Heliospheric Lessons for Galactic Cosmic-ray Acceleration

The heliosphere is bathed in the supersonic solar wind, which generally creates shocks at any obstacles it encounters: magnetic structures such as coronal mass ejections and planetary magnetospheres, or fast-slow stream interactions such as corotating interaction regions (CIRs) or the termination shock. Each of these shock structures has an associated energetic particle population whose spectra and composition contain clues to the acceleration process and the sources of the particles. Over the past several years, the solar wind composition has been systematically studied, and the long-standing gap between high energy (>1 MeV amu^–1) and the plasma ion populations has been closed by instruments capable of measuring the suprathermal ion composition. In CIRs, where it has been possible to observe all the relevant populations, it turns out that the suprathermal ion population near 1.8–2.5 times the solar wind speed is the seed population that gets accelerated, not the bulk particles near the solar wind peak. These new results are of interest to the problem of Galactic Cosmic-Ray (GCR) Acceleration, since the injection and acceleration of GCRs to modest energies is likely to share many features with processes we can observe in detail in the heliosphere.     

Coronal mass ejections at high heliographic latitudes: Ulysses

Nine coronal mass ejections (CMEs) have been detected in the solar wind by the Ulysses plasma experiment between 31° and 61° South. One of these events, which was also a magnetic cloud, was directly associated with an event observed by the soft X-ray telescope on Yohkoh in which large magnetic loops formed in the solar corona directly beneath Ulysses. This association suggests that the flux rope topology of the magnetic cloud resulted from reconnection between the legs of neighboring magnetic loops within the rising CME. The average CME speed (740 km s^–1) at these latitudes was comparable to that of the normal solar wind there and is much greater than average CME speeds observed either in the solar wind in the ecliptic plane or in the corona close to the Sun. We suggest that the same basic acceleration process applies to both slow CMEs and the normal solar wind at any latitude.     

Solar Wind Sources and Their Variations Over the Solar Cycle

In this paper I will briefly summarize the present status of our knowledge on the four different sorts of solar wind, their sources and their short- and long-term variations. First: the fast solar wind in high-speed streams that emerges from coronal hole regions. Second: the slow solar wind emerging from the non-active Sun near the global heliospheric current sheet above helmet streamers and underlying active regions. Third: the slow solar wind filling most of the heliosphere during high solar activity, emerging above active regions in a highly turbulent state, and fourth: the plasma expelled from the Sun during coronal mass ejections. The coronal sources of these different flows vary dramatically with the solar activity cycle.     

Ulysses' Second Orbit: Remarkably Different Solar Wind

By the time of the 34th ESLAB symposium, dedicated to the memory of John Simpson, Ulysses had nearly reached its peak southerly latitude in its second polar orbit. The global solar wind structure observed thus far in Ulysses' second orbit is remarkably different from that observed over its first orbit. In particular, Ulysses observed highly irregular solar wind with less periodic stream interaction regions, much more frequent coronal mass ejections, and only a single, short interval of fast solar wind. Ulysses also observed the slowest solar wind seen thus far in its ten-year journey (∼270 km s⁻¹). The complicated solar wind structure undoubtedly arises from the more complex coronal structure found around solar activity maximum, when the large polar coronal holes have disappeared and coronal streamers, small-scale coronal holes, and frequent CMEs are found at all heliolatitudes. This revised version was published online in August 2006 with corrections to the Cover Date.     

Observations of the solar wind from coronal holes

The solar wind emanating from coronal holes (CH) constitutes a quasi-stationary flow whose properties change only slowly with the evolution of the hole itself. Some of the properties of the wind from coronal holes depend on whether the source is a large polar coronal hole or a small near-equatorial hole. The speed of polar CH flows is usually between 700 and 800 km/s, whereas the speed from the small equatorial CH flows is generally lower and can be <400 km/s. At 1 AU, the average particle and energy fluxes from polar CH are 2.5×10⁸ cm^–2 sec^–1 and 2.0 erg cm^–2 s^–1. This particle flux is significantly less than the 4×10⁸ cm^–2 sec^–1 observed in the slow, interstream wind, but the energy fluxes are approximately the same. Both the particle and energy fluxes from small equatorial holes are somewhat smaller than the fluxes from the large polar coronal holes.Many of the properties of the wind from coronal holes can be explained, at least qualitatively, as being the result of the effect of the large flux of outward-propagating Alfvén waves observed in CH flows. The different ion species have roughly equal thermal speeds which are also close to the Alfvén speed. The velocity of heavy ions exceeds the proton velocity by the Alfvén speed, as if the heavy ions were surfing on the waves carried by the proton fluid.The elemental composition of the CH wind is less fractionated, having a smaller enhancement of elements with low first-ionization potentials than the interstream wind, the wind from coronal mass ejections, or solar energetic particles. There is also evidence of fine-structure in the ratio of the gas and magnetic pressures which maps back to a scale size of roughly 1° at the Sun, similar to some of the fine structures in coronal holes such as plumes, macrospicules, and the supergranulation.     

Ulysses solar wind observations to 56° south

In the 25 months since Jupiter flyby, the Ulysses spacecraft has climbed southward to a heliolatitude of 56°. This transit has been marked by an evolution from slow, dense coronal streamer belt solar wind through two regions where the rotation of the Sun carried Ulysses back and forth between streamer belt and polar coronal hole flows, and finally into a region of essentially continuous fast, low density solar wind from the southern polar coronal hole. Throughout these large changes, the momentum flux normalized to 1 AU displays very little systematic variation. In addition, the bulk properties of the polar coronal hole solar wind are quite similar to those observed in high speed streams in the ecliptic plane at 1 AU. Coronal mass ejections and forward and reverse shocks associated with corotating interaction regions have also been observed at higher heliolatitudes, however they are seen less frequently with increasing southern heliolatitude. Ulysses has thus far collected data from 20° of nearly contiguous solar wind flows from the polar coronal hole. We examine these data for characteristic variations with heliolatitude and find that the bulk properties in general show very little systematic variation across the southern polar coronal hole so far.     

O5+ in High Speed Solar Wind Streams: SWICS/Ulysses Results

Recent observations with UVCS on SOHO of high outflow velocities of O⁵⁺ at low coronal heights have spurred much discussion about the dynamics of solar wind acceleration. On the other hand, O⁶⁺ is the most abundant oxygen charge state in the solar wind, but is not observed by UVCS or by SUMER because this helium-like ion has no emission lines falling in the wave lengths observable by these instruments. Therefore, there is considerable interest in observing O⁵⁺ in situ in order to understand the relative importance of O⁵⁺ with respect to the much more abundant O⁶⁺. High speed streams are the prime candidates for the search for O⁵⁺ because all elements exhibit lower freezing-in temperatures in high speed streams than in the slow solar wind. The Ulysses spacecraft was exposed to long time periods of high speed streams during its passage over the polar regions of the Sun. The Solar Wind Ion Composition Spectrometer (SWICS) on Ulysses is capable of resolving this rare oxygen charge state. We present the first measurement of O⁵⁺ in the solar wind and compare these data with those of the more abundant oxygen species O⁶⁺ and O⁷⁺. We find that our observations of the oxygen charge states can be fitted with a single coronal electron temperature in the range of 1.0 to 1.2 MK assuming collisional ionization/recombination equilibrium with an ambient Maxwellian electron gas. This revised version was published online in June 2006 with corrections to the Cover Date.     

Observations of the Acceleration of Polar Solar Wind Near Solar Maximum

In a previous paper (Tappin et al., 1999) we used cross-correlation analysis of high-cadence observations with the LASCO coronagraphs to trace the acceleration of the solar wind at low latitudes. In this paper we present a similar analysis carried out over the North pole of the Sun. The observations which were made in March 2000 with the C3 coronagraph show low bulk flow speeds (comparable to or lower than those seen at the equator in early 1998). We observe the acceleration continuing to the edge of the C3 field of view at about 30 R _⊙. We also observe, as at low latitude, a high-speed tail but now reaching out well beyond 2000 km s⁻¹. We do not see a clear signature of a fast polar bulk flow. We therefore conclude that at this phase of the solar cycle, any fast bulk flow occupies only a small part of the line of sight and is therefore overwhelmed by the denser slow solar wind in these observations. We also show that the fast component is consistent with observed solar wind speeds at 1 AU. This revised version was published online in August 2006 with corrections to the Cover Date.     

Observation of Injection and Pre-Acceleration Processes in the Slow Solar Wind

Knowledge of injection and pre-acceleration mechanisms of ions is of fundamental importance for understanding particle acceleration that takes place in various astrophysical settings. The heliosphere offers the best chance to study these poorly understood processes experimentally. We examine ion injection and pre-acceleration using measurements of the bulk and suprathermal solar wind, and pickup ions. Our most puzzling observation is that high-velocity tails, extending to at least 60 keV/e - the upper limit of measurements -, are omnipresent in the slow, in-ecliptic solar wind; these tails exist even in the absence of any shocks. The cause of these tails is unknown. In the disturbed solar wind inside CIRs and downstream of shocks and waves these high-speed tails in the distributions of H⁺, He⁺ and He⁺⁺ become more pronounced and more complex, but with the shapes of the tails showing the same dependence on ion speed for the different species. Pickup hydrogen and helium are found to be readily injected for subsequent acceleration to MeV energies, and thus are the dominant source of CIR-accelerated energetic ions. Competing sources of MeV ions heavier than He are: (1) heated suprathermal solar wind observed downstream of CIR shocks, (2) interstellar N, O and Ne, and (3) the newly discovered heavy pickup ions from an extended inner source inside 1 AU. Our main conclusion is that mechanisms other than the traditional first-order shock acceleration process produce most of the modestly accelerated ions seen in the slow solar wind. This revised version was published online in August 2006 with corrections to the Cover Date.     

The Seed Population for Energetic Particles Accelerated by CME-Driven Shocks

Understanding properties of solar energetic particle (SEP) events associated with coronal mass ejections has been identified as a key problem in solar-terrestrial physics. Although recent CME shock acceleration models are highly promising, detailed agreement between theoretical predictions and observations has remained elusive. Recent observations from ACE have shown substantial enrichments in the abundances of ³He and He⁺ ions which are extremely rare in the thermal solar wind plasma. Consequently, these ions act as tracers of their source material, i.e., ³He ions are flare suprathermals and He⁺ ions are interstellar pickup ions. The average heavy ion composition also exhibits unsystematic differences when compared with the solar wind values, but correlates significantly with the ambient suprathermal material abundances. Taken together these results provide compelling evidence that CME-driven shocks draw their source material from the ubiquitous but largely unexplored suprathermal tail rather than from the more abundant solar wind peak. However, the suprathermal energy regime has many more contributors and exhibits much larger variability than the solar wind, and as such needs to be investigated more thoroughly. Answers to fundamental new questions regarding the preferred injection of the suprathermal ions, the spatial and temporal dependence of the various sources, and the causes of their variability and their effects on the SEP properties are needed to improve agreement between the simulations and observations.     

Fields and plasmas in the outer solar system

The most significant information about fields and plasmas in the outer solar system, based on observations by Pioneer 10 and 11 investigations, is reviewed. The characteristic evolution of solar wind streams beyond 1 AU has been observed. The region within which the velocity increases continuously near 1 AU is replaced at larger distances by a thick interaction region with abrupt jumps in the solar wind speed at the leading and trailing edges. These abrupt increases, accompanied by corresponding jumps in the field magnitude and in the solar wind density and temperature, consist typically of a forward and a reverse shock. The existence of two distinct corotating regions, separated by sharp boundaries, is a characteristic feature of the interplanetary medium in the outer solar system. Within the interaction regions, compression effects are dominant and the field strength, plasma density, plasma temperature and the level of fluctuations are enhanced. Within the intervening quiet regions, rarefaction effects dominate and the field magnitude, solar wind density and fluctuation level are very low. These changes in the structure of interplanetary space have significant consequences for the many energetic particles propagating through the medium. The interaction regions control the access to the inner solar system of relativistic electrons from Jupiter's magnetosphere. The interaction regions and shocks appear to be associated with an acceleration of solar protons to MeV energies. Flare-generated shocks are observed to be propagating through the outer solar system with constant speed, implying that the previously recognized deceleration of flare shocks takes place principally near the Sun. Radial gradients in the solar wind and interplanetary field parameters have been determined. The solar wind speed is nearly constant between 1 and 5 AU with only a slight deceleration of 30 km s⁺¹ on the average. The proton flux follows an r ⁺² dependence reasonably well, however, the proton density shows a larger departure from this dependence. The proton temperature decreases steadily from 1 to 5 AU and the solar wind protons are slightly hotter than anticipated for an adiabatic expansion. The radial component of the interplanetary field falls off like r ⁺² and, on the average, the magnitude and spiral angle also agree reasonably well with theory. However, there is evidence, principally within quiet regions, of a significant departure of the azimuthal field component and the field magnitude from simple theoretical models. Pioneer 11 has obtained information up to heliographic latitudes of 16°. Observations of the interplanetary sector structure show that the polarity of the field becomes gradually more positive, corresponding to outward-directed fields at the Sun, and at the highest latitudes the sector structure disappears. These results confirm a prior suspicion that magnetic sectors are associated with an interplanetary current sheet surrounding the Sun which is inclined slightly to the solar equator.Proceedings of the Symposium on Solar Terrestrial Physics held in Innsbruck, May–June 1978.     

The Solar Wind in the Outer Heliosphere

The solar wind evolves as it moves outward due to interactions with both itself and with the circum-heliospheric interstellar medium. The speed is, on average, constant out to 30 AU, then starts a slow decrease due to the pickup of interstellar neutrals. These neutrals reduce the solar wind speed by about 20% before the termination shock (TS). The pickup ions heat the thermal plasma so that the solar wind temperature increases outside 20–30 AU. Solar cycle effects are important; the solar wind pressure changes by a factor of 2 over a solar cycle and the structure of the solar wind is modified by interplanetary coronal mass ejections (ICMEs) near solar maximum. The first direct evidences of the TS were the observations of streaming energetic particles by both Voyagers 1 and 2 beginning about 2 years before their respective TS crossings. The second evidence was a slowdown in solar wind speed commencing 80 days before Voyager 2 crossed the TS. The TS was a weak, quasi-perpendicular shock which transferred the solar wind flow energy mainly to the pickup ions. The heliosheath has large fluctuations in the plasma and magnetic field on time scales of minutes to days.     

Acceleration of the High Speed Solar Wind in Coronal Holes

We outline a theory for the origin and acceleration of the fast solar wind as a consequence of network microflares releasing a spectrum of high frequency Alfvén waves which heat (by cyclotron absorption) the corona close to the Sun. The significant features of our model of the fast wind are that the acceleration is rapid with the sonic point at around two solar radii, the proton temperatures are high (~ 5 million degrees) and the minor ions are correspondingly hotter, roughly in proportion to their mass. Moreover we argue that since the energy flux needed to power the quiet corona in closed field regions is about the same as that needed to drive the fast solar wind, and also because at deeper levels (< 2 × 10⁵ K) there is no great difference in the properties of supergranules and network in closed and open field regions, the heating process (i.e., dissipation of high frequency waves) must be the same in both cases. This revised version was published online in June 2006 with corrections to the Cover Date.     

Solar wind helium isotopic composition from SWICS/ULYSSES

This is the first study of the isotopic composition of solar wind helium with the SWICS time-of flight mass spectrometer. Although the design of SWICS is not optimized to measure³He abundances precisely,⁴He/³He flux ratios can be deduced from the data. The long term ratio is 2290±200, which agrees with the results obtained with the ICI magnetic mass spectrometer on ISEE-3 and with the Apollo SWC foil experiments.The ULYSSES spacecraft follows a trajectory which is ideal for the study of different solar wind types. During one year, from mid-1992 to mid-1993, it was in a range of heliographic latitudes where a recurrent fast stream from the southern polar coronal hole was observed every solar rotation. Solar wind bulk velocities ranged from 350 km/s to 950 km/s which would, in principle allow us to identify velocity-correlated compositional variations. Our investigation of solar wind helium, however, shows an isotopic ratio which does not depend on the solar wind speed.     

Kinetic properties of heavy ions in the solar wind from SWICS/Ulysses

The kinetic properties of heavy ions in the solar wind are known to behave in a well organized way under most solar wind flow conditions: Their speeds are all equal and faster than that of hydrogen by about the local Alfvén speed, and their kinetic temperatures are proportional to their mass. The simplicity of these properties points to a straightforward physical interpretation; wave-particle interactions with Alfvén waves are the probable cause. With the SWICS sensor on board Ulysses, it is now possible to investigate the kinetic properties of many more ion species than before. Furthermore, the transition of Ulysses into the fast stream emanating from the south polar coronal hole since 1992 allows us to study these properties both in the slow, interstream solar wind, as well as in an unambiguously identified fast stream. We present data from SWICS/Ulysses on the dominant ions of He, C, O, Ne, and Mg. As a result we find that, both in the slow wind and in fast streams, the isotachic property is obeyed even better than it could be determined by the ICI instrument on ISEE-3. The mass proportionality ofT _kin is also shown to hold for these ions, including the newly identified C and Mg.     

Measurement of the Abundance of Helium-3 in the Sun and in the Local Interstellar Cloud with SWICS on Ulysses

The abundance of 3He in the present day local interstellar cloud (LIC) and in the sun has important implications for the study of galactic evolution and for estimating the production of light nuclei in the early universe. Data from the Solar Wind Ion Composition Spectrometer (SWICS) on Ulysses is used to measure the isotopic ratio of helium (3He/4He = ) both in the solar wind and the local interstellar cloud. For the solar wind, the unique high-latitude orbit of Ulysses allows us to study this ratio in the slow and highly dynamic wind in the ecliptic plane as well as the steady high-latitude wind of the polar coronal holes. The 3He+/4He+ ratio in the local cloud is derived from the isotopic ratio of pickup helium measured in the high-speed solar wind. In the LIC the ratio is found to be (2.48 _-0.62 ^+0.68 ) × 10^-4 with the 1- uncertainty resulting almost entirely from statistical error. In the solar wind, is determined with great statistical accuracy but shows systematic differences between fast and slow solar wind streams. The slow wind ratio is variable. Its weighted average value (4.08 ± 0.25) × 10-4 is, within uncertainties, in agreement with the Apollo SWC results. The high wind ratio is less variable but smaller. The average in the fast wind is (3.3 ± 0.3) × 10-4.     

Solar Drivers of 11-yr and Long-Term Cosmic Ray Modulation

In the current paradigm for the modulation of galactic cosmic rays (GCRs), diffusion is taken to be the dominant process during solar maxima while drift dominates at minima. Observations during the recent solar minimum challenge the pre-eminence of drift at such times. In 2009, the ～2 GV GCR intensity measured by the Newark neutron monitor increased by ～5% relative to its maximum value two cycles earlier even though the average tilt angle in 2009 was slightly larger than that in 1986 (～20° vs. ～14°), while solar wind B was significantly lower (～3.9 nT vs. ～5.4 nT). A decomposition of the solar wind into high-speed streams, slow solar wind, and coronal mass ejections (CMEs; including post-shock flows) reveals that the Sun transmits its message of changing magnetic field (diffusion coefficient) to the heliosphere primarily through CMEs at solar maximum and high-speed streams at solar minimum. Long-term reconstructions of solar wind B are in general agreement for the ～1900-present interval and can be used to reliably estimate GCR intensity over this period. For earlier epochs, however, a recent ¹⁰Be-based reconstruction covering the past ～10⁴ years shows nine abrupt and relatively short-lived drops of B to ?0 nT, with the first of these corresponding to the Spörer minimum. Such dips are at variance with the recent suggestion that B has a minimum or floor value of ～2.8 nT. A floor in solar wind B implies a ceiling in the GCR intensity (a permanent modulation of the local interstellar spectrum) at a given energy/rigidity. The 30–40% increase in the intensity of 2.5 GV electrons observed by Ulysses during the recent solar minimum raises an interesting paradox that will need to be resolved.     

The solar WIND and suprathermal ion composition investigation on the WIND spacecraft

The Solar Wind and Suprathermal Ion Composition Experiment (SMS) on WIND is designed to determine uniquely the elemental, isotopic, and ionic-charge composition of the solar wind, the temperatures and mean speeds of all major solar-wind ions, from H through Fe, at solar wind speeds ranging from 175 kms^–1 (protons) to 1280 kms^–1 (Fe⁺⁸), and the composition, charge states as well as the 3-dimensional distribution functions of suprathermal ions, including interstellar pick-up He⁺, of energies up to 230 keV/e. The experiment consists of three instruments with a common Data Processing Unit. Each of the three instruments uses electrostatic analysis followed by a time-of-flight and, as required, an energy measurement. The observations made by SMS will make valuable contributions to the ISTP objectives by providing information regarding the composition and energy distribution of matter entering the magnetosphere. In addition SMS results will have an impact on many areas of solar and heliospheric physics, in particular providing important and unique information on: (i) conditions and processes in the region of the corona where the solar wind is accelerated; (ii) the location of the source regions of the solar wind in the corona; (iii) coronal heating processes; (iv) the extent and causes of variations in the composition of the solar atmosphere; (v) plasma processes in the solar wind; (vi) the acceleration of particles in the solar wind; and (vii) the physics of the pick-up process of interstellar He as well as lunar particles in the solar wind, and the isotopic composition of interstellar helium.     

Solar Sources of Heliospheric Energetic Electron Events—Shocks or Flares?

Electrons with near-relativistic (E≳30 keV, NrR) and relativistic (E≳0.3 MeV) energies are often observed as discrete events in the inner heliosphere following solar transient activity. Several acceleration mechanisms have been proposed for the production of those electrons. One candidate is acceleration at MHD shocks driven by coronal mass ejections (CMEs) with speeds ≳1000 km s⁻¹. Many NrR electron events are temporally associated only with flares while others are associated with flares as well as with CMEs or with radio type II shock waves. Since CME onsets and associated flares are roughly simultaneous, distinguishing the sources of electron events is a serious challenge. On a phenomenological basis two classes of solar electron events were known several decades ago, but recent observations have presented a more complex picture. We review early and recent observational results to deduce different electron event classes and their viable acceleration mechanisms, defined broadly as shocks versus flares. The NrR and relativistic electrons are treated separately. Topics covered are: solar electron injection delays from flare impulsive phases; comparisons of electron intensities and spectra with flares, CMEs and accompanying solar energetic proton (SEP) events; multiple spacecraft observations; two-phase electron events; coronal flares; shock-associated (SA) events; electron spectral invariance; and solar electron intensity size distributions. This evidence suggests that CME-driven shocks are statistically the dominant acceleration mechanism of relativistic events, but most NrR electron events result from flares. Determining the solar origin of a given NrR or relativistic electron event remains a difficult proposition, and suggestions for future work are given.     

Fractionation of SI, NE, and MG Isotopes in the Solar Wind as Measured by Soho/Celias/MTOF

Using the high-resolution mass spectrometer CELIAS/MTOF on board SOHO we have measured the solar wind isotope abundance ratios of Si, Ne, and Mg and their variations in different solar wind regimes with bulk velocities ranging from 330 km/s to 650 km/s. Data indicate a small systematic depletion of the heavier isotopes in the slow solar wind on the order of (1.4±1.3)% per amu (2σ-error) compared to their abundances in the fast solar wind from coronal holes. These variations in the solar wind isotopic composition represent a pure mass-dependent effect because the different isotopes of an element pass the inner corona with the same charge state distribution. The influence of particle mass on the acceleration of minor solar wind ions is discussed in the context of theoretical models and recent optical observations with other SOHO instruments. This revised version was published online in June 2006 with corrections to the Cover Date.