The plasma physics of shock acceleration

The notion that plasma shocks in astrophysical settings can and do accelerate charged particles to high energies is not a new one. However, in recent years considerable progress has been achieved in understanding the role particle acceleration plays both in astrophysics and in the shock process itself. In this paper we briefly review the history and theory of shock acceleration, paying particular attention to theories of parallel shocks which include the backreaction of accelerated particles on the shock structure. We discuss in detail the work that computer simulations, both plasma and Monte Carlo, are playing in revealing how thermal ions interact with shocks and how particle acceleration appears to be an inevitable and necessary part of the basic plasma physics that governs collisionless shocks. We briefly describe some of the outstanding problems that still confront theorists and observers in this field.     

Cosmological Shock Waves

Large-scale structure formation, accretion and merging processes, AGN activity produce cosmological gas shocks. The shocks convert a fraction of the energy of gravitationally accelerated flows to internal energy of the gas. Being the main gas-heating agent, cosmological shocks could amplify magnetic fields and accelerate energetic particles via the multi-fluid plasma relaxation processes. We first discuss the basic properties of standard single-fluid shocks. Cosmological plasma shocks are expected to be collisionless. We then review the plasma processes responsible for the microscopic structure of collisionless shocks. A tiny fraction of the particles crossing the shock is injected into the non-thermal energetic component that could get a substantial part of the ram pressure power dissipated at the shock. The energetic particles penetrate deep into the shock upstream producing an extended shock precursor. Scaling relations for postshock ion temperature and entropy as functions of shock velocity in strong collisionless multi-fluid shocks are discussed. We show that the multi-fluid nature of collisionless shocks results in excessive gas compression, energetic particle acceleration, precursor gas heating, magnetic field amplification and non-thermal emission. Multi-fluid shocks provide a reduced gas entropy production and could also modify the observable thermodynamic scaling relations for clusters of galaxies.     

Particle acceleration in solar flares and some related phenomena

Observational features concerning solar energetic particles are compactly reviewed with some emphasis on the spectra and time histories. Velocity dependent characteristics in the energy spectra are pointed out, and compared to the results of the interplanetary shocks. A shock drift acceleration is introduced in order to interpret the observational features, especially a very fast acceleration to MeV energies within an order of second. There is a strong evidence of the shock drift acceleration in the interplanetary shocks. When some conditions are satisfied in the corona, only one or several encounters of particles with a near perpendicular shock accelerates protons to gamma-ray emitting energies (> 10 MeV). Pre-acceleration is inevitable for any kind of acceleration mechanisms in solar flares. To fulfill the requirements from the abundance ratios between various species of accelerated ions, pre-acceleration to the same velocities before the injection into a main acceleration process turns out to be absolutely necessary.     

Shock Acceleration of Ions in the Heliosphere

Energetic particles constitute an important component of the heliospheric plasma environment. They range from solar energetic particles in the inner heliosphere to the anomalous cosmic rays accelerated at the interface of the heliosphere with the local interstellar medium. Although stochastic acceleration by fluctuating electric fields and processes associated with magnetic reconnection may account for some of the particle populations, the majority are accelerated by the variety of shock waves present in the solar wind. This review focuses on “gradual” solar energetic particle (SEP) events including their energetic storm particle (ESP) phase, which is observed if and when an associated shock wave passes Earth. Gradual SEP events are the intense long-duration events responsible for most space weather disturbances of Earth’s magnetosphere and upper atmosphere. The major characteristics of gradual SEP events are first described including their association with shocks and coronal mass ejections (CMEs), their ion composition, and their energy spectra. In the context of acceleration mechanisms in general, the acceleration mechanism responsible for SEP events, diffusive shock acceleration, is then described in some detail including its predictions for a planar stationary shock, shock modification by the energetic particles, and wave excitation by the accelerating ions. Finally, some complexities of shock acceleration are addressed, which affect the predictive ability of the theory. These include the role of temporal and spatial variations, the distinction between the plasma and wave compression ratios at the shock, the injection of thermal plasma at the shock into the process of shock acceleration, and the nonlinear evolution of ion-excited waves in the vicinity of the shock.     

Electron Acceleration in the Heliosphere

We review the evidence for electron acceleration in the heliosphere putting emphasis on the acceleration processes. There are essentially four classes of such processes: shock acceleration, reconnection, wave particle interaction, and direct acceleration by electric fields. We believe that only shock and electric field acceleration can in principle accelerate electrons to very high energies. The shocks known in the heliosphere are coronal shocks, traveling interplanetary shocks, CME shocks related to solar type II radio bursts, planetary bow shocks, and the termination shock of the heliosphere. Even in shocks the acceleration of electrons requires the action of wave particle resonances of which beam driven whistlers are the most probable. Other mechanisms of acceleration make use of current driven instabilities which lead to electron and ion hole formation. In reconnection acceleration is in the current sheet itself where the particles perform Speiser orbits. Otherwise, acceleration takes place in the slow shocks which are generated in the reconnection process and emanate from the diffusion region in the Petschek reconnection model and its variants. Electric field acceleration is found in the auroral zones of the planetary magnetospheres and may also exist on the sun and other stars including neutron stars. The electric potentials are caused by field aligned currents and are concentrated in narrow double layers which physically are phase space holes in the ion and electron distributions. Many of them add up to a large scale electric field in which the electrons may be impulsively accelerated to high energies and heated to large temperatures.     

Collisionless Shocks in Partly Ionized Plasma with Cosmic Rays: Microphysics of Non-thermal Components

In this review we discuss some observational aspects and theoretical models of astrophysical collisionless shocks in partly ionized plasma with the presence of non-thermal components. A specific feature of fast strong collisionless shocks is their ability to accelerate energetic particles that can modify the shock upstream flow and form the shock precursors. We discuss the effects of energetic particle acceleration and associated magnetic field amplification and decay in the extended shock precursors on the line and continuum multi-wavelength emission spectra of the shocks. Both Balmer-type and radiative astrophysical shocks are discussed in connection to supernova remnants interacting with partially neutral clouds. Quantitative models described in the review predict a number of observable line-like emission features that can be used to reveal the physical state of the matter in the shock precursors and the character of nonthermal processes in the shocks. Implications of recent progress of gamma-ray observations of supernova remnants in molecular clouds are highlighted.     

Particle Acceleration and Nonthermal Phenomena in Superbubbles

Models of nonthermal particle acceleration in the vicinity of active star forming regions are reviewed. We discuss a collective effect of both stellar winds of massive stars and core collapsed supernovae as particle acceleration agents. Collective supernova explosions with great energy release in the form of multiple interacting shock waves inside the superbubbles are argued as a favourable site of nonthermal particle acceleration. The acceleration mechanism provides efficient creation of a nonthermal nuclei population with a hard low-energy spectrum, containing a substantial part of the kinetic energy released by the winds of young massive stars and supernovae. We discuss a model of temporal evolution of particle distribution function accounting for the nonlinear effect of the reaction of the accelerated particles on the shock turbulence inside the superbubble. The model illustrates that both the low-energy metal-rich nonthermal component and the standard galactic cosmic rays could be efficiently produced by superbubbles at different evolution stages.     

Stochastic Acceleration by Turbulence

The subject of this paper is stochastic acceleration by plasma turbulence, a process akin to the original model proposed by Fermi. We review the relative merits of different acceleration models, in particular the so called first order Fermi acceleration by shocks and second order Fermi by stochastic processes, and point out that plasma waves or turbulence play an important role in all mechanisms of acceleration. Thus, stochastic acceleration by turbulence is active in most situations. We also show that it is the most efficient mechanism of acceleration of relatively cool non relativistic thermal background magnetized plasma particles. In addition, it can preferentially accelerate electrons relative to protons as is needed in many astrophysical radiating sources, where usually there are no indications of presence of shocks. We also point out that a hybrid acceleration mechanism consisting of initial acceleration by turbulence of background particles followed by a second stage acceleration by a shock has many attractive features. It is demonstrated that the above scenarios can account for many signatures of the accelerated electrons, protons and other ions, in particular ³He and ⁴He, seen directly as Solar Energetic Particles and through the radiation they produce in solar flares.     

Ion acceleration at shocks in interplanetary space: A brief review of recent observations

The mechanism by which ions are accelerated near the Earth's bow shock and near shocks propagating outward from the Sun in response to solar activity appears to be essentially the same. For both types of shock the solar wind thermal distribution acts as a seed population. Leaked magnetospheric ions and resident flare ions are additional seed populations for the bow shock and outward propagating shocks respectively. The acceleration of solar wind ions at these shocks begins with either the reflection of ions off the shock or leakage of shocked plasma back through the shock. Interaction with a disruption wave field self-generated by these backstreaming ions is responsible for the remainder of the acceleration at the bow shock. Both the disruption wave field and the ambient interplanetary wave field play important roles in accelerating ions at outward propagating shocks, but on different time scales. The geometry of the shock and the duration of field line connection to the shock play decisive roles in determining what is observed.     

Particle Acceleration in the Heliosphere: Implications for Astrophysics

There has been a remarkable discovery concerning particles that are accelerated in the solar wind. At low energies, in the region where the particles are being accelerated, the spectrum of the accelerated particles is always the same: when expressed as a distribution function, the spectrum is a power law in particle speed with a spectral index of ?5, and a rollover at higher particle speeds that can often be described as exponential. This common spectral shape cannot be accounted for by any conventional acceleration mechanism, such as diffusive shock acceleration or traditional stochastic acceleration. It has thus been necessary to invent a new acceleration mechanism to account for these observations, a pump mechanism in which particles are pumped up in energy through a series of adiabatic compressions and expansions. The conditions under which the pump acceleration is the dominant acceleration mechanism are quite general and are likely to occur in other astrophysical plasmas. In this paper, the most compelling observations of the ?5 spectra are reviewed; the governing equation of the pump acceleration mechanism is derived in detail; the pump acceleration mechanism is applied to acceleration at shocks; and, as an illustration of the potential applicability of the pump acceleration mechanism to other astrophysical plasmas, the pump mechanism is applied to the acceleration of galactic cosmic rays in the interstellar medium.     

Ion Acceleration at the Earth’s Bow Shock

The Earth’s bow shock is the most studied example of a collisionless shock in the solar system. It is also widely used to model or predict the behaviour at other astrophysical shock systems. Spacecraft observations, theoretical modelling and numerical simulations have led to a detailed understanding of the bow shock structure, the spatial organization of the components making up the shock interaction system, as well as fundamental shock processes such as particle heating and acceleration. In this paper we review the observations of accelerated ions at and upstream of the terrestrial bow shock and discuss the models and theories used to explain them. We describe the global morphology of the quasi-perpendicular and quasi-parallel shock regions and the foreshock. The acceleration processes for field-aligned beams and diffuse ion distribution types are discussed with connection to foreshock morphology and shock structure. The different possible mechanisms for extracting solar wind ions into the acceleration processes are also described. Despite several decades of study, there still remain some unsolved problems concerning ion acceleration at the bow shock, and we summarize these challenges.     

Selected Problems in Collisionless-Shock Physics

The physics of collisionless shocks is a very broad topic, which has been well studied for many decades. However, there are a number of important issues which remain unresolved. Moreover, there have been new findings, which cast doubt on well-established ideas. The purpose of this review is to address a subset of unresolved problems in collisionless shock physics from a theoretical and/or numerical modeling point of view. The topics which are addressed are: the nonstationarity of the shock front, the heating and dynamics of electrons through the shock layer, particle diffusion in turbulent electric and magnetic fields, particle acceleration, and the interaction of pickup ions with collisionless shocks.     

Injection and Acceleration Processes in Corotating Interaction Regions: Theoretical Concepts

A brief overview on particle injection and acceleration in corotating interaction regions is presented. After introducing the diffusion-convection transport equation for energetic particles we discuss diffusive acceleration at the corotating shocks, stochastic acceleration within the interaction region, and the injection and acceleration of pickup ions at the corotating shocks. This revised version was published online in August 2006 with corrections to the Cover Date.     

GeV Particle Acceleration in Solar Flares and Ground Level Enhancement (GLE) Events

Ground Level Enhancement (GLE) events represent the most energetic class of solar energetic particle (SEP) events, requiring acceleration processes to boost ?1?GeV ions in order to produce showers of secondary particles in the Earth’s atmosphere with sufficient intensity to be detected by ground-level neutron monitors, above the background of cosmic rays. Although the association of GLE events with both solar flares and coronal mass ejections (CMEs) is undisputed, the question arises about the location of the responsible acceleration site: coronal flare reconnection sites, coronal CME shocks, or interplanetary shocks? To investigate the first possibility we explore the timing of GLE events with respect to hard X-ray production in solar flares, considering the height and magnetic topology of flares, the role of extended acceleration, and particle trapping. We find that 50% (6 out of 12) of recent (non-occulted) GLE events are accelerated during the impulsive flare phase, while the remaining half are accelerated significantly later. It appears that the prompt GLE component, which is observed in virtually all GLE events according to a recent study by Vashenyuk et al. (Astrophys. Space Sci. Trans. 7(4):459–463, 2011), is consistent with a flare origin in the lower corona, while the delayed gradual GLE component can be produced by both, either by extended acceleration and/or trapping in flare sites, or by particles accelerated in coronal and interplanetary shocks.     

Fe/O Ratios in Interplanetary Shock Accelerated Particles

It is widely accepted that diffusive shock acceleration is an important process in the heliosphere, in particular in producing the energetic particles associated with interplanetary shocks driven by coronal mass ejections. In its simplest formulation shock acceleration is expected to accelerate ions with higher mass to charge ratios less efficiently than those with lower mass to charge. Thus it is anticipated that the Fe/O ratio in shock-accelerated ion populations will decrease with increasing energy above some energy. We examine the circumstances of five interplanetary shocks that have been reported to have associated populations in which Fe/O increases with increasing energy. In each event, the situation is complex, with particle contributions from other sources in addition to the shock. Furthermore, we show that the Fe/O ratio in shock-accelerated ions can decrease even when the shock is traveling through an Fe-rich ambient ion population. Thus, although shock acceleration of an Fe-rich suprathermal population has been proposed to explain large Fe-rich solar particle events, we find no support for this proposal in these observations.     

Particle Acceleration in Mercury’s Magnetosphere

This paper is devoted to the problem of particle acceleration in the closest to the Sun Hermean magnetosphere. We discuss few available observations of energetic particles in Mercury environment made by Mariner-10 in 1974–1975 during Mercury flyby’s and by Helios in 1979 upstream of the Hermean bow shock. Typically ions are non-adiabatic in a very dynamic and compact Mercury magnetosphere, so one may expect that particle acceleration will be very effective. However, it works perfectly for electrons, but for ions the scale of magnetosphere is so small that it allows their acceleration only up to 100 keV. We present comparative analysis of the efficiency of various acceleration mechanisms (inductive acceleration, acceleration by the centrifugal impulse force, stochastic acceleration in a turbulent magnetic fields, wave–particle interactions and bow shock energization) in the magnetospheres of the Earth and Mercury. Finally we discuss several points which need to be addressed in a future Hermean missions.     

Electron-Ion Temperature Equilibration in Collisionless Shocks: The Supernova Remnant-Solar Wind Connection

Collisionless shocks are loosely defined as shocks where the transition between pre-and post-shock states happens on a length scale much shorter than the collisional mean free path. In the absence of collision to enforce thermal equilibrium post-shock, electrons and ions need not have the same temperatures. While the acceleration of electrons for injection into shock acceleration processes to produce cosmic rays has received considerable attention, the related problem of the shock heating of quasi-thermal electrons has been relatively neglected. In this paper we review the state of our knowledge of electron heating in astrophysical shocks, mainly associated with supernova remnants (SNRs), shocks in the solar wind associated with the terrestrial and Saturnian bowshocks, and galaxy cluster shocks. The solar wind and SNR samples indicate that the ratio of electron temperature, (T _e ) to ion temperature (T _p ) declining with increasing shock speed or Alfvén Mach number. We discuss the extent to which such behavior can be understood on the basis of waves generated by cosmic rays in a shock precursor, which then subsequently damp by heating electrons, and speculate that a similar explanation may work for both solar wind and SNR shocks.     

Particle Acceleration at Interplanetary Shocks

This paper briefly reviews proton acceleration at interplanetary shocks. This is key to describing the acceleration of heavy ions at interplanetary shocks because wave excitation—and hence particle scattering—at oblique shocks is controlled by the protons and not the heavy ions. Heavy ions behave as test particles, and their acceleration characteristics are controlled by the properties of proton-excited turbulence. As a result, the resonance condition for heavy ions introduces distinctly different signatures in abundance, spectra, and intensity profiles, depending on ion mass and charge. Self-consistent models of heavy-ion acceleration and the resulting fractionation are discussed. This includes discussion of the injection problem and the acceleration characteristics of quasi-parallel and quasi-perpendicular shocks.     

Perpendicular Shock Reformation and Ion Acceleration

Kinetic simulations of supercritical, quasi-perpendicular shocks yield time-varying solutions that cyclically reform on proton spatio-temporal scales. Whether a shock solution is stationary or reforming depends upon the plasma parameters which, for SNR shocks and the heliospheric termination shock, are ill defined but believed to be within this time-dependent regime. We first review the time-dependent solutions and the acceleration processes of the ions for a proton–electron plasma. We then present recent results for a three-component plasma: background protons, electrons and a second ion population appropriate for SNR (heavy ions) or the termination shock (pickup protons). This ion acceleration generates a suprathermal “injection” population – a seed population for subsequent acceleration at the shock, which may in turn generate ions at cosmic ray energies.     

What Determines the Composition of SEPs in Gradual Events?

Gradual solar energetic particle (SEP) events are evidently accelerated by coronal/interplanetary shocks driven by coronal mass ejections. This talk addresses the different factors which determine the composition of the accelerated ions. The first factor is the set of available seed populations including the solar wind core and suprathermal tail, remnant impulsive events from preceding solar flares, and remnant gradual events. The second factor is the fractionation of the seed ions by the injection process, that is, what fraction of the ions are extracted by the shock to participate in diffusive shock acceleration. Injection is a controversial topic since it depends on the detailed electromagnetic structure of the shock transition and the transport of ions in these structured fields, both of which are not well understood or determined theoretically. The third factor is fractionation during the acceleration process, due to the dependence of ion transport in the turbulent electromagnetic fields adjacent to the shock on the mass/charge ratio. Of crucial importance in the last two factors is the magnetic obliquity of the shock. The form of the proton-excited hydromagnetic wave spectrum is also important. Finally, more subtle effects on ion composition arise from the superposition of ion contributions over the time history of the shock along the observer’s magnetic flux tube, and the sequence of flux tubes sampled by the observer.