Propagating Shocks

A survey of propagating interplanetary shocks reveals the following properties: (1) More shocks are observed around solar-activity maximum than minimum. (2) The maximum frequency of shock occurrence is between 2 and 5 AU. (3) Shocks slow down in the inner solar system, but in the outer solar system some may get a boost in speed when overtaken by a following shock. (4) The average shock strength (as measured by either the Mach number or the density ratio) also reaches peak values at distances of 2–5 AU. (5) Shocks are stronger at their noses than at their flanks. (6) At 1 AU, there are many more quasiperpendicular than quasiparallel shocks with the frequency of occurrence roughly constant with the cosine of the angle between the upstream field and the shock normal.     

Shock interactions in the outer heliosphere

Observations of plasma and magnetic fields by Pioneer 10 and 11 and Voyager 1 and 2 reveal that MHD shocks are an important component of the large-scale solar wind structures in the outer heliosphere. This review discusses recent progress in simulation studies of the nonlinear evolution of the solar wind structures, and in particular concentrates on the theoretical development and applications of the shock interactions model. Various stream propagation models, which do not use the Rankine-Hugoniot relations to calculate the jump conditions at shock crossings, have been used to simulate the essential evolution process of isolated streams and the formation and propagation of corotating and transient shocks. They produce fairly good results in the region up to a few AU. In 1984, the shock interactions model was introduced to study the evolution of large-scale solar wind structures in the region outside 1 AU up to several tens of AU. The model uses the exact Rankine-Hugoniot relations to calculate the shock speed and shock strength at all shock crossings. So that the model can more accurately calculate the shock speeds and the accumulated irreversible shock heating of plasma at several tens of AU. The applications of the shock interactions model are presented in three groups. (a) The first group covers the basic interaction of a shock with the ambient solar wind, the formation and propagation of shock pairs, and the collision and merging of shocks. (b) The second group covers the use of the shock interactions model to simulate the nonlinear evolution of large-scale solar wind structures in the outer heliosphere. These simulation results can provide the detailed evolution process for large-scale solar wind structures in the vast region not directly observed. Two selected studies are reported. (c) Finally, the shock interactions model is applied to studying the heating of the solar wind in the outer heliosphere. The model calculations support shocks being chiefly responsible for the heating of the solar wind plasma in the outer heliosphere at least up to 30 AU.     

Electron Acceleration in the Heliosphere

We review the evidence for electron acceleration in the heliosphere putting emphasis on the acceleration processes. There are essentially four classes of such processes: shock acceleration, reconnection, wave particle interaction, and direct acceleration by electric fields. We believe that only shock and electric field acceleration can in principle accelerate electrons to very high energies. The shocks known in the heliosphere are coronal shocks, traveling interplanetary shocks, CME shocks related to solar type II radio bursts, planetary bow shocks, and the termination shock of the heliosphere. Even in shocks the acceleration of electrons requires the action of wave particle resonances of which beam driven whistlers are the most probable. Other mechanisms of acceleration make use of current driven instabilities which lead to electron and ion hole formation. In reconnection acceleration is in the current sheet itself where the particles perform Speiser orbits. Otherwise, acceleration takes place in the slow shocks which are generated in the reconnection process and emanate from the diffusion region in the Petschek reconnection model and its variants. Electric field acceleration is found in the auroral zones of the planetary magnetospheres and may also exist on the sun and other stars including neutron stars. The electric potentials are caused by field aligned currents and are concentrated in narrow double layers which physically are phase space holes in the ion and electron distributions. Many of them add up to a large scale electric field in which the electrons may be impulsively accelerated to high energies and heated to large temperatures.     

Shock Acceleration of Ions in the Heliosphere

Energetic particles constitute an important component of the heliospheric plasma environment. They range from solar energetic particles in the inner heliosphere to the anomalous cosmic rays accelerated at the interface of the heliosphere with the local interstellar medium. Although stochastic acceleration by fluctuating electric fields and processes associated with magnetic reconnection may account for some of the particle populations, the majority are accelerated by the variety of shock waves present in the solar wind. This review focuses on “gradual” solar energetic particle (SEP) events including their energetic storm particle (ESP) phase, which is observed if and when an associated shock wave passes Earth. Gradual SEP events are the intense long-duration events responsible for most space weather disturbances of Earth’s magnetosphere and upper atmosphere. The major characteristics of gradual SEP events are first described including their association with shocks and coronal mass ejections (CMEs), their ion composition, and their energy spectra. In the context of acceleration mechanisms in general, the acceleration mechanism responsible for SEP events, diffusive shock acceleration, is then described in some detail including its predictions for a planar stationary shock, shock modification by the energetic particles, and wave excitation by the accelerating ions. Finally, some complexities of shock acceleration are addressed, which affect the predictive ability of the theory. These include the role of temporal and spatial variations, the distinction between the plasma and wave compression ratios at the shock, the injection of thermal plasma at the shock into the process of shock acceleration, and the nonlinear evolution of ion-excited waves in the vicinity of the shock.     

Fe/O Ratios in Interplanetary Shock Accelerated Particles

It is widely accepted that diffusive shock acceleration is an important process in the heliosphere, in particular in producing the energetic particles associated with interplanetary shocks driven by coronal mass ejections. In its simplest formulation shock acceleration is expected to accelerate ions with higher mass to charge ratios less efficiently than those with lower mass to charge. Thus it is anticipated that the Fe/O ratio in shock-accelerated ion populations will decrease with increasing energy above some energy. We examine the circumstances of five interplanetary shocks that have been reported to have associated populations in which Fe/O increases with increasing energy. In each event, the situation is complex, with particle contributions from other sources in addition to the shock. Furthermore, we show that the Fe/O ratio in shock-accelerated ions can decrease even when the shock is traveling through an Fe-rich ambient ion population. Thus, although shock acceleration of an Fe-rich suprathermal population has been proposed to explain large Fe-rich solar particle events, we find no support for this proposal in these observations.     

Observations of interplanetary shocks: Recent progress

Interplanetary shock observations since the prior Solar Terrestrial Physics Symposium in 1978 are reviewed. Since the interval coincides with the recent solar maximum, emphasis is placed on shocks associated with transient solar phenomena, including coronal transients and eruptive prominences as well as flares. A good correlation between shocks and Storm Sudden Commencements has persisted into the recent maximum. Shocks have been identified that are associated with disappearing filaments and coronal transients rather than with flares. Significant progress has been made in the indirect observation of shocks near the Sun as a result of radio wave measurements in interplanetary space and measurement of the scintillation and spectral broadening of spacecraft radio transmissions. Preliminary results regarding the thickness of interplanetary shocks have appeared. Several quasi-parallel shocks propagating more nearly along, rather than across, the magnetic field have been identified. The plasma drivers accompanying interplanetary shocks have received increased attention and distinctive features have been found in electron, ion and magnetic field data.     

The Theory of Anomalous Cosmic Rays

Anomalous cosmic rays are a heliospheric phenomenon in which interstellar neutral atoms stream into the heliosphere, are ionized by either solar radiation or the solar wind, and are subsequently accelerated to very high energies, greater than 1 GeV. Current thinking has the bulk of the acceleration to very-high energies taking place, by the mechanism of diffusive shock acceleration, at the termination shock of the solar wind. Detailed two-dimensional numerical simulations and models based on this picture show broad agreement with a number of the observed properties of anomalous cosmic rays. Recent improvements to this picture include the observation of multiply charged cosmic rays and the suggestion that some "preacceleration" of the initially ionized particles occurs in the inner heliosphere.     

Heliospheric Lessons for Galactic Cosmic-ray Acceleration

The heliosphere is bathed in the supersonic solar wind, which generally creates shocks at any obstacles it encounters: magnetic structures such as coronal mass ejections and planetary magnetospheres, or fast-slow stream interactions such as corotating interaction regions (CIRs) or the termination shock. Each of these shock structures has an associated energetic particle population whose spectra and composition contain clues to the acceleration process and the sources of the particles. Over the past several years, the solar wind composition has been systematically studied, and the long-standing gap between high energy (>1 MeV amu^–1) and the plasma ion populations has been closed by instruments capable of measuring the suprathermal ion composition. In CIRs, where it has been possible to observe all the relevant populations, it turns out that the suprathermal ion population near 1.8–2.5 times the solar wind speed is the seed population that gets accelerated, not the bulk particles near the solar wind peak. These new results are of interest to the problem of Galactic Cosmic-Ray (GCR) Acceleration, since the injection and acceleration of GCRs to modest energies is likely to share many features with processes we can observe in detail in the heliosphere.     

IBEX—Interstellar Boundary Explorer

The Interstellar Boundary Explorer (IBEX) is a small explorer mission that launched on 19 October 2008 with the sole, focused science objective to discover the global interaction between the solar wind and the interstellar medium. IBEX is designed to achieve this objective by answering four fundamental science questions: (1) What is the global strength and structure of the termination shock, (2) How are energetic protons accelerated at the termination shock, (3) What are the global properties of the solar wind flow beyond the termination shock and in the heliotail, and (4) How does the interstellar flow interact with the heliosphere beyond the heliopause? The answers to these questions rely on energy-resolved images of energetic neutral atoms (ENAs), which originate beyond the termination shock, in the inner heliosheath. To make these exploratory ENA observations IBEX carries two ultra-high sensitivity ENA cameras on a simple spinning spacecraft. IBEX’s very high apogee Earth orbit was achieved using a new and significantly enhanced method for launching small satellites; this orbit allows viewing of the outer heliosphere from beyond the Earth’s relatively bright magnetospheric ENA emissions. The combination of full-sky imaging and energy spectral measurements of ENAs over the range from ～10 eV to 6 keV provides the critical information to allow us to achieve our science objective and understand this global interaction for the first time. The IBEX mission was developed to provide the first global views of the Sun’s interstellar boundaries, unveiling the physics of the heliosphere’s interstellar interaction, providing a deeper understanding of the heliosphere and thereby astrospheres throughout the galaxy, and creating the opportunity to make even greater unanticipated discoveries.     

Particle acceleration at the Sun and in the heliosphere

Energetic particles are accelerated in rich profusion at sites throughout the heliosphere. They come from solar flares in the low corona, from shock waves driven outward by coronal mass ejections (CMEs), from planetary magnetospheres and bow shocks. They come from corotating interaction regions (CIRs) produced by high-speed streams in the solar wind, and from the heliospheric termination shock at the outer edge of the heliospheric cavity. We sample many populations near Earth, but can distinguish them readily by their element and isotope abundances, ionization states, energy spectra, angular distributions and time behavior. Remote spacecraft have probed the spatial distributions of the particles and examined new sources in situ. Most acceleration sources can be ‘seen’ only by direct observation of the particles; few photons are produced at these sites. Wave-particle interactions are an essential feature in acceleration sources and, for shock acceleration, new evidence of energetic-proton-generated waves has come from abundance variations and from local cross-field scattering. Element abundances often tell us the physics of the source plasma itself, prior to acceleration. By comparing different populations, we learn more about the sources, and about the physics of acceleration and transport, than we can possibly learn from one source alone. This revised version was published online in August 2006 with corrections to the Cover Date.     

Physical Processes in the Outer Heliosphere

This chapter covers the theory of physical processes in the outer heliosphere that are particularly important for the IBEX Mission, excluding global magnetohydrodynamic/Boltzmann modeling of the entire heliosphere. Topics addressed include the structure and parameters of the solar wind termination shock, the transmission of ions through the termination shock including possible reflections at the shock electrostatic potential, the acceleration and transport of suprathermal ions and anomalous cosmic rays at the termination shock and in the heliosheath, charge-exchange interactions in the outer heliosphere including mass and momentum loading of the solar wind, the transport of interstellar pickup ions, and the production and anticipated intensities of energetic neutral atoms (ENAs) in the heliosphere.     

Reverse shock acceleration of electrons and protons at mid-heliolatitudes from 5.3-3.8 AU

We examine the intensity, anisotropy and energy spectrum of 480–966 keV protons and 38–315 keV electrons observed by the HI-SCALE instrument on Ulysses associated with Corotating Interaction Regions (CIR) from mid-1992 to early 1994. The particle events are most clearly ordered by the reverse shocks bounding the CIRs. The bulk of the ion fluxes appear either straddling, or with their maximum intensity following, the reverse shock. The electron intensities rise sharply to their maximum upon the passage of the reverse shock, and are delayed with respect to the protons. We believe that following acceleration at the reverse shock the electrons re-enter the inner heliosphere and mirror, to return to the reverse shock for repeated acceleration. This process is more effective for electrons (vc/2) than for ions, and also favours the higher velocity electrons, which accounts for the observed spectral hardening with latitude.     

Energetic Ions Observed at Low to High Latitudes in the Southern Heliosphere During Declining and Rising Solar Activity

We present and compare observations of energetic protons during the two first transits of the Ulysses spacecraft from low to high latitudes in the southern heliosphere. Protons in the energy range 1.8–3.8 MeV from the COSPIN experiment are studied for global trends and in relation to some ambient structures in the solar wind (corotating interaction region, forward/reverse shock). The global trends show the large dependence on the heliospheric condition and solar activity, including indications of a larger ambient particle population during the rising phase of solar activity and more efficient solar wind particle accelerators during the declining phase. More enhancements in the proton flux intensity are time associated with forward shocks than reverse contrary to first pass. Recurrent structures are found even during the second transit. Some latitude dependent periodicities are observed that could relate to the differential solar rotation. This revised version was published online in August 2006 with corrections to the Cover Date.     

The plasma physics of shock acceleration

The notion that plasma shocks in astrophysical settings can and do accelerate charged particles to high energies is not a new one. However, in recent years considerable progress has been achieved in understanding the role particle acceleration plays both in astrophysics and in the shock process itself. In this paper we briefly review the history and theory of shock acceleration, paying particular attention to theories of parallel shocks which include the backreaction of accelerated particles on the shock structure. We discuss in detail the work that computer simulations, both plasma and Monte Carlo, are playing in revealing how thermal ions interact with shocks and how particle acceleration appears to be an inevitable and necessary part of the basic plasma physics that governs collisionless shocks. We briefly describe some of the outstanding problems that still confront theorists and observers in this field.     

Emission mechanism for low-frequency radiation in the outer heliosphere

The question of how low-frequency radio emissions in the outer heliosphere might be generated is considered. It is argued that the free energy contained in an electron beam distribution is first transformed into electrostatic Langmuir waves. The nonlinear interactions of these waves which can produce electromagnetic waves are then treated in the semi-classical formalism. Comparison of the results of the discussed model with electromagnetic radiation coming from upstream of the Earth's bow shock shows that the model adequately explains the generation of plasma waves at planetary shocks. By analogy, this model can provide a quantitative explanation of intensity of radio emissions at 2 to 3 kHz detected by the Voyager plasma wave instrument in the outer heliosphere provided that the electron beams generating Langmuir waves exist also in the postshock plasma due to secondary shocks in the compressed solar wind beyond the termination shock. The field strength of Langmuir waves required to generate the second harmonic emissions are approximately of 100–200 V m^–1 for the primary and 50–100 V m^–1 for the secondary foreshocks. However, only in the secondary foreshock the expected density is consistent with the observed frequency.     

Microphysics of Quasi-parallel Shocks in Collisionless Plasmas

Shocks in collisionless plasmas require dissipation mechanisms which couple fields and particles at scales much less than the conventional collisional mean free path. For quasi-parallel geometries, where the upstream magnetic field makes a small angle to the shock normal direction, wave-particle coupling produces a broad transition zone with large amplitude, nonlinear magnetic pulsations playing an important role. At high Mach numbers, ion reflection and acceleration are dominant processes which control the structure and dissipation at the shock. Accelerated particles produce a precursor, or foreshock, characterized by low frequency magnetic waves which are convected by the plasma flow into the shock transition zone. The interplay between energetic particles, waves, ion reflection and acceleration leads to a complicated interdependent system. This review discusses the spacecraft observations which have motivated the current view of the high Mach number quasi-parallel shock, and the theories and simulation studies which have led to a better understanding of the microphysics on which the quasi-parallel shock depends.     

S/WAVES: The Radio and Plasma Wave Investigation on the STEREO Mission

This paper introduces and describes the radio and plasma wave investigation on the STEREO Mission: STEREO/WAVES or S/WAVES. The S/WAVES instrument includes a suite of state-of-the-art experiments that provide comprehensive measurements of the three components of the fluctuating electric field from a fraction of a hertz up to 16 MHz, plus a single frequency channel near 30 MHz. The instrument has a direction finding or goniopolarimetry capability to perform 3D localization and tracking of radio emissions associated with streams of energetic electrons and shock waves associated with Coronal Mass Ejections (CMEs). The scientific objectives include: (i) remote observation and measurement of radio waves excited by energetic particles throughout the 3D heliosphere that are associated with the CMEs and with solar flare phenomena, and (ii) in-situ measurement of the properties of CMEs and interplanetary shocks, such as their electron density and temperature and the associated plasma waves near 1 Astronomical Unit (AU). Two companion papers provide details on specific aspects of the S/WAVES instrument, namely the electric antenna system (Bale et al., Space Sci. Rev., 2007) and the direction finding technique (Cecconi et al., Space Sci. Rev., 2007).     

Voyager Observations of the Magnetic Field in the Distant Heliosphere

The latitudinal structure of the heliospheric magnetic field during much of the solar cycle is determined by a "sector zone", in which both positive and negative magnetic polarities are observed, and by the unipolar regions above and below the sector zone. Distinct corotating streams and interactions regions are found primarily in the sector zone during the declining phase of the solar cycle. Within a few AU, the streams and interaction regions are distinct and are related to solar features. A restructuring of the solar wind occurs between 1 AU and 15 AU, in which the isolated streams, interaction regions and shocks merge to form compound streams and merged interaction regions ("MIRs"). Memory of the source conditions is lost in this process. In the region between 30 AU and the termination shock (the "distant heliosphere"), the pressure of interstellar pickup protons dominates that of the magnetic field and solar wind particles and largely controls the dynamical processes. During 1983 and 1994, corotating streams and corotating interaction regions were observed at 1 AU. Merged interaction regions were observed at 15 AU in 1983, but not at 45 AU during 1994. This result suggests a further restructuring of the solar wind in the distant heliosphere, but variations from one solar cycle to the next might also contribute to the result. Approaching solar minimum in 1996, the latitudinal extent of the sector zone decreased, and Voyager 2 gradually entered the unipolar region below it. The speed was lower in the sector zone than below it. At Voyagers 1 and 2, the change in cosmic ray intensity is related to the magnetic field strength during each year from 1983 through 1996. The magnetic field strength has a multifractal distribution throughout the heliosphere. This fundamental symmetry of the heliosphere has not been incorporated explicitly in cosmic ray propagation models.     

Collisionless Shocks in Partly Ionized Plasma with Cosmic Rays: Microphysics of Non-thermal Components

In this review we discuss some observational aspects and theoretical models of astrophysical collisionless shocks in partly ionized plasma with the presence of non-thermal components. A specific feature of fast strong collisionless shocks is their ability to accelerate energetic particles that can modify the shock upstream flow and form the shock precursors. We discuss the effects of energetic particle acceleration and associated magnetic field amplification and decay in the extended shock precursors on the line and continuum multi-wavelength emission spectra of the shocks. Both Balmer-type and radiative astrophysical shocks are discussed in connection to supernova remnants interacting with partially neutral clouds. Quantitative models described in the review predict a number of observable line-like emission features that can be used to reveal the physical state of the matter in the shock precursors and the character of nonthermal processes in the shocks. Implications of recent progress of gamma-ray observations of supernova remnants in molecular clouds are highlighted.     

Composition of Anomalous Cosmic Rays

The “classic” anomalous cosmic ray (ACR) component originates as interstellar neutral atoms that drift into the heliosphere, become ionized and picked up by the solar wind, and carried to the outer heliosphere where the pickup ions are accelerated to hundreds of MeV, presumably at the solar wind termination shock. These interstellar ACRs are predominantly singly charged, although higher charge states are present and become dominant above ～350 MeV. Their isotopic composition is like that of the solar system and unlike that of the source of galactic cosmic rays. A comparison of their energy spectra with the estimated flux of pickup ions flowing into the termination shock reveals a mass-dependent acceleration efficiency that favors heavier ions. There is also a heliospheric ACR component as evidenced by “minor” ACR ions, such as Na, Mg, S, and Si that appear to be singly-ionized ions from a source likely in the outer heliosphere.