质子事件上升时间及峰值强度的统计研究

在耀斑已基本确定为质子耀斑的情况下, 为了对即将到达地球的太阳质子作出半定量的粗略预报(警报), 即估计从观测到光学耀斑开始, 需经多长时间质子通量将到达峰值;峰值强度有多大。为此, 我们收集了1967年5月—1972年12月约五年半期间国外发表的比较系统的质子事件资料, 以及相应的太阳耀斑和太阳射电资料。      

Application of support vector machine combined with K-nearest neighbors in solar flare and solar proton events forecasting

The support vector machine (SVM) combined with K-nearest neighbors (KNN), called the SVM-KNN method, is new classing algorithm that take the advantages of the SVM and KNN. This method is applied to the forecasting models for solar flares and proton events. For the solar flare forecasting model, the sunspot area, the sunspot magnetic class, and the McIntosh class of sunspot group and 10 cm solar radio flux are chosen as inputs; for the solar proton event forecasting model, the inputs include the longitude of active regions, the flux of soft X-ray, and those for the solar flare forecasting model. Detailed tests are implemented for both of the proposed forecasting models, in which the SVM-KNN and the SVM methods are compared. The testing results demonstrate that the SVM-KNN method provide a higher forecasting accuracy in contrast to the SVM. It also gives an increased rate of ‘Low’ prediction at the same time. The ‘Low’ prediction means occurrence of solar flares or proton events with predictions of non-occurrence. This method show promise for forecasting models of solar flare and proton events.     

Modeling the time-intensity profile of solar flare generated particle fluxes in the inner heliosphere.

It is possible to model the time-intensity profile of solar particles expected in space after the occurrence of a significant solar flare on the sun. After the particles are accelerated in the flare process, if conditions are favorable, they may be released into the solar corona and then into space. The heliolongitudinal gradients observed in the inner heliosphere are extremely variable, reflecting the major magnetic structures in the solar corona which extend into space. These magnetic structures control the particle gradients in the inner heliosphere. The most extensive solar particle measurements are those observed by earth-orbiting spacecraft, and forecast and prediction procedures are best for the position of the earth. There is no consensus of how to extend the earth-based models to other locations in space. Local interplanetary conditions and structures exert considerable influence on the time-intensity profiles observed. The interplanetary shock may either reduce or enhance the particle intensity observed at a specific point in space and the observed effects are very dependent on energy.     

太阳X射线耀斑特征参数预报方法研究

太阳耀斑是重要的空间天气事件, 有关太阳耀斑参数的预报对于电离层突然骚扰(SID)影响的评估具有实用意义. 本文采用GOES-8卫星上第23太阳周软X射线通量的数据, 通过数值拟合的方法对X级耀斑强度的峰值以及X级耀斑的结束时间进行预测. 利用这种方法对第23太阳周中的X级耀斑进行分析, 最多可以提前17min预测出X级耀斑的峰值, 在预测X级耀斑结束时间时, 预测的X级耀斑结束时间最多可以提前60min左右, 从预报结果来看, 预报方法具有一定的有效性和实用性.      

Solar activity prediction studies and services in NAOC

Solar activity prediction services started in 1960’s in National Astronomical Observatories, Chinese Academy of Sciences (NAOC). As one of the members of the International Space Environment Service (ISES), Regional Warning Center of China (RWC-China) was set up in 1990’s. Solar Activity Prediction Center (SAPC), as one of the four sub-centers of RWC-China, is located in NAOC. Solar activity prediction studies and services in NAOC cover short-term, medium-term, and long-term forecast of solar activities. Nowadays, certain prediction models, such as solar X-ray flare model, solar proton event model, solar 10 cm radio flux model, have been established for the practical prediction services. Recently, more and more physical analyses are introduced in the studies of solar activity prediction, such as the magnetic properties of solar active regions and magnetic structure of solar atmosphere. Besides traditional statistics algorithms, Machine Learning and Artificial Intelligence techniques, such as Support Vector Machine (SVM) method, are employed in the establishment of forecast models. A Web-based integrated platform for solar activity data sharing and forecast distribution is under construction.     

太阳质子耀斑X射线辐射特征及质子事件警报

太阳质子耀斑X射线辐射特征的研究, 为太阳质子事件的警报提供一个重要的途径和方法。本文分析了第21周太阳活动峰年(1977—1986)期间质子耀斑和相应的GOES和SMM卫星观测的X射线辐射资料, 结果表明:大部分质子耀斑的硬X射线峰值流量F_HX≥104s/c;积分流量F₀≥106counts;硬X射线辐射到达峰值时间T_R≥100s;持续时间T_D≥103s;X光子最高能量E_x≥300keV;平均能谱指数√r≤3.5;高能时延T_L≥10s。利用这些X射线暴的特征参数, 对第21周峰年大质子事件作警报检验, 结果是:报准率为94％, 虚报率为40％。      

利用质子强度变化对太阳质子事件进行短期预报方法初步研究

采用GOSE-10卫星4～9 MeV(P2),9～15 MeV(P3),15～40 MeV(P4),40～80 MeV(P5)能段上的质子通量数据,结合质子能谱,对太阳质子事件发生前各能谱参数的变化特征进行分析,详细介绍利用能谱参数的变化特征及能量E>10 MeV的质子通量数据对太阳质子事件进行预报的新方法,并运用这种方法对2002-2006年期间太阳质子事件进行了预报.预报结果显示,预报提前量最多达到100 h以上,对质子事件的报准率达97.5%,预报方法具备一定的有效性和实用性.      

基于PCA方法对太阳活动区主要参量的分析

太阳耀斑与太阳质子事件的发生通常与太阳活动区存在非常密切的关系, 对这种关系的深入分析有助于太阳耀斑和太阳质子事件预报模型的建立. 本文利用主成分分析(Principal Component Analysis, PCA)方法对1997-2010年太阳质子事件所在活动区的主要参量进行分析, 选取的参量包括黑子磁分类、 McIntosh分类、太阳黑子群面积、10.7 cm射电流量、耀斑指数、质子耀斑位置和软X射线耀斑强度. 结果得到81个太阳活动主成分得分值排序(得分值代表每个事件的强弱), 与太阳质子事件峰值流量、太阳黑子年均值以及10.7 cm射电流量年均值的对比显示相似度非常高, 表明主成分得分值一定程度上可以反映太阳活动的强弱规律.      

Unexpected burst of solar activity recorded by neutron monitors during October–November 2003

During the extreme burst of solar activity in October–November 2003, a series of outstanding events distinguished by their magnitude and peculiarities were recorded by the ground based neutron monitor network. The biggest and most productive in 23rd solar cycle active region 486 generated the most significant series of solar flares among of which the flare X28/3B on November 4, 2003 was the mostly powerful over the history of X-ray solar observations. The fastest arrival of the interplanetary disturbance from the Sun after the flare event in August 1972 and the highest solar wind velocity and IMF intensity were observed during these events. In one-week period three ground level enhancements (GLEs) of solar cosmic rays were recorded by neutron monitor network (28, 29 October and 2 November 2003). Maximum proton energy in these events seems to be ranged from 5 to 10 GeV. Joint analysis of data from ground level stations (neutron monitors) and satellite measurements allows the estimation of the particle path length, the onset time of the injection on the Sun and some other proton flux characteristics.     

太阳质子事件警报

采用人工神经网络预报方法,利用太阳耀斑的日面位置、X射线辐射的峰值流量及其上升时间、2695MHz和8800MHz微波辐射的半积分流量等5个物理参量,提出了一个新的太阳质子事件警报方案,预报太阳质子事件的发生及其流量和时间．该方案在本文检验中达到93．75％的预报准确率．     

Comparing proton fluxes of central meridian SEP events with those predicted by SOLPENCO

We have developed an operational code, SOLPENCO, that can be used for space weather prediction schemes of solar energetic particle (SEP) events. SOLPENCO provides proton differential flux and cumulated fluence profiles from the onset of the event up to the arrival of the associated traveling interplanetary shock at the observer’s position (either 1.0 or 0.4 AU). SOLPENCO considers a variety of interplanetary scenarios where the SEP events develop. These scenarios include solar longitudes of the parent solar event ranging from E75 to W90, transit speeds of the associated shock ranging from 400 to 1700 km s⁻¹, proton energies ranging from 0.125 to 64 MeV, and interplanetary conditions for the energetic particle transport characterized by specific mean free paths. We compare the results of SOLPENCO with flux measurements of a set of SEP events observed at 1 AU that fulfill the following four conditions: (1) the association between the interplanetary shock observed at 1 AU and the parent solar event is well established; (2) the heliolongitude of the active region site is within 30° of the Sun–Earth line; (3) the event shows a significant proton flux increase at energies below 96 MeV; (4) the pre-event intensity background is low. The results are discussed in terms of the transit velocity of the shock and the proton energy. We draw conclusions about both the use of SOLPENCO as a prediction tool and the required improvements to make it useful for space weather purposes.     

Magnetic connectivity and solar energetic proton event intensity profiles at deka-MeV energy

We present an analysis of the time-intensity profiles of 25 solar energetic proton events at 18.2 MeV, modelled by fitting an analytical function form (a modified Weibull function) to the observed intensities. Additionally relying on previous work that characterized the magnetic connectivity between the event-related solar flare and the observer in these events with three angular parameters, we investigate the fit function parameters, the connectivity parameters, and the iron-to-carbon ratio of the events for dependencies and correlations. We find that the fit parameter controlling the basic shape of the profile (parameter a) is not clearly dependent on the connectivity parameters or the Fe/C ratio, suggesting that the profile shapes of neither well and weakly connected nor generally “impulsive” and “gradual” events differ systematically during the early stages of the event at 1 AU. In contrast, the time scaling of the fit function (parameter b) is at least moderately correlated with both the magnetic connectivity parameters and the Fe/C ratio, in that well-connected and iron-rich events are typically shorter in relative duration than weakly connected and nominal-abundance events; intensity rise times display a similar correlation with the connectivity parameters. We interpret the former result as following from the combined effect of various transport processes acting on the particles in interplanetary space, while the latter is essentially consistent with established knowledge regarding the observed dependence of the time-intensity profile shapes of solar energetic particle events on their magnetic connectivity and heavy ion abundances. The desirability of modelling the particle transport effects in detail and extending the analysis to cover higher energies is indicated.     

Long lasting energetic particle injection from a weak flare

A relatively weak solar cosmic ray event registered at the Earth orbit following the flare of December 17, 1976 is discussed. The main feature of the event is the existence of a prolonged unusually high proton and electron anisotropy; even at the end of the decay phase of the flare the motion of the particles were mainly directed away from the Sun. The durations of proton and electron anisotropies were different. If prolonged particle injection is neglected the value of the anisotropy considerable exceeds all diffusive estimates. Time-intensity and anisotropy profiles of electrons and protons are fitted by a diffusive model including prolonged particle injection at the Sun. The best agreement with the data is obtained if the duration of injection equals about 20 and 7 hours for protons and electrons, respectively.     

On the early phase of relativistic solar particle events: Are there signatures of acceleration mechanism?

Many physical processes precede and accompany the solar energetic particles (SEP) occurrence on the Earth’s orbit. Explosive energy release on the Sun gives rise to a flare and a coronal mass ejection (CME). X-ray and gamma emissions are believed to be connected with flares. Radio emission is signature of disturbances traveling through the corona and interplanetary space. Particles can gain energy both in the flare and the accompanying wave processes. The beginning of the SEP events has the advantage of being the phase most close to the time of acceleration. Influence of interplanetary transport is minimal in the case of first arriving relativistic solar protons recorded by ground based neutron monitors in so called ground-level enhancements (GLE). The early phase of the SEP events attracts attention of many scientists searching for the understanding of particle acceleration. However, they come to the opposite conclusions. While some authors find arguments for coronal mass ejections as a sole accelerator of SEPs, others prove a flare to be the SEP origin. Here, the circumstances of SEP generation for several GLEs of the 23rd solar cycle are considered. Timing of X-ray, CME, and radio emissions shows a great variety from event to event. However, the time of particle ejection from the Sun is closer to maximum of X-ray emission than to any other phenomena considered. No correlation is found between the particle fluxes and the CME characteristics.     

基于GM(1,1)与灰区间估计的SPE通量水平长期预测

太阳质子事件（SPE,Solar Proton Events）是干扰日地空间最主要的源,大规模质子事件会影响在轨空间站实验设备的可靠性,有时甚至会威胁空间站的安全运行.提出一种基于灰色GM（1,1）和区间估计太阳质子事件预测方法;首先对1976—2010年SPE通量水平数据进行预处理,分别建立以发生时间为序列的一般SPE通量序列与极端SPE通量序列;之后将灰色GM（1,1）与区间估计相结合建立预测方法,融合反映一般SPE通量水平随周期性波动的活跃性调节系数,建立SPE通量水平长期预测模型;然后叠加不同SPE类型所得结果合成预测年份的SPE通量水平,给出未来一年或几年间SPE通量水平的变化范围;最后选取1976—2010年太阳质子事件年均值数据,分多批次预测1996—1998年和1999—2001年等SPE通量均值区间,结果表明各年实际发生SPE的通量均值均位于预测区间内,并且多年预测区间偏差最大值小于26%,实验结果还表明单次预测时长以2~3年为宜.     

Solar particle events as seen on CRRES.

High energy proton detectors on the Combined Release and Radiation Effects Satellite (CRRES) were used to measure near-Earth solar protons in an 18 degrees inclination orbit between 350 km and 36000 km from July 1990 to October 1991. CRRES data from the major solar particle event on 23-25 March 1991 show conclusively that MeV solar protons can penetrate deep inside the magnetosphere (to an L-shell of 2.5 RE) when a large shock-induced Sudden Storm Commencement (SSC) occurs and significant solar particle populations are present at geosynchronous altitudes. The penetration of solar particles well inside boundaries predicted by Stormer theory occurred during every large solar event of the CRRES mission, as well as many of the smaller ones. Often the deep penetrations occurred simultaneously with the formation of new trapped radiation populations which peak at L-values between 2.3 and 4 RE (depending on particle energy) and which last from days to months.     

Evaluation of the dynamic cutoff rigidity model using dosimetry data from the STS-28 flight.

We have a developed a dynamic cutoff rigidity model based on computed world grids of vertical cutoff rigidities derived from employing the Tsyganenko magnetospheric model. The dynamic range of this model covers all magnetic activity levels specified by integer values of the Kp magnetic index. We present comparisons of the measured dose observed on the space shuttle during the August 1989 solar proton event with the dose computed from solar particles predicted to be allowed through the magnetosphere to the space shuttle position. We find a one-to-one correspondence between the portion of the orbit predicted to be subjected to solar protons and the portion of the orbit where solar particle dose measurements were obtained.     

SEP events and multi-spacecraft observations: Constraints on theory

Fifteen solar energetic particle (SEP) events have been analyzed using proton flux data recorded by the Helios 1, Helios 2, and IMP 8 spacecraft in the energy range ∼4–40 MeV during 1974–1982. For each of the events at least two of the spacecraft have their nominal magnetic footpoint within 20° in heliocentric longitude from each other. The SEP events are sub-grouped as a function of their heliocentric longitudinal separation and heliocentric radial distance from the SEP associated solar flare and several case studies are presented in this paper. Main results concerning their usage in estimating the SEP radial dependence are given. Moreover, we investigate the behavior of the third not connected spacecraft in order to study the dependence of the proton flux as a function of flare location. It is found that the contribution of the longitudinal gradient in determining variations in the SEP proton flux is particularly relevant for spacecraft having their magnetic connection footpoint separated from the flare between 30° and 50°.     

太阳质子事件预报和射电Ⅰ型噪暴

太阳是一个异常活跃的天体,其爆发过程会对地球周围空间环境产生重要影响. 通常,单个高能质子即足以引起飞行器中微电子器件出现异常,因此太阳质子事件预报是空间天气预报的重要内容. 关于预报模型的参数选择尚有值得改进之处. 研究认为,Ⅰ型噪暴与日冕加热磁重联具有密切关系,可以作为预报参数. 通过两个典型太阳爆发事件的详细资料分析,说明了Ⅰ型噪暴与质子事件及CME的相关性.      

Comment on estimating the solar proton environment that may affect Mars missions.

Estimates of the energetic proton environment for a Mars mission are generally extrapolated from the solar proton observations at 1 AU. We find that solar particle events may be divided into two general classes. Events dominated by a near-sun injection of particles onto interplanetary magnetic field lines leading to the spacecraft position represent the "classical" solar particle event associated with solar activity. This class of event will scale in radial distance by the classical power law extrapolation. The extended-interplanetary-shock source generates a maximum flux as the shock passes the detection location. This class of event typically generates maximum fluence, but in this case, the flux and fluence will not scale in the classical manner with radial distance.