On radar detection and direction finding using sparse arrays

The potential performance of radar systems employing sparse arrays is investigated. Different sparse array geometries are evaluated with respect to detection and estimation performance. We present appropriate tools for analytical computation of the detection and estimation performance of the likelihood ratio test (LRT) and the maximum likelihood estimator (MLE), respectively. Particular attention is paid to the effect of ambiguity errors on system performance. The results show that sparse arrays have several advantages over nonsparse arrays, but that ambiguities deteriorate performance when sidelobe interference is present. Some ways to mitigate the ambiguity effects on system performance are briefly discussed.     

基于杂波子空间估计的MIMO雷达降维STAP研究

 多输入多输出(MIMO)雷达是近年来出现的一种新体制雷达,针对MIMO体制的机载雷达开展空时自适应处理（STAP）技术研究是值得进一步努力的方向。本文研究了机载MIMO雷达STAP技术的降维算法,通过对STAP技术杂波抑制原理进行分析,推导并得到一种基于杂波子空间的降维算法。结合扁长椭球波函数（PSWF）的特点,提出了一种基于杂波子空间估计的降维算法,并与若干降维算法的杂波抑制性能进行比较。结果表明,当存在阵元幅相误差时,该算法在保持杂波抑制性能的同时能够有效地降低STAP算法的运算量。     

二维嵌套混合MIMO相控阵雷达接收阵列设计

针对二维混合多输入多输出（MIMO）相控阵雷达发射阵列子阵分割带来的自由度损失问题,提出一种基于二维嵌套阵列的二维混合MIMO相控阵雷达接收阵列设计新方法。首先,给出一种由稀疏阵列和密集阵列构成的嵌套阵接收阵列的二维混合MIMO相控阵雷达信号模型;其次,通过对接收信号的协方差矩阵进行Khatri-Rao乘积处理,得到阵元位置差的差异阵列,形成接收阵元数目的虚拟扩展;最后,通过空间平滑处理进行波达方向估计。仿真实验表明,与传统二维混合MIMO相控阵雷达相比,所提方法在不增加实际阵元数目的情况下可以有效扩展虚拟阵元数目,提高雷达阵列自由度,进而提高二维混合MIMO相控阵雷达波达方向估计精度。     

Target Detection and Parameter Estimation for MIMO Radar Systems

We investigate several target detection and parameter estimation techniques for a multiple-input multiple-output (MIMO) radar system. By transmitting independent waveforms via different antennas, the echoes due to targets at different locations are linearly independent of each other, which allows the direct application of many data-dependent beamforming techniques to achieve high resolution and excellent interference rejection capability. In the absence of array steering vector errors, we discuss the application of several existing data-dependent beamforming algorithms including Capon, APES (amplitude and phase estimation) and CAPES (combined Capon and APES), and then propose an alternative estimation procedure, referred to as the combined Capon and approximate maximum likelihood (CAML) method. Via several numerical examples, we show that the proposed CAML method can provide excellent estimation accuracy of both target locations and target amplitudes. In the presence of array steering vector errors, we apply the robust Capon beamformer (RCB) and doubly constrained robust Capon beamformer (DCRCB) approaches to the MIMO radar system to achieve accurate parameter estimation and superior interference and jamming suppression performance.     

基于稀疏表示的双基地MIMO雷达多目标定位及幅相误差估计

 基于稀疏表示理论,提出一种新的双基地多输入多输出(MIMO)雷达收发角度及幅相误差估计算法。利用接收数据,分别构造发射和接收协方差矩阵,并以列向量化后的发射和接收协方差矩阵为量测信号建立2个一维稀疏线性模型,构造模型求解的 L₂-L₁ 混合范数优化目标函数,通过交替迭代寻优获得目标角度估计和幅相误差估计,最后给出了本文算法的收敛性分析。与现有算法相比,该算法充分利用了目标发射和接收空域的稀疏特性,且能够通过对噪声功率的预估计来抑制噪声。仿真结果表明:在低信噪比(SNR)条件下,本文算法仍能够得到较好的估计精度,且对幅相误差具有一定的稳健性。     

Moving target localization in distributed MIMO radar with transmitter and receiver location uncertainties

In this paper, the problem of moving target localization from Bistatic Range(BR) and Bistatic Range Rate(BRR) measurements in a Multiple-Input Multiple-Output(MIMO) radar system having widely separated antennas is investigated. We consider a practically motivated scenario,where the accurate knowledge of transmitter and receiver locations is not known and only the nominal values are available for processing. With the transmitter and receiver location uncertainties,which are usually neglected in MIMO radar systems by prior studies, taken into account in the measurement model, we develop a novel algebraic solution to reduce the estimation error for moving target localization. The proposed algorithm is based on the pseudolinear set of equations and two-step weighted least squares estimation. The Cramer-Rao Lower Bound(CRLB) is derived in the presence of transmitter and receiver location uncertainties. Theoretical accuracy analysis demonstrates that the proposed solution attains the CRLB, and numerical examples show that the proposed solution achieves significant performance improvement over the existing algorithms.     

Sensitivity of MIMO STAP Radar with Waveform Diversity

Space-time adaptive processing (STAP) is an effective method adopted in airborne radar to suppress ground clutter. Multiple-input multiple-output (MIMO) radar is a new radar concept and has superiority over conventional radars. Recent proposals have been applying STAP in MIMO configuration to the improvement of the performance of conventional radars. As waveforms transmitted by MIMO radar can be correlated or uncorrelated with each other, this article develops a unified signal model incorporating waveforms for STAP in MIMO radar with waveform diversity. Through this framework, STAP performances are expressed as functions of the waveform covariance matrix (WCM). Then, effects of waveforms can be investigated. The sensitivity, i.e., the maximum range detectable, is shown to be proportional to the maximum eigenvalue of WCM. Both theoretical studies and numerical simulation examples illustrate the waveform effects on the sensitivity of MIMO STAP radar, based on which we can make better trade-off between waveforms to achieve optimal system performance.     

MIMO雷达射频隐身性能优化的目标跟踪算法

随着现代战场中电子对抗的日益激烈,雷达的生存环境受到了严重的威胁。射频（RF）隐身技术是一种提高雷达及其运载平台战场生存能力的重要途径。为提高雷达射频隐身性能,针对具有MIMO探测模式的新体制雷达提出了隐身性能优化的目标跟踪算法。该算法基于射频隐身性能优化模型,通过自适应控制系统的子阵划分个数、平均发射功率、波束驻留时间以及采样周期,在满足系统跟踪性能要求的前提下优化系统射频隐身性能,其中的射频隐身性能综合考虑了截获因子及采样周期。仿真结果表明,与传统相控阵雷达相比,本文所提出的目标跟踪算法使MIMO雷达具有更好的射频隐身性能。     

MIMO radar: snake oil or good idea?

MIMO communication is theoretically superior to conventional communication under certain conditions, and MIMO communication also appears to be practical and cost-effective in the real world for some applications. It is natural to suppose that the same is true for MIMO radar, but the situation is not so clear. Researchers claim many advantages of MIMO radar relative to phased array radars (e.g., better detection performance, better angular resolution, better angular measurement accuracy, improved robustness against RFI, ECM, multipath, etc.). We will evaluate such assertions from a system engineering viewpoint. In particular, there are serious trade-offs of MIMO vs. phased array radars relative to cost, system complexity, and risk considering numerous real world effects that are not included in most theoretical analyses. Moreover, in many cases one can achieve essentially the same radar system improvement with phased array radars using simpler, less expensive, and less risky algorithms. We evaluate roughly a dozen asserted advantages of MIMO radar relative to phased arrays.     

风电场雷达杂波动态重构抑制方法

随着风电场的大范围建设，风轮机杂波对雷达的干扰问题日益严重，常规杂波抑制方法难以有效解决风轮机杂波（WTC）干扰问题，因此提出了一种利用动态字典对风轮机杂波进行稀疏重构进而抑制的方法。首先，建立了WTC干扰下的雷达信号模型并分析了风轮机杂波的信号特征。其次，依据WTC的时频特征提出了一种微动参数粗估计方法，利用粗估计结果缩小了字典稀疏重构参数范围，在此基础上利用正交匹配追踪（OMP）算法对字典进行动态生成，并逐级更新字典原子。最后，通过动态字典对风轮机杂波信号进行稀疏重构，从而实现了对WTC的有效抑制。通过仿真实验，分析了风轮机杂波对目标检测的干扰影响，验证了基于动态稀疏重构的风电场杂波抑制方法在不同情况下的有效性。     

基于时空结构的双基MIMO雷达多维参数联合估计

为了充分利用目标的时域特性来改善双基多输入多输出(MIMO)雷达波达方向(DOA)和离波方向(DOD)的估计性能,探讨了双基MIMO雷达在时-空模型下的多维参数联合估计问题。针对慢动目标,基于多维旋转不变技术信号参数估计(ESPRIT)算法,同时利用时域相邻两级延迟包含的时间相位差、发射阵列相邻阵元包含的空间相位差以及接收阵列相邻阵元包含的空间相位差作为旋转因子,形成旋转不变子空间,再根据矩阵、矩阵的特征值及特征值对应的特征向量三者之间的关系解决了参数配对问题,实现了三维参数联合估计。该方法在信噪比低、积累脉冲数少时,目标的DOA与DOD估计性能比不利用时域特性时有明显改善。仿真结果验证了本方法的有效性。     

基于稀疏随机阵列配置的CS-MIMO雷达感知矩阵构造

压缩感知(CS)理论中的感知矩阵在观测数据获取和信号重建过程中起关键性作用。目前,大部分研究通过引入高斯随机矩阵作为测量矩阵实现压缩观测,这类测量矩阵对硬件要求很高,工程实现困难。提出了一种基于稀疏随机阵列配置的压缩感知-多输入多输出(CS-MIMO)雷达中的感知矩阵构造方法,当MIMO雷达阵元配置为满足某种概率分布的稀疏随机阵列时,发射与接收导引矢量的Kronecker积能够起到压缩测量的作用。从理论上分析了所构造的感知矩阵的归一化互相关系数、Gram矩阵以及阵列方向图之间的内在联系,并证明了当随机阵元位置满足均匀分布时所构造的感知矩阵满足压缩感知重构条件。在这种稀疏随机阵列配置方式下,既可以避免额外引入随机测量矩阵,又能减少所需的阵元个数,从而大大降低CS-MIMO雷达系统复杂度。仿真实验表明,该方法具有较低的感知矩阵归一化互相关系数,与满阵CS-MIMO雷达相比能够在减少阵元个数的同时获得良好的重构性能,且使重构所需运算量大大降低。     

MIMO雷达中一种降维MUSIC的相干角度估计算法

研究单快拍下双基地多输入多输出（Multiple—InputMultiple-Output,MIMO）雷达中相干信源的离开角（Directionofdeparture,DOD）与到达角（directionofarrival,DOA）联合估计问题。利用单快拍下双基地MIMO雷达的接收信号构造一组Toeplitz矩阵,利用这组ToepIitz矩阵重构一个信号矩阵,提出一种基于降维多重信号分类（ReducedDimensionMultipleSignalClassification,RD-MUSIC）的DOD与DOA联合估计算法。提出的算法能够有效估计相干信源以及非相干信源的角度,实现角度的自动配对,并且角度估计性能远优于FBSS—ESPRIT算法以及ESPRIT-like算法。仿真结果验证了算法的有效性。     

基于稀疏贝叶斯学习的字典失配杂波空时谱估计方法

杂波谱稀疏恢复空时自适应处理（STAP）是一种有效减少杂波样本数需求的机载雷达杂波抑制方法。然而,空时平面被离散地划分为若干个网格点来构建空时导向矢量字典,当字典在失配时,杂波脊不能准确落在预先离散化的网格点上,稀疏恢复STAP性能严重下降。提出了一种基于稀疏贝叶斯学习的字典失配杂波空时谱估计方法,首先利用二维泰勒级数建立空时动态字典模型,然后将字典失配误差作为待估超参数构建贝叶斯稀疏恢复模型,并利用失配误差估计值对空时导向矢量字典进行修正,最后利用修正后的空时导向矢量字典重构杂波协方差矩阵,进而计算杂波空时谱。实验证明,该方法能够有效提高字典失配情况下的杂波谱稀疏恢复精度,杂波抑制性能优于已有字典预先离散化的稀疏贝叶斯学习STAP方法。     

一种MIMO雷达幅相误差估计方法

 针对单基地相关多输入多输出(MIMO)雷达中存在的阵列幅相误差问题进行了研究。给出了单基地相关MIMO雷达的阵列模型,并提出了一种MIMO雷达幅相误差估计方法。利用发射正交信号对阵列接收信号进行匹配滤波,可分离得到类似传统阵列的"虚拟阵列",利用分时信源数据将该阵列中真实导向矢量中信源波达方向(DOA)引起的相位与幅相误差分离开,通过构造代价函数得到波达方向估计值,进而分别得到发射阵与接收阵的幅相误差的估计值,同时给出了误差引入量分析。最后通过仿真验证了该方法的有效性。本文介绍的方法简单可行,适用于任意构型MIMO雷达的幅相误差估计。     

多输入多输出电磁矢量阵列雷达的DOD和DOA联合估计

研究一种基于电磁矢量传感器阵列的多输入多输出(MIMO)雷达目标波离角(DOD)和波达角(DOA)的联合估计算法.提出了一种新型MIMO雷达系统,发射阵列采用常规阵元,而接收阵列采用电磁矢量传感器,在此基础上,算法首先利用矢量传感器的内在结构特点结合子空间旋转不变性质获得目标DOA预估计,随后采用最佳加权子空间拟合算法...     

Design Principles of MIMO Radar Detectors

This paper considers the problem of multiple-input multiple-output (MIMO) radars employing space-time coding (STC) to achieve diversity. To this end, after briefly outlining the model of the received echo, a suitable detection structure is derived, and its performance is expressed in closed form as a function of the clutter statistical properties and of the space-time code matrix. Interestingly, this receiver requires prior knowledge of the clutter covariance, but the detection threshold is functionally independent thereof. At the transmitter design stage, we give two criteria for code construction: the first is based on the classical Chernoff bound, the second is an information-theoretic criterion. Interestingly, the two criteria lead to the same condition for code optimality, which in turn specializes, under the assumption of uncorrelated clutter and square code matrix, in some well-known full-rate space-time codes. A thorough performance assessment is also given, so as to establish the optimum achievable performance for MIMO radar systems.     

冲击杂波下的MIMO雷达DOA估计方法

研究了对称α稳定分布(SαS)冲击杂波下的多输入多输出（MIMO）雷达目标波达方向（DOA）估计问题,分别提出基于分数低阶最小方差无畸变响应(FrMVDR)的MIMO雷达DOA估计算法和无穷范数归一化最小方差无畸变响应（Inf-MVDR)算法。FrMVDR算法,首先进行冲击杂波特征指数的估计,然后使MIMO雷达接收阵列的分数低阶输出功率最小,实现MIMO雷达的DOA估计。为了避免FrMVDR算法对杂波特征指数估计,提出Inf-MVDR算法,首先用无穷范数对接收信号进行归一化处理,使归一化后的阵列输出功率有界,继而采用传统MVDR算法进行DOA估计。计算机仿真验证了上述两种算法的有效性;同时仿真结果还表明在冲击杂波下,MIMO雷达的空间分集特性可显著提高DOA估计的精度。     

基于稀疏重建的MIMO-OTH雷达多模杂波抑制算法

针对由多模传播引起的多普勒扩展杂波(SDC)严重影响天波超视距雷达(OTHR)对慢速船舰目标的检测这一问题,在基于多输入多输出体制的新一代天波超视距(MIMO-OTH)雷达系统下,利用空域信息抑制多模SDC。传统处理方法需要目标角度先验信息,而在实际中,该信息往往很难获得。为此,提出一种新的基于稀疏重建的多模杂波抑制算法。该算法将二维的稀疏角度搜索转变为一维的角度搜索,使运算量大大降低,且估计出的收发角(DOA-DOD)自动配对,同时可获得各个传播路径下信号的时间多普勒信息,达到了理想的MIMO-OTH雷达多模杂波抑制效果。仿真结果证明了所提算法的有效性。     

基于滤波器结构的压缩感知雷达感知矩阵优化

 压缩感知雷达的目标场景恢复性能要求不同目标的反射回波在压缩空间上的互相关性尽可能小。基于该思想,提出了压缩感知雷达感知矩阵优化模型,根据系统参数和任务信息,以降低感知矩阵互相关性为目标,自适应地构造发射波形和测量矩阵,提升系统性能。分别给出了基于滤波器结构的压缩感知雷达发射波形优化、测量矩阵优化以及波形-测量矩阵联合优化算法。仿真结果表明:本文提出的压缩感知雷达感知矩阵优化模型和算法能够有效地提高场景恢复精度。