Estimation of DOA and Doppler Frequency on Nonideal UCA

针对均匀圆阵存在一般阵列误差(如阵元的幅相误差和安装位置误差等)的情况，提出了多个信号的波达方向和多普勒频率估计方法。直接利用均匀圆阵的阵列流形，采用波达矩阵法估计各个信号的多普勒频率。由一般阵列误差的统计特性构造加权矩阵，采用加权总体最小二乘法估计各个信号的波达方向。此方法具有鲁棒性强等特点。计算机仿真证明了此方法的有效性。     

基于均匀圆阵的信号二维方向角高精度估计

基于均匀圆阵(UCA),提出一种信号二维方向角的高精度估计方法。首先,充分利用了信号的空、时域信息,构造时空旋转矩阵,从而达到多个信源分离的目的。其次,直接利用UCA的阵列流形,采用最小二乘法估计信号二维方向角。最后,给出解相位整周期性模糊的方法。计算机仿真表明了此方法具有估计精度高,对阵元的幅相误差鲁棒性强等特点。     

二维嵌套混合MIMO相控阵雷达接收阵列设计

针对二维混合多输入多输出（MIMO）相控阵雷达发射阵列子阵分割带来的自由度损失问题,提出一种基于二维嵌套阵列的二维混合MIMO相控阵雷达接收阵列设计新方法。首先,给出一种由稀疏阵列和密集阵列构成的嵌套阵接收阵列的二维混合MIMO相控阵雷达信号模型;其次,通过对接收信号的协方差矩阵进行Khatri-Rao乘积处理,得到阵元位置差的差异阵列,形成接收阵元数目的虚拟扩展;最后,通过空间平滑处理进行波达方向估计。仿真实验表明,与传统二维混合MIMO相控阵雷达相比,所提方法在不增加实际阵元数目的情况下可以有效扩展虚拟阵元数目,提高雷达阵列自由度,进而提高二维混合MIMO相控阵雷达波达方向估计精度。     

增益幅度不同时信号二维方向角和多普勒频率的盲估计

 在各阵元增益幅度不一致的条件下,提出了一种起伏目标的二维方向角和多普勒频率盲估计的新方法。此方法在各阵元增益幅度不一致的条件下,仍可获得很好的估计性能,并能应用于各个信号的频率相同的场合。且具有对噪声不敏感,不需进行谱峰搜索,适用范围广等特点。仿真结果表明了此算法的有效性。     

非圆信号的贝叶斯稀疏重构阵列测向方法

对信号非圆特性的有效利用能显著改善子空间类阵列测向方法的性能,但难以弥补此类方法在低信噪比（SNR）、小样本等信号环境适应能力方面的局限。本文引入贝叶斯稀疏学习（SBL）技术以解决非圆信号的波达方向（DOA）估计问题,在结合信号非圆特性的同时对入射信号的空域稀疏性加以利用,通过将非圆信号阵列输出协方差矩阵和共轭协方差矩阵在预先定义的空域字典集上进行稀疏重构,得到入射信号的空间谱重构结果,并依据其谱峰位置估计各信号的方向。该方法对独立和相关信号都具有较好的适应能力,仿真结果验证了该方法在信号环境适应能力和相关信号测向精度等方面的优势。     

基于约束最小冗余线阵与干扰对消的测向方法

针对有源干扰背景下信号源和干扰源的个数超过线阵的自由度而产生线阵饱和现象,提出一种将约束最小冗余线阵与干扰对消技术相结合的测向方法。通过将无源状态和有源状态下线阵输出数据的协方差矩阵进行对消运算去除有源干扰和噪声分量,并对约束最小冗余线阵的波达方向(DOA)估计算法进行改进,构造了新的协方差Toeplitz矩阵,有效抑制了由阵列非均匀性导致的伪峰,提高了阵列的DOA估计性能。仿真结果表明:该算法在低信噪比背景下具有抗有源干扰能力,扩展了阵列孔径,并具有较高的测向精度和鲁棒性。     

一种MIMO雷达幅相误差估计方法

 针对单基地相关多输入多输出(MIMO)雷达中存在的阵列幅相误差问题进行了研究。给出了单基地相关MIMO雷达的阵列模型,并提出了一种MIMO雷达幅相误差估计方法。利用发射正交信号对阵列接收信号进行匹配滤波,可分离得到类似传统阵列的"虚拟阵列",利用分时信源数据将该阵列中真实导向矢量中信源波达方向(DOA)引起的相位与幅相误差分离开,通过构造代价函数得到波达方向估计值,进而分别得到发射阵与接收阵的幅相误差的估计值,同时给出了误差引入量分析。最后通过仿真验证了该方法的有效性。本文介绍的方法简单可行,适用于任意构型MIMO雷达的幅相误差估计。     

非均匀噪声稀疏均匀圆阵的二维DOA估计

针对在机载雷达、通信等领域有着广泛应用的均匀圆阵(UCA),研究了非均匀噪声下稀疏均匀圆阵的二维波达方向(DOA)估计.首先采用改进的相位模式方法构造非均匀噪卢稀疏均匀圆阵的波柬空间似然函数;之后,在分析非均匀噪声稀疏均匀圆阵的波束空间似然函数特点的基础上,修改了Burg的逆迭代算法以适应稀疏均匀圆阵下非均匀噪声自相关...     

一种稀疏阵列下的二维DOA估计方法

研究了稀疏阵列下二维波达方向（DOA）的估计问题,提出一种基于不动点迭代的空间谱估计（FPC-MUSIC）算法。首先建立基于矩阵填充的DOA估计信号模型,并验证该信号模型满足零空间性质（NSP）,其次通过不动点迭代算法将稀疏阵列信号恢复为完整信号,最后利用恢复信号估计二维DOA。该算法可在稀疏阵列下大幅度降低谱估计平均副瓣,在大幅度降低阵元数的同时具有较高的估计精度。计算机仿真表明：FPC-MUSIC算法可在稀疏阵列下准确估计二维DOA,验证了该算法的有效性和优越性。     

基于协方差矩阵高阶幂的二维DOA估计新算法

 针对稀疏分解方法进行均匀圆阵(UCA)的二维波达方向(DOA)估计运算复杂度大的问题,提出了一种基于协方差矩阵高阶幂稀疏分解的二维DOA估计新算法。该算法首先利用协方差矩阵高阶幂无需进行特征值分解和信源数估计的特性,构建了协方差矩阵高阶幂的稀疏分解向量;然后运用粒度分层思想,构造了粗区域估计和细方位估计的分层多粒度的快速分解模型,分层字典的长度大大减少,在保持估计精度的前提下,算法运算时间远小于现有的恒定冗余字典的稀疏分解方法,从而解决了基于稀疏分解的圆阵二维DOA估计问题。论文提出的算法与二维MUSIC算法相比,估计精度高,且能满足对相干信号的估计。仿真结果验证了算法的有效性和可行性。     

DOA and steering vector estimation using a partially calibratedarray

We consider the problem of estimating directions of arrival (DOAs) using an array of sensors, where some of the sensors are perfectly calibrated, while others are uncalibrated. We identify a cost function whose minimizer is a statistically consistent and efficient estimator of the unknown parameters-the DOAs and the gains and phases of the uncalibrated sensors. Next we present an iterative algorithm for finding the minimum of that cost function The proposed algorithm is guaranteed to converge. The performance of the estimation algorithm is compared with the Cramer Rao bound (CRB). The derivation of the bound is also included. It is shown that DOA accuracy can be improved by adding uncalibrated sensors to a precisely calibrated array. Moreover, the number of sources that can be resolved may be larger than the number that can be resolved by the calibrated portion of the array     

基于多项式聚焦矩阵的宽带信号到达角估计性能分析

对宽带信号采用基于多项式聚焦矩阵的方法进行到达角估计,并进行了计算机仿真。计算机仿真表明,多项式聚焦矩阵具有计算量小、抗噪性好、能对相干信号进行到达角估计的优点,但需要满足阵元间距远小于信号半波长的条件。当阵元间距不满足该条件时,会引入较大的估计误差。     

Finite data performance of MUSIC and minimum norm methods

In the direction of arrival (DOA) estimation problem, we encounter both finite data and insufficient knowledge of array characterization. It is therefore important to study how subspace-based methods perform in such conditions. We analyze the finite data performance of the multiple signal classification (MUSIC) and minimum norm (min. norm) methods in the presence of sensor gain and phase errors, and derive expressions for the mean square error (MSE) in the DOA estimates. These expressions are first derived assuming an arbitrary array and then simplified for the special case of an uniform linear array with isotropic sensors. When they are further simplified for the case of finite data only and sensor errors only, they reduce to the recent results given previously (1989, 1991). Computer simulations are used to verify the closeness between the predicted and simulated values of the MSE     

鲁棒成形极化敏感阵列波束的方法及极化估计

基于极化敏感阵列,提出了一种鲁棒成形阵列波束的方法。该方法首先将阵列的数据模型进行了重新描述,从而获得了信号波达角(DOA)和极化解耦的模型。借助于该模型并对信号的两个极化方向分别进行鲁棒约束,设计出了一个新的鲁棒空域波束空间成形矩阵,利用该矩阵可以获得信号两个极化分量的鲁棒估计。基于特征值分解的方法,最后给出了估计信号极化参数的方法。分析和数值仿真实验均表明:提出的方法,在对DOA估计误差以及阵列位置误差等造成的阵列失配具有较强鲁棒性的同时,也能有效抑制干扰和噪声,进而提升了极化参数估计的性能。     

Doppler and direction-of-arrival (DDOA) radar for multiple-mover sensing

A low-cost two-element receiving array concept is investigated for detecting multiple moving targets in indoor surveillance applications. Conventional direction-of-arrival (DOA) detection requires the use of an antenna array with multiple elements. Here we investigate the use of only two elements in the receiver array. The concept entails resolving the Doppler frequencies of the returned signals from the moving targets, and then measuring the phase difference at each Doppler frequency component to calculate the DOA of the targets. Simulations are performed to demonstrate the concept and to asses the DOA errors for multiple movers. An experimental system is designed and constructed to test the concept. The system consists of a two-element receiver array operating at 2.4 GHz. Measurement results of human subjects in indoor environments are presented, including through-wall scenarios.     

DOA estimation for attitude determination on communication satellites

In order to determine an appropriate attitude of three-axis stabilized communication satellites, this paper describes a novel attitude determination method using direction of arrival （DOA） estimation of a ground signal source. It differs from optical measurement, magnetic field measurement, inertial measurement, and global positioning system （GPS） attitude determination. The proposed method is characterized by taking the ground signal source as the attitude reference and acquiring attitude information from DOA estimation. Firstly, an attitude measurement equation with DOA estimation is derived in detail. Then, the error of the measurement equation is analyzed. Finally, an attitude determination algorithm is presented using a dynamic model, the attitude measurement equation, and measurement errors. A developing low Earth orbit （LEO） satellite which tests mobile communication technology with smart antennas can be stabilized in three axes by corporately using a magnetometer, reaction wheels, and three-axis magnetorquer rods. Based on the communication satellite, simulation results demonstrate the effectiveness of the method. The method could be a backup of attitude determination to prevent a system failure on the satellite. Its precision depends on the number of snapshots and the input signal-to-noise ratio （SNR） with DOA estimation.     

A novel multistage estimation of signal parameters

A multistage estimation scheme is presented for estimating the parameters of a received carrier signal possibly phase-modulated by unknown data and experiencing very high Doppler, Doppler rate, etc. Such a situation arises, for example, in the case of the Global Positioning Systems (GPS). In the proposed scheme, the first-stage estimator operates as a coarse estimator of the frequency and its derivatives, resulting in higher RMS estimation errors but with a relatively small probability of the frequency estimation error exceeding one-half of the sampling frequency (an event termed cycle slip). The second stage of the estimator operates on the error signal available from the first stage, refining the overall estimates, and in the process also reduces the number of cycle slips. The first-stage algorithm is a modified least-squares algorithm operating on the differential signal model and referred to as differential least squares (DLS). The second-stage algorithm is an extended Kalman filter, which yields the estimate of the phase as well as refining the frequency estimate. A major advantage of the proposed algorithm is a reduction in the threshold for the received carrier power-to-noise power spectral density ratio (CNR) as compared with the threshold achievable by either of the algorithms alone     

一种联合估计的有源校正高精度测向算法

针对存在系统误差的阵列模型,提出了一种有源标校下的联合估计测向算法。该算法把误差矩阵估计转化为误差系数估计,并采用到达角精确已知的源信号进行标校,在此基础上使用最小二乘法联合估计幅相不一致误差系数和互耦误差系数,最后使用结合误差矩阵的MUSIC算法测量信号的到达角。仿真表明,该算法仅需要3个标校源,其精度相比于无阵列误差情况下降0.05°,具有较好的工程可实现性。     

聚焦变换在MIMO阵列方位估计中的应用

MIMO阵列是近年来信号处理领域提出的一种新体制阵列技术,可有效避免常规阵列中的相干源问题。为解决多载波造成的方位模糊,提出了一种基于聚焦变换的MIMO阵列目标方位估计方法。该方法将MIMO阵列接收信号分解为多个频率分量的信号,并通过聚焦算法将多个频率信号聚焦到同一信号子空间,然后对聚焦后的信号进行方位估计。仿真结果表明:与直接对MIMO阵列接收信号进行方位估计相比,该方法利用了MIMO阵列的回波不相干性和宽带信号能量,具有更好的分辨能力和更高的方位估计精度。