule, considerably from event to event. We point out, however, that at times sequences of events having similar decay times were observed over long time intervals (up to one month, and even longer in a few cases). The values of the decay times, however, differed among different sequences. The constancy of the decay phase in each consecutive event of these series suggests that the interplanetary medium was in steady state during the event series, and, because of solar rotation, its uniformity within sectors extended to 90–180° in heliolongitude. The very rarely observed long series (up to 2–3 solar rotations) indicate the steadiness and homogeneity of the plasma and the interplanetary magnetic field (IMF) in the entire inner solar system in the course of this time span. It is pointed out that the neutral current sheet of the IMF does not represent a substantial obstacle for energetic charged particles. Both hemispheres are (above and below the current sheet), at least during the series of solar events, invariant with time, uniform and alike from the viewpoint of the propagation of charged particles. The investigation of such sequences of events can also be useful for forecasting characteristics of SEP events.     

Solar proton events recorded in the stratosphere during cosmic ray balloon observations in 1957–2008

Long-term balloon observations have been performed by the Lebedev Physical Institute since 1957 up to the present time. The observations are taken several times a week at the polar and mid latitudes and allow us to study dynamics of galactic and solar cosmic ray as well as secondary particle fluxes in the atmosphere and in the near-Earth space. Solar energetic particles (120) – mostly protons – (SEP) events with >100 MeV proton intensity above 1 cm⁻² s⁻¹ s⁻¹ were recorded during 1958–2006. Before the advent of the SEP monitoring on spacecraft these results constituted the only homogeneous series of >100 MeV SEP events. The SEP intensities and energy spectra inferred from the Lebedev Physical Institute observations are consistent with the results taken in the adjacent energy intervals by the spacecraft and neutron monitors. Joint consideration of the SEP events series recorded by balloons and by neutron monitors during solar cycles 20–23 makes it possible to restore the probable number of events in solar cycle 19, which was not properly covered by observations. Some correlation was found between duration of SEP event production in a solar cycle and sunspot cycle characteristics.     

Monte Carlo calibration of the response of the University of Chicago’s Cosmic Ray Nuclei Experiment (CRNE) on IMP-8 to electrons above 0.5 MeV

Modern instrument-simulation techniques offer the possibility of increasing the scientific yield from archival space datasets. In this paper, we report on a simulation of the electron response of the University of Chicago’s Cosmic Ray Nuclei Experiment (CRNE) instrument on the IMP-8 satellite. IMP-8/CRNE returned data from 1973 to 2006. The CRNE particle telescope was designed to measure the isotopic composition of Galactic cosmic-ray (GCR) nuclei and has also been used in many studies of protons and ions above 10 MeV/nucleon from solar energetic particle (SEP) events. But CRNE also functions as a highly-capable detector for solar electrons above 0.5 MeV, an energy range that has not been extensively studied. Utilization of the CRNE electron data has heretofore been limited by the fact that CRNE was never calibrated for electrons. We have therefore used the GEANT4 Monte Carlo simulation package to model the CRNE response to electrons and (separately) protons for multiple energies and incident angles. The results were used to compute the energy- and angle-dependence of the effective area and the energy-dependence of the geometric factor. The response to protons, which was already well understood, was used to verify the mass model, the simulation settings, and the post-processing software. Our simulation of the IMP-8/CRNE electron response now allows analysis of hundreds of relativistic solar electron events observed by CRNE over the years, including studies of evolution of electron energy spectra with high time resolution. We show examples of these results and briefly discuss potential applications to future scientific investigations.