Frequency management and SETI: threats to SETI observations in the 1–3 GHz band

The nature of a SETI search makes observations uniquely vulnerable to radio frequency interference because the frequency of a possible ETI signal is unknown. Sensitive radio telescopes, sophisticated software and enhanced signal detection equipment are employed to detect faint signals in the 1–3 GHz frequency range. Frequency management at SETI occurs within a policy environment of the ITU spectrum allocation process. Increased demand by commercial satellite services for access to spectrum adjacent to bandwidth allocated to radio astronomy creates severe international and domestic pressures on SETI observations. Strategies for addressing the RFI problem at the international level will be discussed that include a contingency ITU allocation plan for exclusive use of a particular frequency range by SETI in the event a signal is detected. The lunar farside is, by international agreement, a radio quiet zone for use by radio astronomers. Protected from most human-generated emissions, a SETI radio telescope array on the lunar farside would provide reliable data with minimum interference.     

Studies of radio frequency interference at Parkes Observatory

During 16 weeks of continuous SETI observing at the Parkes Observatory in New South Wales, Australia, a set of time-averaged data with 643 Hz resolution were recorded and returned to the SETI Institute for post-processing. These data are the 14 second (10 frame) average powers in each of 15,552 “subband” channels covering 10 MHz of the spectrum in both right and left circular polarizations that were used by the signal detection hardware to baseline and threshold the 1 Hz high resolution SETI spectra. The observations covered frequencies from 1.2 to 3 GHz, tracking 209 stellar targets across the sky. The data at each frequency were averaged over all directions and then interrogated to attempt to determine the prevalence of radio frequency interference (RFI). Estimates were made for the probability of encountering RFI at a particular frequency. Particular attention has been paid to those portions of the spectrum that are allocated as primary use status, or footnote protection for radioastronomy. This sixteen-week snapshot of the RFI situation at Parkes is by now out of date. Unfortunately, a year later, the situation has undoubtedly worsened.     

Synchronized SETI-the case for "opposition"

If the signals being sought in search for extraterrestrial intelligence (SETI) programs exist but are brief (for example, they are produced intermittently to conserve energy), then it is essential to know when these signals will arrive at the Earth. Different types of transmitter/receiver synchronization schemes are possible, which vary in the relative amount of effort required by the transmitter and the receiver. The case is made for a scheme that is extremely simple for the receiver: Make observations of a target when it is at maximum angular distance from the Sun (i.e., "opposition"). This strategy requires that the transmitter has accurate knowledge of the distance and proper motion of the Sun and the orbit of the Earth. It is anticipated that within the next 10-20 years it will be possible to detect directly nearby extrasolar planets of approximately terrestrial mass. Since extraterrestrial transmitters are expected to have significantly more advanced technology, it is not unreasonable to expect that they would be able to detect the presence of the Earth and measure its orbit at even greater distances. This strategy is simple to implement, and opposition is also typically the time when observations are easiest to make. Limited opposition surveys contained in a number of all-sky surveys have already been performed. However, full-sky opposition surveys are best suited to detectors with very large fields of view.     

A search for narrow band signals with SERENDIP II: a progress report

Commensal programs for the Search for Extraterrestrial Intelligence (SETI), carried out concurrently with conventional radio astronomical observing programs, can be an attractive and cost-effective means of exploring the large multidimensional search space intrinsic to this effort. Our automated commensal system, SERENDIP II, is a high resolution 131,072 channel spectrometer. It searches for 0.49 Hz signals in sequential 64,700 Hz bands of the IF signal from a radio telescope being used for an astronomical observation. Upon detection of a narrow band signal with power above a preset threshold, the frequency, power, time, and telescope direction are recorded for later study. The system has been tested at the Hat Creek Radio Astronomy Observatory 85 ft telescope and the NASA-JPL Deep Space Station (DSS 14) 64 m telescope. It is currently collecting data at the National Radio Astronomy Observatory 300 ft telescope.     

Preferred frequencies for SETI observations

SETI observational programs conducted over the last two decades, and most of those planned for the near future, have concentrated on searching for signals at microwave frequencies. Considerations of signal-to-noise ratio at the receiving end indicate that this is the correct approach if the broadcasting society is not concerned with directionality and transmits into a fairly large solid angle. However, if that society desires to transmit only a highly directional beacon, then it is not now possible, given our lack of knowledge of advanced space technology, to predict reliably whether microwave or infrared wavelengths are to be preferred in an optimum search program. Given the realities of current terrestrial technology, either the centimeter or millimeter domain is to be preferred to the infrared, independent of considerations of directionality. In any event, there does not appear to be any cosmically unique (“magic”) frequency at which to conduct SETI.     

The first SETI observations with the Allen telescope array

The Search for ExtraTerrestrial Intelligence (SETI) finally has its own full-time telescope. The Allen telescope array (ATA) in Northern California was dedicated on October 11, 2007. This array, which will eventually be composed of 350 small radio antennas, each 6.1 m in diameter, is being built as a partnership between the SETI Institute and the University of California Radio Astronomy Laboratory. Last October, Paul G. Allen (who provided the funds for the technology development and the first phase of array construction) pushed a silver button and all 42 antennas of the current ATA-42 slewed to point in the direction of the distant galaxy M81. Specialized electronic backend detectors attached to the ATA began making a radio map of that galaxy and simultaneously began SETI observations of HIP48573, a G5V star near M81 on the sky and a distance of 264 light years from Earth. The Allen telescope array will greatly improve the speed of conducting SETI searches over the next few decades, and it will allow a suite of different search strategies to be undertaken. This paper summarizes some of the earliest SETI observations from the array, and describes the search strategies currently being planned.     

A symbiotic approach to SETI observations: use of maps from the Westerbork Synthesis Radio Telescope

High spatial resolution continuum radio maps produced by the Westerbork Synthesis Radio Telescope (WSRT) of The Netherlands at frequencies near the 21 cm HI line have been examined for anomalous sources of emmission coincident with the locations of nearby bright stars. From a total of 542 stellar positions investigated, no candidates for radio stars or ETI signals were discovered to formal limits on the minimum detectable signal ranging from 7.7 x 10(-22) W/m2 to 6.4 x 10(-24) W/m2. This preliminary study has verified that data collected by radio astronomers at large synthesis arrays can profitably be analysed for SETI signals (in a non-interfering manner) provided only that the data are available in the form of a more or less standard two dimensional map format.     

Space missions for SETI.

Radio Telescopes for SETI searches are less demanding than general purpose astronomical radio telescopes. This provides an opportunity to exploit economical approaches in designing SETI systems. Radio Telescopes in low Earth orbit offer no discernible advantages to SETI; indeed, they probably would perform more poorly than a telescope in any other location. Telescopes in geosynchronous orbits would be sufficiently far from Earth to mitigate greatly the deleterious effect of human radio transmissions. Telescopes on the far side of the moon would be superb both from a radio interference standpoint, and from a civil engineering standpoint. Single-reflector telescopes as large as 50 kilometers in diameter could be constructed with conventional materials. However, their costs appear prohibitive. The asteroid belt and the outer solar system are unpromising places to place a large radio telescope. Perhaps the ultimate radio telescope would utilize the sun as a gravitational lens, focusing radiation on free-flying 10-meter class or possibly larger radio telescopes located at distances of the order of 1000 A.U. from the sun. Such a combination has an energy collecting area at 10 centimeters wavelength equivalent to that of a radio telescope about 11 kilometers in diameter, or of the order of 3000 Arecibo radio telescopes. Such a system could detect transmitters with EIRP of the order of a gigawatt at a distance of the order of the distance to the galactic center.     

Detection of the Earth with the SETI microwave observing system assumed to be operating out in the galaxy

This paper estimates the maximum range at which radar signals from the Earth could be detected by a search system similar to the NASA Search for Extraterrestrial Intelligence Microwave Observing Project (SETI MOP) assumed to be operating out in the galaxy. Figures are calculated for the Targeted Search, and for the Sky Survey parts of the MOP, both operating, as currently planned, in the second half of the decade of the 1990s. Only the most powerful terrestrial transmitters are considered, namely, the planetary radar at Arecibo in Puerto Rico, and the ballistic missile early warning systems (BMEWS). In each case the probabilities of detection over the life of the MOP are also calculated. The calculation assumes that we are only in the eavesdropping mode. Transmissions intended to be detected by SETI systems are likely to be much stronger and would of course be found with higher probability to a greater range. Also, it is assumed that the transmitting civilization is at the same level of technological evolution as ours on Earth. This is very improbable. If we were to detect another technological civilization, it would, on statistical grounds, be much older than we are and might well have much more powerful transmitters. Both factors would make detection by the NASA MOP a much more likely outcome.     

Recent progress on the lunar farside crater Saha proposal

The aim of this review, whose title might as well be “Toward a dedicated lunar farside radio observatory”, is to provide information for potential interested workers whom we invite to contribute to this multidisciplinary effort.First point: in view of the dramatic increase of radio interference due to the development of satellite-based human telecommunications, it will soon become impossible to conduct valuable high-sensitivity SETI observations from the terrestrial ground. It is why a few years ago I started an interdisciplinary and international endeavor to protect for the next 20/30 years a well specified lunar farside crater (Saha) which no Earth- or geostationary orbit-based radio emission could reach.After raising technical, programmatic, legal, astronautical, industrial, political, ethical issues at a number of conferences of international learned institutions, this enterprise is now of interest for the wider field of next generation high-sensitivity radioastronomy at large, from decametric to sub-millimetric waves.This last year, positive results were the creation of an IAA Sub-committee for “A Lunar SETI Study”, the presentation of a Resolution to the IAU for the protection of a potential lunar radio observatory site, discussions at the IAA/IISL Scientific-Legal Roundtable on SETI & Society at IAF Congress in Torino, the organization of a half-day Scientific Event at next COSPAR Assembly in Nagoya and the initiation of an IAA Cosmic Study on the subject.We shall conclude by outlining the next efforts to be initiated up to a real Moon radio observatory.     

SETI at the Nancay radiotelescope

The Nancay (France) radiotelescope has been used in June, 1981, to search for artificial monochromatic signals from 102 nearby stars, without success. A different approach to SETI is also considered based on the properties of wide band signals. A detection procedure, through Karhunen-Loeve analysis, is suggested.     

Detection of antipodal signalling and its application to wideband SETI

The SETI community is becoming increasingly interested in extending its searches to include wideband signals, such as information-bearing beacons. However, prior to discovery of a target signal, a SETI receiver has no knowledge of the signal parameters (bandwidth, carrier frequency, modulation type, etc.) and so detection can be very challenging, especially at low signal-to-noise ratios. However, this paper shows by example that there exist signal classes and corresponding detection methods that permit straightforward discovery of wideband signals of unknown structure. The example given is a form of binary antipodal signalling that utilises spread-spectrum modulation, which offers benefits to the receiver in terms of immunity to noise/interference and ease of detection. The proposed detection method is a ‘symbol-wise’ autocorrelation process that takes advantage of the cyclostationarity property of modulated signals. Detection sensitivity is suboptimal in comparison with what is possible if the target signal structure is known. However, this deficit can be overcome by processing longer timespans of signal, providing scope for detection at extremely low signal-to-noise ratios. It is postulated that antipodal signalling represents an attractive option for interstellar beacons because it is both power efficient and there exists a simple complementary detection method not requiring explicit coordination between the transmitter and receiver. This in turn suggests there is a case for extending future SETI searches to include this class of signal.     

Positive consequences of SETI before detection

Even before a signal is detected, six positive consequences will result from the scientific search for extraterrestrial intelligence, usually called SETI. (1) Humanity’s self-image: SETI has enlarged our view of ourselves and enhanced our sense of meaning. Increasingly, we feel a kinship with the civilizations whose signals we are trying to detect. (2) A fresh perspective: SETI forces us to think about how extraterrestrials might perceive us. This gives us a fresh perspective on our society’s values, priorities, laws and foibles. (3) Questions: SETI is stimulating thought and discussion about several fundamental questions. (4) Education: some broad-gage educational programs have already been centered around SETI. (5) Tangible spin-offs: in addition to providing jobs for some people, SETI provides various spin-offs, such as search methods, computer software, data, and international scientific cooperation. (6) Future scenarios: SETI will increasingly stimulate us to think carefully about possible detection scenarios and their consequences, about our reply, and generally about the role of extraterrestrial communication in our long-term future. Such thinking leads, in turn, to fresh perspectives on the SETI enterprise itself.     

VLSI processors for signal detection in SETI

The objective of the Search for Extraterrestrial Intelligence (SETI) is to locate an artificially created signal coming from a distant star. This is done in two steps: (1) spectral analysis of an incoming radio frequency band, and (2) pattern detection for narrow-band signals. Both steps are computationally expensive and require the development of specially designed computer architectures. To reduce the size and cost of the SETI signal detection machine, two custom VLSI chips are under development. The first chip, the SETI DSP Engine, is used in the spectrum analyzer and is specially designed to compute Discrete Fourier Transforms (DFTs). It is a high-speed arithmetic processor that has two adders, one multiplier-accumulator, and three four-port memories. The second chip is a new type of Content-Addressable Memory. It is the heart of an associative processor that is used for pattern detection. Both chips incorporate many innovative circuits and architectural features.     

Responsibility,capability, and Active SETI: Policy,law, ethics,and communication with extraterrestrial intelligence

With recently growing interest in the Active Search for Extraterrestrial Intelligence (SETI), in which humankind would send intentional signals to extraterrestrial civilizations, there have been increased concerns about appropriate policy, as well as the role of space law and ethics in guiding such activities. Implicit in these discussions are notions of responsibility and capability that affect judgments about whether humans or other civilizations should initiate transmissions. Existing protocols that guide SETI research address transmissions from Earth, but there is debate over whether these guidelines should inform de novo transmissions as well. Relevant responsibilities to address include (1) looking out for the interests of humankind as a whole, (2) being truthful in interstellar messages, and (3) benefiting extraterrestrial civilizations. Our capabilities as a species and a civilization affect how well we can fulfill responsibilities, as seen when we consider whether we will be able to reach consensus about message contents (and whether that would be desirable), and whether we have the capacity to decode messages from beings that rely on different sensory modalities. The interplay of these responsibilities and capabilities suggests that humankind should place increased emphasis on Active SETI.     

SETI terminology: Do we interpret SETI terms correctly?

Many important SETI terms are either ambiguously defined or interpreted by different experts differently. Based on the author's experience with astronautical terminology (IAA multilingual space dictionary) a summary of the usual problems connected with an uniform definition of fundamental terms is attempted. In the second part several examples are quoted from the SETI literature—including the terms ETI, SETI and METI themselves, the definition of a habitable zone, of alien life, of an extraterrestrial artifact, of the Drake equation, of the Fermi-paradox, etc. In the third part of the paper a new task for the SETI social sciences community is raised, namely to collect “Lasting Universal Terms”; i.e. terms the meaning of which did not change since millennia, are independent on geographic position and also on the terrestrial environment and biology. Such terms might be preferably used in interstellar communication. All these questions are related to the manner how we might think about ETI and SETI in new ways. The paper tries to summarize the problems connected with exact SETI terminology and its potential implications for the future.     

一种结合亮温图像和子空间分解的RFI定位算法

射频干扰(radio frequency interference, RFI) 对L波段综合孔径辐射计遥感数据造成了严重污染,降低了产品质量。RFI检测定位是处理RFI的关键步骤。传统的基于亮温图像的定位算法受到仪器角分辨率的限制,无法有效分离相邻的RFI。为了实现更高的空间分辨率,基于子空间分解技术的多信号分类(multiple signal classification, MUSIC)算法被提出。然而,当亮温图像的信噪比较低时,背景和噪声对子空间分解的准确性影响较大,进而降低了MUSIC算法的定位性能。文章通过结合亮温图像和子空间分解两种方法的优点,提出了一种融合改进定位方法。该方法通过在亮温图像域中消除背景场景、增强目标射频干扰,2次提高了图像信噪比,在频域中,利用子空间分解和MUSIC算法实现超分辨率和高精度定位。通过对土壤湿度和海洋盐度（soil moisture and ocean salinity, SMOS）卫星数据进行实验和仿真验证,证明了文章提出的方法在低信噪比情况下优于传统的MUSIC算法和基于亮温的定位算法。此外,在对多个弱RFI源的定位上,该方法的定位精度也优于基于点源波纹的弱RFI检测定位算法。     

Lick Observatory Optical SETI: targeted search and new directions

Lick Observatory's Optical SETI (search for extraterrestrial intelligence) program has been in regular operation for 4.5 years. We have observed 4,605 stars of spectral types F-M within 200 light-years of Earth. Occasionally, we have appended objects of special interest, such as stars with known planetary systems. We have observed 14 candidate signals ("triple coincidences"), all but one of which are explained by transient local difficulties. Additional observations of the remaining candidate have failed to confirm arriving pulse events. We now plan to proceed in a more economical manner by operating in an unattended drift scan mode. Between operational and equipment modifications, efficiency will more than double.     

The transcension hypothesis: Sufficiently advanced civilizations invariably leave our universe,and implications for METI and SETI

The emerging science of evolutionary developmental (“evo devo”) biology can aid us in thinking about our universe as both an evolutionary system, where most processes are unpredictable and creative, and a developmental system, where a special few processes are predictable and constrained to produce far-future-specific emergent order, just as we see in the common developmental processes in two stars of an identical population type, or in two genetically identical twins in biology. The transcension hypothesis proposes that a universal process of evolutionary development guides all sufficiently advanced civilizations into what may be called "inner space," a computationally optimal domain of increasingly dense, productive, miniaturized, and efficient scales of space, time, energy, and matter, and eventually, to a black-hole-like destination. Transcension as a developmental destiny might also contribute to the solution to the Fermi paradox, the question of why we have not seen evidence of or received beacons from intelligent civilizations. A few potential evolutionary, developmental, and information theoretic reasons, mechanisms, and models for constrained transcension of advanced intelligence are briefly considered. In particular, we introduce arguments that black holes may be a developmental destiny and standard attractor for all higher intelligence, as they appear to some to be ideal computing, learning, forward time travel, energy harvesting, civilization merger, natural selection, and universe replication devices. In the transcension hypothesis, simpler civilizations that succeed in resisting transcension by staying in outer (normal) space would be developmental failures, which are statistically very rare late in the life cycle of any biological developing system. If transcension is a developmental process, we may expect brief broadcasts or subtle forms of galactic engineering to occur in small portions of a few galaxies, the handiwork of young and immature civilizations, but constrained transcension should be by far the norm for all mature civilizations.The transcension hypothesis has significant and testable implications for our current and future METI and SETI agendas. If all universal intelligence eventually transcends to black-hole-like environments, after which some form of merger and selection occurs, and if two-way messaging (a send–receive cycle) is severely limited by the great distances between neighboring and rapidly transcending civilizations, then sending one-way METI or probes prior to transcension becomes the only real communication option. But one-way messaging or probes may provably reduce the evolutionary diversity in all civilizations receiving the message, as they would then arrive at their local transcensions in a much more homogenous fashion. If true, an ethical injunction against one-way messaging or probes might emerge in the morality and sustainability systems of all sufficiently advanced civilizations, an argument known as the Zoo hypothesis in Fermi paradox literature, if all higher intelligences are subject to an evolutionary attractor to maximize their local diversity, and a developmental attractor to merge and advance universal intelligence. In any such environment, the evolutionary value of sending any interstellar message or probe may simply not be worth the cost, if transcension is an inevitable, accelerative, and testable developmental process, one that eventually will be discovered and quantitatively described by future physics. Fortunately, transcension processes may be measurable today even without good physical theory, and radio and optical SETI may each provide empirical tests. If transcension is a universal developmental constraint, then without exception all early and low-power electromagnetic leakage signals (radar, radio, television), and later, optical evidence of the exoplanets and their atmospheres should reliably cease as each civilization enters its own technological singularities (emergence of postbiological intelligence and life forms) and recognizes that they are on an optimal and accelerating path to a black-hole-like environment. Furthermore, optical SETI may soon allow us to map an expanding area of the galactic habitable zone we may call the galactic transcension zone, an inner ring that contains older transcended civilizations, and a missing planets problem as we discover that planets with life signatures occur at a much lower frequencies in this inner ring than in the remainder of the habitable zone.