Composition of Anomalous Cosmic Rays

The “classic” anomalous cosmic ray (ACR) component originates as interstellar neutral atoms that drift into the heliosphere, become ionized and picked up by the solar wind, and carried to the outer heliosphere where the pickup ions are accelerated to hundreds of MeV, presumably at the solar wind termination shock. These interstellar ACRs are predominantly singly charged, although higher charge states are present and become dominant above ～350 MeV. Their isotopic composition is like that of the solar system and unlike that of the source of galactic cosmic rays. A comparison of their energy spectra with the estimated flux of pickup ions flowing into the termination shock reveals a mass-dependent acceleration efficiency that favors heavier ions. There is also a heliospheric ACR component as evidenced by “minor” ACR ions, such as Na, Mg, S, and Si that appear to be singly-ionized ions from a source likely in the outer heliosphere.     

Physical Processes in the Outer Heliosphere

This chapter covers the theory of physical processes in the outer heliosphere that are particularly important for the IBEX Mission, excluding global magnetohydrodynamic/Boltzmann modeling of the entire heliosphere. Topics addressed include the structure and parameters of the solar wind termination shock, the transmission of ions through the termination shock including possible reflections at the shock electrostatic potential, the acceleration and transport of suprathermal ions and anomalous cosmic rays at the termination shock and in the heliosheath, charge-exchange interactions in the outer heliosphere including mass and momentum loading of the solar wind, the transport of interstellar pickup ions, and the production and anticipated intensities of energetic neutral atoms (ENAs) in the heliosphere.     

Cosmic-Ray Energy Spectra and Time Variations in the Local Interstellar Medium: Constraints and Uncertainties

The spectra of galactic cosmic rays that are observed inside the heliosphere result from the interaction of the spectra present in the local interstellar medium with the structured but turbulent magnetic field carried by the solar wind. Observational tests of solar modulation theory depend on comparisons between spectra inside and outside the heliosphere. Our knowledge of the local interstellar spectra are indirect, using extrapolations of interplanetary spectra measured at high energies where solar modulation effects are minimal and modeling of the physical processes that occur during particle acceleration and transport in the interstellar medium. The resulting estimates of the interstellar spectra can also be checked against observations of the effects that cosmic rays have on the chemistry of the interstellar medium and on the production of the diffuse galactic gamma-ray background. I review the present understanding of the local galactic cosmic-ray spectra, emphasizing the constraints set by observations and the uncertainties that remain.     

The anomalous component of cosmic rays in the 3-D heliosphere

More than 20 years ago, in 1972, anomalous flux increases of helium and heavy ions were discovered during solar quiet times. These flux increases in the energy range<50 MeV/nucleon showed peculiar elemental abundances and energy spectra, e.g. a C/O ratio0.1 around 10 MeV/nucleon, different from the abundances of solar energetic particles and galactic cosmic rays. Since then, this anomalous cosmic ray component (ACR) has been studied extensively and at least six elements have been found (He,N,O,Ne,Ar,C) whose energy spectra show anomalous increases above the quiet time solar and galactic energetic particle spectrum. There have been a number of models proposed to explain the ACR component. The presently most plausible theory for the origin of ACR ions identifies neutral interstellar gas as the source material. After penetration into the inner heliosphere, the neutral particles are ionized by solar UV radiation and by charge exchange reactions with the solar wind protons. After ionization, the now singly charged ions are picked up by the interplanetary magnetic field and are then convected with the solar wind to the outer solar system. There, the ions are accelerated to high energies, possibly at the solar wind termination shock, and then propagate back into the inner heliosphere. A unique prediction of this model is that ACR ions should be singly ionized. Meanwhile, several predictions of this model have been verified, e.g. low energy pick-up ions have been detected and the single charge of ACR ions in the energy range at MeV/nucleon has been observed. However, some important aspects such as, for example, the importance of drift effects for the acceleration and propagation process and the location of the acceleration site are still under debate. In this paper the present status of experimental and theoretical results on the ACR component are reviewed and constraints on the acceleration process derived from the newly available ACR ionic charge measurements will be presented. Possible new constraints provided by correlative measurements at high and low latitudes during the upcoming solar pole passes of the ULYSSES spacecraft in 1994 and 1995 will be discussed.     

The acceleration of pickup ions

The well-established association of pickup ions with anomalous cosmic rays shows that acceleration of pickup ions to energies above 1 GeV occurs. At present, diffusive shock acceleration of the pickup ions at the termination shock of the solar wind seems to be the best candidate for acceleration to the high energies of anomalous cosmic rays, accounting well for many of their observed properties. However, it is shown that acceleration of pickup ions from their initial energies by this process appears to be difficult at very strong, nearly perpendicular shocks such as the termination shock. This injection problem remains without a clear solution. A number of alternatives have been proposed for the initial acceleration of pickup ions to the point where diffusive acceleration at the termination shock can take over, but none of these processes has yet emerged as a clear favorite.     

The termination shock of the solar wind

An overview of the solar wind termination shock is presented including: its place in the heliosphere and its origin; its structure including the role of interstellar pickup ions and galactic and anomalous cosmic rays; its inferred location based on Lyman- backscatter, Voyager radio signals, and anomalous cosmic rays; its shape and movement.     

On the off-ecliptic distributions of anomalous cosmic rays and their relation to the large-scale geometry of the heliospheric shock

The scenario explaining the origin of the anomalous component of cosmic rays (ACR) implies a close relation between these high energy particles and the solar wind termination shock representing their main acceleration region. Consequently, one should expect the ACR distributions in the heliosphere to reflect some information about the structure as well as the large-scale geometry of the shock. We study the influence of a non-spherically symmetric heliospheric shock on the off-ecliptic — i.e. high latitude — ACR distributions using a two-dimensional model including their anisotropic diffusion and drift in the heliospheric magnetic field as well as a solar wind flow dependent on the heliographic latitude. The model calculations are used to investigate the probability of a possible polar elongation of the heliospheric shock from observations of the distributions of the ACR at high latitudes during solar minimum conditions.     

The Modulation of Galactic Cosmic Rays in the Heliosphere: Theory and Models

Almost all theoretical and numerical models for the modulation of cosmic ray in the heliosphere are based on Parker's transport equation which contains all the important basic physical processes. The relative importance of the various mechanisms is however not established and may vary significantly over 22 years. The simultaneous measurements of solar wind parameters, heliospheric magnetic field properties and cosmic rays over a wide range of energies and positions in the heliosphere have brought the realization that modulation is much more complicated than what the original drift models predicted. In the process the sophistication of models based on solving Parker's equation has increased by orders of magnitude. A short review of the global modulation of cosmic rays is given from a theoretical and modelling point of view.     

The Inner Heliosphere - Outer Heliosphere Comparison for Cosmic Ray Modulation

This paper summarizes cosmic ray data on both galactic and anomalous particles in the inner and outer heliosphere near the sunspot minimum in 1995 and 1996 at the end of solar cycle 22. These data come from the IMP spacecraft in the inner heliosphere and the Voyager and Pioneer spacecraft in the outer heliosphere. In the inner heliosphere, the cosmic ray intensities at all energies in 1996 have recovered to almost the same maximum values they had at the last sunspot minimum in 1987 and the intensities are an even closer match to those observed two 11-year cycles earlier in 1976. In the outer heliosphere beyond 40 AU the intensity recovery is very slow and the intensities at all energies and for all species are almost constant in 1995-96 indicating that little further recovery can be expected in this cycle. The intensity of galactic cosmic rays in 1996 is only 0.3-0.5 of that observed at the same radius of 42 AU in 1987 and for anomalous cosmic rays this ratio is only 0.1-0.2. This suggests a dramatically different entry of particles into the heliosphere in the two cycles for both types of particles as well as significantly different particle flow characteristics in the outer heliosphere. The net result of these different characteristics is that near the Earth only a relatively small intensity difference is observed between successive 11-year solar cycles whereas in the outer heliosphere the differences between cycles become very large and may even dominate the overall modulation.     

Shock Acceleration of Ions in the Heliosphere

Energetic particles constitute an important component of the heliospheric plasma environment. They range from solar energetic particles in the inner heliosphere to the anomalous cosmic rays accelerated at the interface of the heliosphere with the local interstellar medium. Although stochastic acceleration by fluctuating electric fields and processes associated with magnetic reconnection may account for some of the particle populations, the majority are accelerated by the variety of shock waves present in the solar wind. This review focuses on “gradual” solar energetic particle (SEP) events including their energetic storm particle (ESP) phase, which is observed if and when an associated shock wave passes Earth. Gradual SEP events are the intense long-duration events responsible for most space weather disturbances of Earth’s magnetosphere and upper atmosphere. The major characteristics of gradual SEP events are first described including their association with shocks and coronal mass ejections (CMEs), their ion composition, and their energy spectra. In the context of acceleration mechanisms in general, the acceleration mechanism responsible for SEP events, diffusive shock acceleration, is then described in some detail including its predictions for a planar stationary shock, shock modification by the energetic particles, and wave excitation by the accelerating ions. Finally, some complexities of shock acceleration are addressed, which affect the predictive ability of the theory. These include the role of temporal and spatial variations, the distinction between the plasma and wave compression ratios at the shock, the injection of thermal plasma at the shock into the process of shock acceleration, and the nonlinear evolution of ion-excited waves in the vicinity of the shock.     

Modulation of Galactic Cosmic Rays at Solar Minimum

Cosmic ray particles respond to the heliospheric magnetic field in the expanding solar wind and its turbulence and therefore provide a unique probe for conditions in the changing heliosphere. During the last four years, concentrated around the solar minimum period of solar cycle 22, the exploration of the solar polar regions by the joint ESA/NASA mission Ulysses revealed the three-dimensional behavior of cosmic rays in the inner and middle heliosphere. Also during the last decades, the Pioneer and Voyager missions have greatly expanded our understanding of the structure and extent of the outer heliosphere. Simultaneously, numerical models describing the propagation of galactic cosmic rays are becoming sophisticated tools for interpreting and understanding these observations. We give an introduction to the subject of the modulation of galactic cosmic rays in the heliosphere during solar minimum. The modulation effects on cosmic rays of corotating interaction regions and their successors in the outer heliosphere are discussed in more detail by Gazis, McDonald et al. (1999) and McKibben, Jokipii et al. (1999) in this volume. Cosmic-ray observations from the Ulysses spacecraft at high heliographic latitudes are also described extensively in this volume by Kunow, Lee et al. (1999). This revised version was published online in August 2006 with corrections to the Cover Date.     

Pickup Ions and Cosmic Rays from Dust in the Heliosphere

The combination of recent observational and theoretical work has completed the catalog of the sources of heliospheric Pickup Ions (PUIs). These PUIs are the seed population for Anomalous Cosmic Rays (ACRs), which are accelerated to high energies at or beyond the Termination Shock (TS). For elements with high First Ionization Potentials (high-FIP atoms: e.g., H, He, Ne, etc.), the dominant source of PUIs and ACRs is from neutral atoms that drift into the heliosphere from the Local Interstellar Medium (LISM) and, prior to ionization, are influenced primarily by solar gravitation and radiation pressure (for H). After ionization, these interstellar ions are pickup up by the solar wind, swept out, and are either accelerated near the TS or beyond it. Elements with low first ionization potentials (low-FIP atoms: e.g., C, Si, Mg, Fe, etc.) are also observed as PUIs by Ulysses and as ACRs by Wind and Voyager. But the low-FIP composition of this additional component reveals a very different origin. Low-FIP interstellar atoms are predominantly ionized in the LISM and therefore excluded from the heliosphere by the solar wind. Remarkably, a low-FIP component of PUIs was hypothesized by Banks (J. Geophys. Res. 76, 4341, 1971) over twenty years prior to its direct detection by Ulysses/SWICS (Geiss et al., J. Geophys. Res. 100(23), 373, 1995) The leading concept for the generation of Inner Source PUIs involves an effective recycling of solar wind on grains near the Sun, as originally suggested by Banks. Voyager and Wind also observe low-FIP ACRs, and a grain-related source appears likely and necessary. Two concepts have been proposed to explain these low-FIP ACRs: the first concept involves the acceleration of the Inner Source of PUIs, and the second involves a so-called Outer Source of PUIs generated from solar wind interaction with the large population of grains in the Kuiper Belt. We review here the observational and theoretical work over the last decade that shows how solar wind and heliospheric grains interact to produce pickup ions, and, in turn, anomalous cosmic rays. The inner and outer sources of pickup ions and anomalous cosmic rays exemplify dusty plasma interactions that are fundamental throughout the cosmos for the production of energetic particles and the formation of stellar systems.     

Challenges for the Advanced Composition Explorer

This report is a brief introduction to some of the vital contributions that the Advanced Composition Explorer Mission will make towards our understanding of the origins of matter and acceleration of particles on a wide range of solar and astrophysical scales. Examples of these contributions are drawn from two broad areas of the space sciences. They are: (1) Dynamical phenomena at the Sun and in the inner heliosphere; and (2) The elemental and isotopic composition of matter in the solar wind, solar accelerated ejecta, galactic cosmic radiation and the anomalous nuclear component in the heliosphere. Some current problems with theories intended to account for these phenomena are discussed, including interpretations of the stable and radioactive isotopes in the galactic cosmic rays. This revised version was published online in June 2006 with corrections to the Cover Date.     

Cosmic Rays Through the Solar Hale Cycle

The Ulysses spacecraft had been the first to orbit the Sun over its poles and to explore the heliosphere at these high heliolatitudes. It has now completed three fast latitude scans, two at solar minimum and one at solar maximum. Since its launch in October 1990, this mission has led to several surprising discoveries concerning energetic particles, cosmic rays, Jovian electrons, the solar wind, the heliospheric magnetic field and the global features of the heliosphere. This review addresses the propagation and modulation of cosmic rays and other charged particles from an observational point of view with emphasis on what has been learned from exploring the inner heliosphere to high heliolatitudes.     

The Solar Wind in the Outer Heliosphere and Heliosheath

The solar wind environment has a large influence on the transport of cosmic rays. This chapter discusses the observations of the solar wind plasma and magnetic field in the outer heliosphere and the heliosheath. In the supersonic solar wind, interaction regions with large magnetic fields form barriers to cosmic ray transport. This effect, the “CR-B” relationship, has been quantified and is shown to be valid everywhere inside the termination shock (TS). In the heliosheath, this relationship breaks down, perhaps because of a change in the nature of the turbulence. Turbulence is compressive in the heliosheath, whereas it was non-compressive in the solar wind. The plasma pressure in the outer heliosphere is dominated by the pickup ions which gain most of the flow energy at the TS. The heliosheath plasma and magnetic field are highly variable on scales as small as ten minutes. The plasma flow turns away from the nose roughly as predicted, but the radial speeds at Voyager 1 are much less than those at Voyager 2, which is not understood. Despite predictions to the contrary, magnetic reconnection is not an important process in the inner heliosheath with only one observed occurrence to date.     

The modulation of cosmic rays in the high latitude heliosphere: A computer simulation

Modulation models based on the numerical solution of Parker's transport equation for galactic cosmic rays in the heliosphere make clear predictions about modulation in the high latitude heliosphere. However, for these predictions certain assumptions have to be made, for example, what the heliospheric magnetic field (HMF) looks like above the solar poles and what the spatial dependence of the diffusion coefficients are. For this presentation the general predictions of a standard drift model for the modulation of cosmic rays in the high latitude heliosphere, in particular predictions for the Ulysses trajectory, are discussed and critically reviewed. Preliminary results from Ulysses show a significant increase in the solar wind speed towards higher latitudes. The effects of this strong latitudinal dependence together with different modifications of the HMF at these high latitudes on the apparently too large diffusion and drifts predicted by current models are also shown.     

Cosmic Rays at High Heliolatitudes

The Ulysses spacecraft has been the first to orbit the Sun over its poles and to explore the heliosphere at these high heliolatitudes. It has now completed two fast latitude scans, one at solar minimum and one at solar maximum. Since its launch in October 1990, this mission has led to several surprising discoveries concerning energetic particles, cosmic rays, Jovian electrons, the solar wind, the heliospheric magnetic field and the global features of the heliosphere. This review addresses mainly the propagation and modulation of cosmic rays and other charged particles, from both an observational and theoretical point of view, with emphasis on what has been learned from exploring the inner heliosphere to high heliolatitudes. This is done for solar minimum and maximum conditions. The review is concluded with a summary of the main scientific discoveries and insights gained so far from the Ulysses mission.     

Properties of the interstellar gas inside the heliosphere

Methods and results of investigations of the interstellar gas inside the heliosphere are summarized and discussed. Flow parameters of H and He and the relative abundances of H, He, N, O, and Ne in the distant heliosphere are given. Charge exchange processes in front of the heliosphere affect the flow of hydrogen and oxygen through the heliopause. The speed of hydrogen is reduced by 6 km/s, and screening leads to a reduction of the O/He and H/He ratios in the neutral gas entering the heliosphere. When the screening effect and the acceleration processes leading to the anomalous cosmic rays (ACR) are sufficiently understood, abundances in the LIC can be derived from measurements inside the heliosphere. Since isotopic ratios are virtually not changed by screening or by EUV and solar wind ionisation, relative abundances of isotopes in the gaseous phase of the LIC can be determined with no or minor correction from investigations of the neutral gas, pickup ions and ACR particles.     

The multifuid solar wind termination shock and its influence on the threedimensional plasma structure upstream and downstream

The solar wind termination shock is described as a multi-fluid phenomenon taking into account the magnetohydrodynamic self-interaction of a multispecies plasma consisting of solar wind ions, pick-up ions and shock-generated anomalous cosmic ray particles. The spatial diffusion of these high energy particles relative to the resulting, pressure-modified solar wind flow structure is described by a coupled system of differential equations describing mass-, momentum-, and energy-flow continuities for all plasma components. The energy loss due to escape of energetic particles (MeV) from the precursor into the inner heliosphere is taken into account. We determine the integrated properties of the anomalous cosmic ray gas and the low-energy solar wind. Also the variation of the compression ratio of the shock structure is quantitatively determined and is related to the pick-up ion energization efficiency and to the mean energy of the downstream anomalous cosmic ray particles. The variation of the resulting shock structure and of the solar wind sheath plasma extent beyond the shock is discussed with respect to its consequences for the LISM neutral gas filtration and the threedimensional shape of the heliosphere.